New Form D filings on 27 October 2026
67 operating companies and 69 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 27 October 2026. The companies reported $403M sold so far in total. Most filings came from TX 11, NY 10, GA 7, CA 5, ID 4.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (67), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| Hertha Metals, Inc. (incorporated in the last 5 years) | Conroe, TX | Other | $134M | $134M | 2026-04-07 | Rule 506(b) | SEC |
| Commure, Inc. | Mountain View, CA | Other Technology | $70M | $70M | 2026-04-30 | Rule 506(b) | SEC |
| CID Holdco, Inc. (incorporated in the last 5 years) | Las Vegas, NV | Other Technology | $52M | $65M | 2026-10-09 | Rule 506(b) | SEC |
| Optus Financial Corp | Columbia, SC | Commercial Banking | $35M | $35M | 2026-10-15 | Rule 506(b) | SEC |
| Hertha Metals, Inc. (incorporated in the last 5 years) | Conroe, TX | Other | $18M | $18M | 2024-05-24 | Rule 506(b) | SEC |
| CSRA BANK CORP | Wrens, GA | Commercial Banking | $14M | $14M | 2026-10-22 | Rule 506(b) | SEC |
| Water & Power Community Credit Union | Los Angeles, CA | Other Banking and Financial Services | $8.0M | $15M | 2026-06-08 | Rule 506(b) | SEC |
| Septal Solutions, Inc. | Exton, PA | Other Health Care | $7.3M | $10M | 2026-10-16 | Rule 506(b) | SEC |
| ACES Diagnostics, Inc. (incorporated in the last 5 years) | Paradise Valley, AZ | Other | $7.1M | $8.7M | 2026-10-22 | Rule 506(b) | SEC |
| PRESCOTT 1953, LLC (incorporated in the last 5 years) | Prescott, AZ | Commercial | $6.3M | $6.3M | 2026-09-17 | Rule 506(b), 04.3 | SEC |
| EGD-Tradesman, LLC (incorporated in the last 5 years) | Minneapolis, MN | Commercial | $5.2M | $5.2M | 2026-10-05 | Rule 506(b) | SEC |
| Hopkins Ustick LLC (incorporated in the last 5 years) | Meridian, ID | Commercial | $5.0M | $5.0M | 2026-08-05 | Rule 506(b) | SEC |
| Tier1 Alpha Asset Management, LLC (incorporated in the last 5 years) | Columbus, OH | Other Banking and Financial Services | $4.9M | $7.0M | 2026-10-19 | Rule 506(b) | SEC |
| Doc2Doc Loan Holdings II, L.P. (incorporated in the last 5 years) | Atlanta, GA | Hospitals and Physicians | $3.0M | $10M | 2026-10-16 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| iCross MF LLC | Great Neck, NY | Other Real Estate | $2.9M | $25M | 2026-10-22 | Rule 506(b) | SEC |
| Cala Systems, Inc. | Somerville, MA | Other Technology | $2.5M | $3.0M | 2026-10-13 | Rule 506(b) | SEC |
| One North Grove Holdings, LLC (incorporated in the last 5 years) | Atlanta, GA | Commercial | $2.5M | $2.5M | Rule 506(c) | SEC | |
| MFP Houston 2026 JV LLC (incorporated in the last 5 years) | Ponte Vedra Beach, FL | Residential | $2.3M | $2.6M | 2026-10-20 | Rule 506(b) | SEC |
| CRE Capital P011, LLC (incorporated in the last 5 years) | Sandy Springs, GA | Commercial | $2.1M | $2.1M | 2026-09-08 | Rule 506(b) | SEC |
| Forney FM741 Holdings, LP (incorporated in the last 5 years) | Plano, TX | Other Real Estate | $2.1M | $3.0M | 2026-09-16 | Rule 506(c) | SEC |
| San Solomon Energy Partners, LP (incorporated in the last 5 years) | Houston, TX | Oil and Gas | $2.1M | Indefinite | 2026-09-23 | Rule 506(b) | SEC |
| Hopkins Heritage LLC (incorporated in the last 5 years) | Meridian, ID | Commercial | $1.9M | $1.9M | 2026-09-30 | Rule 506(b) | SEC |
| MOCEAN HOLDINGS Corp (incorporated in the last 5 years) | New York, NY | Other Health Care | $1.5M | $2.6M | 2026-10-09 | Rule 506(b) | SEC |
| RarePh8,Inc. (incorporated in the last 5 years) | Albany, NY | Other | $1.5M | $1.5M | 2024-01-24 | Rule 506(b) | SEC |
| Hopkins KJ LLC (incorporated in the last 5 years) | Meridian, ID | Commercial | $1.4M | $1.4M | 2026-09-11 | Rule 506(b) | SEC |
| Botanic Tonics, LLC | Calabasas, CA | Other | $1.3M | $1.3M | 2026-08-27 | Rule 506(b) | SEC |
| Hirostar USA, Inc. (incorporated in the last 5 years) | Bethesda, MD | Other | $1.2M | $1.6M | 2026-10-19 | Rule 506(b) | SEC |
| Hopkins Seabeck, LLC (incorporated in the last 5 years) | Meridian, ID | Residential | $1.1M | $1.1M | 2026-05-25 | Rule 506(b) | SEC |
| Modal Motors Inc. (incorporated in the last 5 years) | Farmington Hills, MI | Other Technology | $1.0M | $3.0M | 2026-10-19 | Rule 506(b) | SEC |
| RarePh8,Inc. (incorporated in the last 5 years) | Albany, NY | Other | $905K | $905K | 2025-01-22 | Rule 506(b) | SEC |
| Protum Capital LLC (incorporated in the last 5 years) | Chicago, IL | Other | $825K | $825K | 2026-10-16 | Rule 506(b) | SEC |
| Playbook Games Inc. (incorporated in the last 5 years) | Menlo Park, CA | Other Technology | $575K | $750K | 2026-10-14 | Rule 506(b) | SEC |
| Pence/Kelly Construction, LLC | Lake Oswego, OR | Construction | $566K | $566K | Rule 504 | SEC | |
| Painesville Industrial LP (incorporated in the last 5 years) | Riverside, CA | Commercial | $515K | $515K | 2026-10-21 | Rule 506(b) | SEC |
| Gaingels Stronghold AI LLC (incorporated in the last 5 years) | Burlington, VT | Other | $454K | $454K | 2026-10-13 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Contrast Cube Inc. (incorporated in the last 5 years) | Lagrange, IL | Other Health Care | $310K | $1.0M | 2026-10-13 | Rule 506(b) | SEC |
| GS Finance Corp. | New York, NY | Investment Banking | $294K | $294K | 2026-10-26 | Rule 506(b) | SEC |
| Professional Diversity Network, Inc. | Chicago, IL | Other Technology | $250K | $250K | 2026-10-16 | Rule 506(b) | SEC |
| GS Finance Corp. | New York, NY | Investment Banking | $221K | $221K | 2026-10-26 | Rule 506(b) | SEC |
| GS Finance Corp. | New York, NY | Investment Banking | $221K | $221K | 2026-10-26 | Rule 506(b) | SEC |
| Between Us Movie LLC (incorporated in the last 5 years) | Gresham, OR | Other | $210K | $1.0M | 2026-05-14 | Rule 506(b) | SEC |
| Revino, Inc. (incorporated in the last 5 years) | Newberg, OR | Manufacturing | $175K | $175K | 2026-08-20 | Rule 506(b) | SEC |
| Creeda, Inc. (incorporated in the last 5 years) | New York, NY | Other Technology | $175K | Indefinite | 2026-10-12 | Rule 506(b) | SEC |
| Elevationshot Inc (incorporated in the last 5 years) | Park City, UT | Other Health Care | $110K | $450K | 2026-07-10 | Rule 506(b) | SEC |
| Luma MDX Solutions, Inc. (incorporated in the last 5 years) | Martinez, GA | Other Technology | $100K | $5.0M | 2026-10-27 | Rule 506(b) | SEC |
| RF Gaming Systems, Inc. (incorporated in the last 5 years) | Cary, NC | Other Technology | $100K | $100K | 2026-10-21 | Rule 506(b) | SEC |
| Equera, Inc (incorporated in the last 5 years) | Apex, NC | Other Technology | $75K | $1.0M | 2026-01-25 | Rule 506(b) | SEC |
| Horizon Analytics Labs, Inc. (incorporated in the last 5 years) | New York, NY | Computers | $50K | $1.0M | 2026-10-18 | Rule 506(b) | SEC |
| Avery & Masa Media, LLC (incorporated in the last 5 years) | Charlotte, NC | Other | $50K | $500K | 2026-10-17 | Rule 506(b) | SEC |
| ArcLoom Infrastructure LLC (incorporated in the last 5 years) | Roosevelt, UT | Other Technology | $30K | $65K | 2026-10-22 | Rule 506(b) | SEC |
| Educaite LLC (incorporated in the last 5 years) | Chicago, IL | Other Technology | $25K | $250K | 2026-09-14 | Rule 506(b) | SEC |
| Merged Systems Inc. (incorporated in the last 5 years) | Minneapolis, MN | Other Technology | $10K | $1.0M | 2026-10-12 | Rule 506(b) | SEC |
| Jamboree Games, LLC (incorporated in the last 5 years) | Houston, TX | Manufacturing | $10K | $97K | 2026-10-14 | Rule 506(b) | SEC |
| Photogenik Inc. (incorporated in the last 5 years) | Newark, DE | Other Technology | $10K | $10K | 2026-10-12 | Rule 506(b) | SEC |
| Cliffview Power LLC (incorporated in the last 5 years) | Bothell, WA | Other | $1K | $1K | 2026-10-06 | Rule 506(b) | SEC |
| Munee M & A, Inc. | New York, NY | Other Technology | $0 | $32M | Rule 506(c) | SEC | |
| Platinum Capital Partners LLC (incorporated in the last 5 years) | Williston, ND | Commercial | $0 | $25M | Rule 506(c) | SEC | |
| DPEG Galveston Plaza, LP (incorporated in the last 5 years) | Stafford, TX | Other Real Estate | $0 | $12M | Rule 506(b) | SEC | |
| DPEG Plantation Village, LP (incorporated in the last 5 years) | Stafford, TX | Other Real Estate | $0 | $8.2M | Rule 506(b) | SEC | |
| MH Mayfair, LLC (incorporated in the last 5 years) | Richmond, TX | Commercial | $0 | $5.0M | Rule 506(c) | SEC | |
| LATITUDE Walnut Partners LLC (incorporated in the last 5 years) | Austin, TX | Commercial | $0 | $3.5M | Rule 506(c) | SEC | |
| Liberty Storage Manassas, LLLP (incorporated in the last 5 years) | Orlando, FL | Commercial | $0 | $3.0M | 2025-12-17 | Rule 506(b) | SEC |
| NE HG FUND II, LP (incorporated in the last 5 years) | Grapevine, TX | Other | $0 | $2.2M | Rule 506(b) | SEC | |
| Gaingels Subquadratic LLC (incorporated in the last 5 years) | Burlington, VT | Other | $0 | $250K | 2026-10-13 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Fox Creek Prospect, LP (incorporated in the last 5 years) | Little Elm, TX | Oil and Gas | $0 | $150K | Rule 506(c) | SEC | |
| Chapiter Missions Inc. (incorporated in the last 5 years) | Ball Ground, GA | Business Services | $0 | Indefinite | Rule 506(c) | SEC | |
| Chapiter Missions Inc. (incorporated in the last 5 years) | Ball Ground, GA | Business Services | $0 | Indefinite | Rule 506(b) | SEC |
Pooled investment funds (69)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| IDR Strategic Opportunities Fund, LLC | Independence, OH | $500M | Indefinite | SEC |
| Inspired Capital Partners IV, L.P. | New York, NY | $450M | $450M | SEC |
| SUMMIT HILL FIXED INCOME ALPHA FUND, L.P. | Wilmington, DE | $300M | Indefinite | SEC |
| NSC Hemi SPV, LLC | Columbia, MD | $289M | $289M | SEC |
| Brooksview Eastlink Opportunities Fund, a series of Brooksview Eastlink Fund L.P. | Bellevue, WA | $26M | $26M | SEC |
| Kindred GMF4, L.P. | San Francisco, CA | $20M | $20M | SEC |
| Potentia Aegleon Co-investment III Trust | Sydney, Nsw, C3 | $12M | Indefinite | SEC |
| GFS Aerospace Holdings II, LP | Fort Worth, TX | $10M | $10M | SEC |
| Pear Ventures Opportunities XIII, LLC | Menlo Park, CA | $9.4M | $9.4M | SEC |
| Brooks Asset Management Fund I LLC | Wyckoff, NJ | $4.5M | Indefinite | SEC |
| KJ Opportunities I, a series of Platform Funds 2026, LP | Lynnwood, WA | $4.0M | $4.0M | SEC |
| P410 Search Investments LLC | Sheridan, WY | $3.6M | Indefinite | SEC |
| Red River West 2 TEC SPV 2 | Paris, I0 | $3.1M | Indefinite | SEC |
| CHANG ROBOTICS GROWTH EQUITY, LLC | Jacksonville Beach, FL | $2.7M | $2.7M | SEC |
| D. Boral Master SPV LLC, Series XI Accrete AI | New York, NY | $2.4M | $2.5M | SEC |
| RHC Fund II, a series of Red Hots Capital, LP | Lynnwood, WA | $2.2M | $4.0M | SEC |
| Carmenta-AL-0813 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $2.2M | $2.2M | SEC |
| EN-09261 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $1.7M | $1.7M | SEC |
| GR-09281 Fund I, a series of Range Ventures Investments, LP | Lynnwood, WA | $1.5M | $1.5M | SEC |
| Rainfall C1, LP | West Hollywood, CA | $1.3M | $1.3M | SEC |
| Chivo Direct, a series of Allocations 2026 Master, LLC | Ras Al Khaimah, C0 | $1.2M | $1.2M | SEC |
| NA-0911 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $1.0M | $1.0M | SEC |
| MERCATOR HAPTICS SPV LLC | Princeton, NJ | $1.0M | Indefinite | SEC |
| SA-0520 Fund II, a series of Roll Up Vehicles, LP | Lynnwood, WA | $923K | $923K | SEC |
| Infinitas Capital SPV XXXXVII a series of Infinitas Capital Master LLC | Birkirkara, O1 | $848K | $848K | SEC |
| SPLY Capital Funds LLC - Series Vally Street Ventures Fund 002 | Dover, DE | $652K | $652K | SEC |
| MU-0508 Gaingels Fund II, a series of Zachary Ginsburg Funds, LP | Lynnwood, WA | $639K | $639K | SEC |
| Trybe SPV, a series of Smilepool Ventures Master SPV, LP | St Laguna Beach, CA | $587K | $587K | SEC |
| Vesey Ventures SPV-III a series of Allocations 2026 Master, LLC | Westport, CT | $513K | $513K | SEC |
| JS Venture Fund LLC Series A41 | Garden City, NY | $400K | Indefinite | SEC |
| Setai Capital Fund I LLC | Miami Beach, FL | $360K | Indefinite | SEC |
| Armada Capital Credit LP | Miami, FL | $300K | Indefinite | SEC |
| BA-1012 Fund I, a series of DashAngels, LP | Lynnwood, WA | $277K | $277K | SEC |
| Accelerator Ventures Rolling Fund, LP - F2 | Lynnwood, WA | $219K | $219K | SEC |
| LA-0908 Fund I, a series of Sajid Rahman Angel Funds, LP | Lynnwood, WA | $214K | $214K | SEC |
| Infinitas Capital SPV XXXXIV a series of Infinitas Capital Master LLC | Birkirkara, O1 | $206K | $206K | SEC |
| Scout InsurTech Fund, a Series of Decile Start Fund, LP | New York, NY | $175K | $175K | SEC |
| Augment Collective, LLC | Austin, TX | $156K | $156K | SEC |
| MCM 9 a Series of PCXS LLC | Claymont, DE | $141K | $141K | SEC |
| ZO-1006 Fund I, a series of Sajid Rahman Angel Funds, LP | Lynnwood, WA | $119K | $119K | SEC |
| AK-0831 Fund I, a series of Sajid Rahman Angel Funds, LP | Lynnwood, WA | $115K | $115K | SEC |
| 434 VC, a Series of Decile Start Fund, LP | New York, NY | $110K | $110K | SEC |
| OL-0630 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $110K | $110K | SEC |
| VBASE Oil Co 261012, a series of Decile SPV, LLC | New York, NY | $76K | $76K | SEC |
| SH-0908 Fund I, a series of Sajid Rahman Angel Funds, LP | Lynnwood, WA | $71K | $71K | SEC |
| RA-1009 Fund III, a series of MV Funds, LP | Lynnwood, WA | $50K | $50K | SEC |
| HumanCo TFK IV, LLC | Denver, CO | $0 | $24M | SEC |
| Unapologetic Ventures Fund I, LP | Wilmington, DE | $0 | $375K | SEC |
| Neuberger Sapphire Aggregator LP | New York, NY | $0 | Indefinite | SEC |
| Invesco Real Estate Asia Fund V (Employee Feeder), L.P. | George Town, E9 | $0 | Indefinite | SEC |
| GEF US Climate Solutions Fund III, L.P. | Arlington, VA | $0 | Indefinite | SEC |
| RHUMBLINE INVESTOR FRIENDLY EMERGING MARKETS INDEX FUND | Boston, MA | $0 | Indefinite | SEC |
| Regal Global Companies Fund | George Town, E9 | $0 | Indefinite | SEC |
| iCapital-Stonepeak-Plus Infrastructure Credit Offshore Access Fund, L.P. | New York, NY | $0 | Indefinite | SEC |
| Wellington Biomedical Innovation III Access LLC | New York, NY | $0 | Indefinite | SEC |
| Wellington Biomedical Innovation III Access Offshore LP | New York, NY | $0 | Indefinite | SEC |
| REGAL ASIA PACIFIC ALPHA FUND | George Town, E9 | $0 | Indefinite | SEC |
| CB Ascend Co-Invest, L.P. | New York, NY | $0 | Indefinite | SEC |
| CRESCENT CRS PARTNERSHIP SCSP | Luxembourg, N4 | $0 | Indefinite | SEC |
| Copenhagen Infrastructure Credit Opportunities Fund SCSp | Grand Duchy Of Luxembourg, N4 | $0 | Indefinite | SEC |
| Copenhagen Infrastructure Credit Opportunities Fund QFPF SCSp | Grand Duchy Of Luxembourg, N4 | $0 | Indefinite | SEC |
| Copenhagen Infrastructure Credit Opportunities Fund US SCSp | Grand Duchy Of Luxembourg, N4 | $0 | Indefinite | SEC |
| TCW Rescue Financing Fund III LP | Los Angeles, CA | $0 | Indefinite | SEC |
| Dragoneer Alternatives Fund IV, LP | San Francisco, CA | $0 | Indefinite | SEC |
| Hedosophia Investments VI T L.P. | St. Peter Port, Y7 | $0 | Indefinite | SEC |
| BCM Legacy Fund I, LP | Houston, TX | $0 | Indefinite | SEC |
| Ares Infrastructure Debt Fund VI (EUR O U) SCSp | Luxembourg, N4 | $0 | Indefinite | SEC |
| Endless VI A LP | Leeds, X0 | $0 | Indefinite | SEC |
| Arrogate Capital Fund, LP | Wellington, FL | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds