New Form D filings on 10 November 2026
66 operating companies and 102 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 10 November 2026. The companies reported $422M sold so far in total. Most filings came from CA 14, NY 5, MA 4, TX 4, MD 3.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (66), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| SLR Secured Specialty Lending Fund (incorporated in the last 5 years) | New York, NY | Investing | $200M | Indefinite | 2026-09-29 | Rule 506(b) | SEC |
| AFC Acquisitions, Inc. (incorporated in the last 5 years) | Foster City, CA | Other | $56M | $56M | 2026-11-06 | Rule 506(b) | SEC |
| Quintessent Inc. | Goleta, CA | Other Technology | $36M | $41M | 2026-04-08 | Rule 506(b) | SEC |
| AngioInsight, Inc. | Minnetonka, MN | Other Health Care | $16M | $20M | 2025-10-09 | Rule 506(b) | SEC |
| Telos Artifex LLC (incorporated in the last 5 years) | New York, NY | Other | $16M | $16M | 2026-10-29 | Rule 506(b) | SEC |
| Determinate Systems, Inc. (incorporated in the last 5 years) | Boston, MA | Other Technology | $15M | $15M | 2026-10-27 | Rule 506(b) | SEC |
| Michigan State University Federal Credit Union | East Lansing, MI | Other Banking and Financial Services | $15M | $15M | 2026-10-28 | Rule 506(b) | SEC |
| GameSquare Holdings, Inc. | Frisco, TX | Other | $13M | $13M | 2026-10-26 | Rule 506(b) | SEC |
| M&O/Lowcountry Nexton Mob, LLC (incorporated in the last 5 years) | Alpharetta, GA | Other | $5.5M | $11M | 2026-11-03 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| CW SPV LLC (incorporated in the last 5 years) | Raleigh, NC | Commercial | $4.7M | $4.7M | Rule 506(c) | SEC | |
| Play Operating Systems, Inc. (incorporated in the last 5 years) | Linwood, NJ | Other Technology | $4.5M | $15M | 2026-10-22 | Rule 506(b) | SEC |
| Talbot Lodging LLC (incorporated in the last 5 years) | Frederick, MD | Lodging and Conventions | $3.6M | $3.7M | 2026-10-27 | Rule 506(b) | SEC |
| Arcophos, Inc. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $3.5M | $10M | 2026-11-01 | Rule 506(b) | SEC |
| Pilot Project Brewing Co (incorporated in the last 5 years) | Chicago, IL | Other | $3.5M | $3.5M | 2026-10-23 | Rule 506(b) | SEC |
| ABVC BIOPHARMA, INC. | Fremont, CA | Biotechnology | $3.4M | $3.4M | 2026-10-30 | Rule 506(b) | SEC |
| Site Technologies, Inc. (incorporated in the last 5 years) | Chicago, IL | Other Technology | $1.9M | $2.0M | 2026-11-09 | Rule 506(b) | SEC |
| Oakmont Partners, LLC /AL (incorporated in the last 5 years) | Birmingham, AL | Other Real Estate | $1.8M | $1.8M | 2026-09-23 | Rule 506(b) | SEC |
| Osyte Inc. | Seattle, WA | Other Technology | $1.6M | $2.5M | 2026-10-14 | Rule 506(b) | SEC |
| OPEN DOORS PARTNERS, LLC | Woodside, CA | Other | $1.5M | $1.5M | 2026-10-06 | Rule 506(b) | SEC |
| Charter Space Technologies, Inc. (incorporated in the last 5 years) | El Segundo, CA | Other | $1.5M | $2.0M | 2026-10-28 | Rule 506(b) | SEC |
| Forest Estate LLC (incorporated in the last 5 years) | Dartmouth, MA | Residential | $1.4M | $1.5M | 2026-10-16 | Rule 506(c) | SEC |
| Pellucere Technologies, Inc. | Springdale, AR | Other Energy | $1.3M | $1.5M | 2026-10-22 | Rule 506(b) | SEC |
| Arcophos, Inc. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $1.3M | $1.3M | 2026-06-27 | Rule 506(b) | SEC |
| Bloodless Diagnostics Inc. | Apex, NC | Other Health Care | $1.3M | $2.5M | 2026-10-28 | Rule 506(b) | SEC |
| Gaingels Path Robotics SEP 2026 LLC (incorporated in the last 5 years) | Burlington, VT | Other | $1.2M | $1.2M | 2026-10-27 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| FAI JAAK Labs, LP (incorporated in the last 5 years) | Mcdonald, PA | Investing | $1.1M | $1.5M | 2026-10-30 | Rule 506(b) | SEC |
| RSR130NJ, LLC (incorporated in the last 5 years) | Scottsdale, AZ | Commercial | $1.0M | $19M | 2026-10-30 | Rule 506(b) | SEC |
| Chickadee Biomedicines, Inc. (incorporated in the last 5 years) | New York, NY | Biotechnology | $1.0M | $1.0M | 2026-10-28 | Rule 506(b) | SEC |
| Stono Vista Developer LLC (incorporated in the last 5 years) | Indianapolis, IN | Residential | $791K | $791K | 2026-11-06 | Rule 506(b) | SEC |
| American AI Logistics, Inc. (incorporated in the last 5 years) | Orlando, FL | Computers | $760K | Indefinite | 2026-11-09 | Rule 506(b) | SEC |
| Bespoke Industrial Value Fund III, LP (incorporated in the last 5 years) | Lakewood, CO | Other Real Estate | $750K | $35M | 2026-08-31 | Rule 506(b) | SEC |
| Walnut Technology Corp (incorporated in the last 5 years) | Newton, MA | Other Technology | $600K | $1.0M | 2026-10-26 | Rule 506(b) | SEC |
| Drizzle Health, LLC | Baltimore, MD | Biotechnology | $600K | Indefinite | 2026-09-02 | Rule 506(b) | SEC |
| Barn Owl Precision Agriculture, Inc. (incorporated in the last 5 years) | La Junta, CO | Other Technology | $525K | $1.5M | 2026-10-12 | Rule 506(b) | SEC |
| Kulea Inc. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $500K | $750K | 2026-10-26 | Rule 506(b) | SEC |
| V3DEO Inc. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $475K | Indefinite | 2026-05-18 | Rule 506(b) | SEC |
| SUTOL BIO, Inc. (incorporated in the last 5 years) | Cambridge, MA | Biotechnology | $474K | $474K | 2025-11-20 | Rule 506(b) | SEC |
| Frontier Bio Corp | Hayward, CA | Biotechnology | $380K | $1.0M | 2026-10-27 | Rule 506(b) | SEC |
| CULTURE BARNS INC. (incorporated in the last 5 years) | Delray Beach, FL | Manufacturing | $340K | $2.0M | 2026-10-08 | Rule 506(b) | SEC |
| INNOVATIVE POWDERS INC (incorporated in the last 5 years) | Heber City, UT | Manufacturing | $250K | $7.5M | 2026-11-03 | Rule 506(b) | SEC |
| TENDER LOVING CRAVINGS, INC. (incorporated in the last 5 years) | Dallas, TX | Manufacturing | $250K | $250K | 2026-10-26 | Rule 506(b) | SEC |
| Series 85-2, a series of StartEngine Private LLC (incorporated in the last 5 years) | Burbank, CA | Other | $175K | $2.9M | 2026-11-08 | Rule 506(c) | SEC |
| Gaingels Palmetto 2026 LLC (incorporated in the last 5 years) | Burlington, VT | Other | $155K | $155K | 2026-10-27 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| TOWN COURT COLLECTIVE LLC (incorporated in the last 5 years) | Oakland, CA | Other | $146K | $300K | 2026-10-24 | Rule 506(b) | SEC |
| Flor de Azar, Inc. (incorporated in the last 5 years) | Brooklyn, NY | Other | $145K | $1.2M | 2026-10-27 | Rule 506(b) | SEC |
| Ursamin, Inc. (incorporated in the last 5 years) | Fayetteville, NY | Other Technology | $125K | $900K | 2026-07-10 | Rule 506(b) | SEC |
| Burrite, Inc. | Bowling Green, KY | Oil and Gas | $100K | $2.0M | 2026-11-05 | Rule 506(c) | SEC |
| For Purpose, Inc. (incorporated in the last 5 years) | Laramie, WY | Other Technology | $100K | $500K | 2026-10-26 | Rule 506(b) | SEC |
| Envision Global Leadership, Inc | Austin, TX | Other Technology | $100K | $100K | 2025-07-17 | Rule 506(b) | SEC |
| Nextech3D.AI Corp. | Toronto, A6 | Other | $99K | $99K | 2026-11-06 | Rule 506(b) | SEC |
| Savvyn, PBC (incorporated in the last 5 years) | Cumberland Center, ME | Other Technology | $50K | $100K | 2026-10-29 | Rule 506(b) | SEC |
| Kestrel Defense Systems Inc. (incorporated in the last 5 years) | Ventura, CA | Other Technology | $20K | $120K | 2026-10-27 | Rule 506(b) | SEC |
| Spokane Club | Spokane, WA | Other | $10K | $1.5M | 2026-10-30 | Rule 506(c) | SEC |
| Lattrex Inc. (incorporated in the last 5 years) | Oak Ridge, TN | Other Technology | $10K | $10K | 2026-10-27 | Rule 506(b) | SEC |
| Servant Invest, LLC (incorporated in the last 5 years) | Franklin, TN | Other | $140 | $140 | 2026-10-29 | Rule 506(b) | SEC |
| NEXROC Group, Inc. (incorporated in the last 5 years) | Lewes, DE | Other Banking and Financial Services | $0 | $1.00B | Rule 506(c) | SEC | |
| NEXROC Group, Inc. (incorporated in the last 5 years) | Lewes, DE | Other Banking and Financial Services | $0 | $1.00B | Rule 506(c) | SEC | |
| NEXROC Group, Inc. (incorporated in the last 5 years) | Lewes, DE | Other Banking and Financial Services | $0 | $1.00B | Rule 506(c) | SEC | |
| GBDS Invest Fund I, LLC (incorporated in the last 5 years) | Akron, OH | Other Real Estate | $0 | $30M | Rule 506(c) | SEC | |
| Westplan Gwinnett Arena Atlanta Holdings, LLC (incorporated in the last 5 years) | Atlanta, GA | Residential | $0 | $17M | Rule 506(b) | SEC | |
| CSR HOLMEN LP (incorporated in the last 5 years) | Denver, CO | Oil and Gas | $0 | $472K | Rule 506(b) | SEC | |
| 6th STREET, INC. | Bel Air, MD | Other Technology | $0 | $360K | 2026-10-28 | Rule 506(b) | SEC |
| PA Flax Project Cooperative, Inc. (incorporated in the last 5 years) | Pottstown, PA | Manufacturing | $0 | Indefinite | Rule 506(c) | SEC | |
| PBAM MDNI 11061 Ohio LP (incorporated in the last 5 years) | Sherman Oaks, CA | Residential | $0 | Indefinite | Rule 506(b) | SEC | |
| AntiSignal Inc. (incorporated in the last 5 years) | Chicago, IL | Other Technology | $0 | Indefinite | Rule 506(b) | SEC | |
| Real International Evergreen Fund I, LP (incorporated in the last 5 years) | Austin, TX | Commercial | $0 | Indefinite | Rule 506(c) | SEC |
Pooled investment funds (102)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| Nuveen Energy & Power Infrastructure Credit II - Sustainable RN, LLC | New York, NY | $541M | Indefinite | SEC |
| Greenland Global Fund II Ltd | George Town, Grand Cayman, E9 | $494M | Indefinite | SEC |
| Oakley Founders Fund SCA-SICAV | Luxembourg, N4 | $433M | Indefinite | SEC |
| Hudson Housing Tax Credit Fund CXVI LP | New York, NY | $48M | Indefinite | SEC |
| Rembrandt Technologies International Ltd. | Maplewood, NJ | $40M | Indefinite | SEC |
| 747 Three Oaks, L.P. | New York, NY | $40M | $40M | SEC |
| CP Overture II, L.P. | New York, NY | $35M | $75M | SEC |
| Ullico Value-Add Fund I NQO Feeder Fund, L.P. | Bethesda, MD | $21M | $51M | SEC |
| LPE Global AI Partners, LLC | New York, NY | $20M | $50M | SEC |
| No Label Ventures II, L.P. | London, X0 | $20M | $20M | SEC |
| PRIVATE AI INVESTMENTS VII LLC | Mountain View, CA | $20M | Indefinite | SEC |
| Paradromics PML SPV 2 LP | Miami Beach, FL | $20M | Indefinite | SEC |
| AH AI Opportunities Fund-B, L.P. | Menlo Park, CA | $19M | $19M | SEC |
| Whiteoak Growth Fund II LP | Sydney, C3 | $13M | $173M | SEC |
| CP Overture II-A, L.P. | New York, NY | $12M | $75M | SEC |
| GCM Ventures Fund I L.P. | Rowayton, CT | $11M | $15M | SEC |
| Monocle Ventures I, LP | Woodmere, NY | $9.1M | $15M | SEC |
| Catalio Access Fund XIII, LLC | New York, NY | $9.0M | $9.0M | SEC |
| Avasar Pacific Partners LP | Hackensack, NJ | $8.0M | Indefinite | SEC |
| Medici Capital Partners II LP | San Jose, CA | $7.8M | $8.0M | SEC |
| PRIVATE MARKET SECURITIES FUND II LLC SERIES I | Fort Lauderdale, FL | $5.8M | Indefinite | SEC |
| 9Yards Opportunities LP - Series 43 | New York, NY | $5.1M | $5.1M | SEC |
| Empros Technologies Fund XLIX, LLC | San Francisco, CA | $5.0M | Indefinite | SEC |
| Overmatch CesiumAstro D, LP | Austin, TX | $5.0M | $5.0M | SEC |
| Genesis Corma LLC | Burlingame, CA | $4.3M | $4.3M | SEC |
| AUM Ventures DE II LP - U.S.-India Series | Wilmington, DE | $4.1M | Indefinite | SEC |
| P1-1013 Fund I, a series of Vitalstage Ventures, LP | Lynnwood, WA | $3.0M | $3.0M | SEC |
| Fund MMXXVI-IV, a series of SCVC Advisors, LP | San Francisco, CA | $2.3M | $2.3M | SEC |
| MI-0725 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $2.1M | $2.1M | SEC |
| Starting Line Aion SPV, LLC | Chicago, IL | $2.0M | $2.0M | SEC |
| East Sunshine Ventures Fund 1 LLC | South San Francisco, CA | $2.0M | Indefinite | SEC |
| Infra-X Minerals II, LLC | Paradise Valley, AZ | $2.0M | $4.0M | SEC |
| Voltage Ventures Opportunity I LP | Portland, ME | $1.6M | $1.6M | SEC |
| David-DU-1029 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $1.1M | $1.1M | SEC |
| Capitalize VC Fund II LP | Chicago, IL | $1.0M | Indefinite | SEC |
| J2 Ventures Strategic Opportunities I, L.P. | Boston, MA | $1.0M | $1.0M | SEC |
| LAUNCHPAD SPV RPV | Dover, DE | $882K | $882K | SEC |
| RM Gov Pointe Investors LLC | Orlando, FL | $780K | $2.0M | SEC |
| HUMANITY SEED RPV | Dover, DE | $680K | $680K | SEC |
| AN-0824 Fund I, a series of Sandlot Ventures Investment Partnership, LP | New York, NY | $620K | $620K | SEC |
| Mariour Capital Bathhouse SPV I LP | New York, NY | $570K | Indefinite | SEC |
| Never Lift FF SPV, LP | New York, NY | $465K | $465K | SEC |
| MO-0912 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $438K | $438K | SEC |
| CL Fund 26, a series of Umami Capital Holdings, LP | Woodside, NY | $430K | $430K | SEC |
| VE-0925 Fund I, a series of MV Funds, LP | Lynnwood, WA | $383K | $383K | SEC |
| EquityZen Growth Technology Fund LLC - Series 2414 | New York, NY | $358K | $358K | SEC |
| Bochi LOOPS Partners LLC | Portland, OR | $335K | $335K | SEC |
| Surmount Holdings I, LLC | South Miami, FL | $281K | $281K | SEC |
| AR-1026 Fund II, a series of Roll Up Vehicles, LP | Lynnwood, WA | $250K | $250K | SEC |
| RNP Capital Joon Security SPV LLC | Dover, DE | $228K | $228K | SEC |
| Monroe Capital Enhanced Corporate Lending Fund | Chicago, IL | $220K | $220K | SEC |
| Sagard Private Income Fund Inc. | New York, NY | $87K | Indefinite | SEC |
| UN-0415 Fund II, a series of AX-RN-Funds, LP | Lynnwood, WA | $60K | $60K | SEC |
| CAZ Co-Investment Opportunities Fund, L.P. - VPH Portfolio | Houston, TX | $25K | Indefinite | SEC |
| PARADROMICS SERIES OF VUVP FUND LLC | Austin, TX | $20K | Indefinite | SEC |
| Gemspring Capital Fund IV-A, LP | Westport, CT | $0 | $3.00B | SEC |
| Gemspring Capital Fund IV, LP | Westport, CT | $0 | $3.00B | SEC |
| Journey Partners Fund I, L.P. | Chicago, IL | $0 | $500M | SEC |
| Kohan Opportunities IN 3.0, L.P. | Fountain Valley, CA | $0 | $100M | SEC |
| Blue Marlin PGL SPV LLC | Bethesda, MD | $0 | $11M | SEC |
| Harborview Funding LLC | North Miami, FL | $0 | $4.8M | SEC |
| TCF2 Halfday SPV 2 LP | Hermosa Beach, CA | $0 | $0 | SEC |
| DYA Capital Merced LLC | Palo Alto, CA | $0 | $0 | SEC |
| Refinery Venture SPV I, L.P. | Cincinnati, OH | $0 | Indefinite | SEC |
| SRD Physical Al 020, a Series of SRD Opportunities, LLC | Miami, FL | $0 | Indefinite | SEC |
| TA-2026 Fund III, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| Prime II, a Series of Embedding Opportunity Funds, LLC | Palo Alto, CA | $0 | Indefinite | SEC |
| NZVC NP Infra Fund XIII, a Series of NonPublic Master, LP | Miami, FL | $0 | Indefinite | SEC |
| Abbey Road Holdings EagleX, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| SOJA Ventures Investments LLC, Series LC | New York, NY | $0 | Indefinite | SEC |
| Inference BB XV, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| EGV Pulsar, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| DCP & L, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| SG9 26, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| Nuvion Series IV Space Infra, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| AGC Hub I, a Series of AGC Parallax Fund I LLC | Miami, FL | $0 | Indefinite | SEC |
| SOJA Ventures Investments LLC, Series TRT | New York, NY | $0 | Indefinite | SEC |
| ICP Granite Holdings, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| Applied Intuition I, a Series of Cedar Legacy Master LLC | Miami, FL | $0 | Indefinite | SEC |
| Humanoid Solcoa I, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| BO BBVC 2026, a Series of A Master Series, LLC | Miami, FL | $0 | Indefinite | SEC |
| Private Equity Managers (2027) Offshore SCSp | New York, NY | $0 | Indefinite | SEC |
| E&F Private Equity Managers (2027) Offshore LP | New York, NY | $0 | Indefinite | SEC |
| Private Equity Managers (2027) LP | New York, NY | $0 | Indefinite | SEC |
| EmergeVest Alliance Holdings LP | George Town, Grand Cayman, E9 | $0 | Indefinite | SEC |
| WE SPV II LP | Seattle, WA | $0 | Indefinite | SEC |
| Morrow Partners SPV A-1, LP | New York, NY | $0 | Indefinite | SEC |
| iCapital-Madison Dearborn Capital Partners IX Access Fund, L.P. | New York, NY | $0 | Indefinite | SEC |
| Onex Partners V Annex I LP | New York, NY | $0 | Indefinite | SEC |
| Crown Global Secondaries VII U.S. Feeder LP | New York, NY | $0 | Indefinite | SEC |
| Crown Global Secondaries VII Feeder S.C.Sp. | Grand Duchy Of Luxembourg, N4 | $0 | Indefinite | SEC |
| Crown Global Secondaries VII Feeder S.A., SICAV-RAIF | Grand Duchy Of Luxembourg, N4 | $0 | Indefinite | SEC |
| Crown Global Opportunities IX Feeder S.A., SICAV-RAIF | Grand Duchy Of Luxembourg, N4 | $0 | Indefinite | SEC |
| Crown Global Opportunities IX Master S.C.Sp. | Luxembourg, N4 | $0 | Indefinite | SEC |
| BW ClearSky Co-Invest, L.P. | New York, NY | $0 | Indefinite | SEC |
| BW ClearSky Co-Invest Blocker, L.P. | New York, NY | $0 | Indefinite | SEC |
| WE Select Fund 4, L.P. | Waltham, MA | $0 | Indefinite | SEC |
| Spice Reserve - CAS HL, LP | Westport, CT | $0 | Indefinite | SEC |
| CABF Lumen Feeder Co-Invest, L.P. | Washington, DC | $0 | Indefinite | SEC |
| CABF Lumen Co-Invest, L.P. | Washington, DC | $0 | Indefinite | SEC |
| Diameter Capital Solutions Offshore Fund LP | New York, NY | $0 | Indefinite | SEC |
| Diameter Capital Solutions Onshore Fund LP | New York, NY | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds