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New Form D filings on 5 November 2026

61 operating companies and 130 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 5 November 2026. The companies reported $2.73B sold so far in total. Most filings came from CA 10, TX 9, CO 6, NY 4, MA 3.

Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.

Companies (61), largest amount sold first

CompanyLocationIndustrySold so farOffering sizeFirst saleExemptionFiling
NorthPoint Growth & Income Partners, LP (incorporated in the last 5 years)Kansas City, MOOther Real Estate$1.26BIndefinite2026-11-02Rule 506(b)SEC
GeoPark LtdBogota, F8Oil and Gas$515M$515M2026-10-30Rule 506(b)SEC
Vuelta Holdings LP (incorporated in the last 5 years)Kannapolis, NCOther$443MIndefinite2026-10-22Rule 506(b)SEC
MD INVESTMENT LLCSan Francisco, CABusiness Services$169M$169M2025-12-16Rule 506(b)SEC
VERTEXDE LTDDenver, COInvesting$100MIndefinite2026-11-05Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7)SEC
Multiply Labs, Inc.San Francisco, CAOther Technology$52M$52M2025-08-26Rule 506(b)SEC
Wetouch Technology Inc.Meishan, Sichuan, F4Manufacturing$39M$39M2026-07-31Rule 506(c)SEC
Not Wood, Inc. (incorporated in the last 5 years)Phoenix, AZOther$20M$22M2026-10-21Rule 506(b)SEC
Primordial Labs, Inc. (incorporated in the last 5 years)New Haven, CTOther Technology$18M$21M2026-10-19Rule 506(b)SEC
Contoro Inc. (incorporated in the last 5 years)Austin, TXOther Technology$11M$33M2026-10-23Rule 506(b)SEC
PrimePrix Capital Inc (incorporated in the last 5 years)Los Angeles, CAOther$9.0M$9.0MRule 506(c)SEC
Evolutionary Operating System Inc. (incorporated in the last 5 years)New York, NYOther Technology$9.0M$9.0M2026-04-28Rule 506(b)SEC
Apis Point Energy HoldCo, LLC (incorporated in the last 5 years)New York, NYOil and Gas$8.9M$12M2026-07-31Rule 506(b)SEC
THEZERO INC. (incorporated in the last 5 years)Sunnyvale, CAOther Technology$7.6M$9.0M2025-06-25Rule 506(b)SEC
R0 Intermediate Holdings, LLC (incorporated in the last 5 years)Brooklyn, NYOther$7.0M$7.0M2026-10-23Rule 506(b)SEC
Part II Inc. (incorporated in the last 5 years)Chicago, ILOther Technology$6.5M$6.5M2026-10-30Rule 506(b)SEC
Stealth Critical Metals Inc (incorporated in the last 5 years)Houston, TXOther$6.5M$6.5M2026-10-01Rule 506(b)SEC
Trinity AI Boston, Inc. (incorporated in the last 5 years)Andover, MAOther Technology$6.0M$6.0M2026-11-05Rule 506(b)SEC
Hexagon Labs, Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$5.8M$5.8M2026-06-26Rule 506(b)SEC
Sunnydata Inc. (incorporated in the last 5 years)Minneapolis, MNOther Technology$5.0M$5.0M2025-12-22Rule 506(b)SEC
Solution Energy, Inc. (incorporated in the last 5 years)Houston, TXOther Technology$4.0M$4.0M2026-10-30Rule 506(b)SEC
Eastwall, Inc. (incorporated in the last 5 years)Lakewood, COOther Technology$3.9M$4.0M2026-11-03Rule 506(b)SEC
BridgeHealth Pharmaceuticals, Inc. (incorporated in the last 5 years)Woburn, MAPharmaceuticals$3.5M$3.5M2026-10-22Rule 506(b)SEC
Goey Holdings, LLC (incorporated in the last 5 years)Sheridan, WYOther Real Estate$3.4M$6.4M2026-10-28Rule 506(b)SEC
LVLUP PROPERTIES, LLC (incorporated in the last 5 years)South Jordan, UTResidential$2.7M$2.7M2026-10-23Rule 506(b)SEC
TLC 29th St Co-Invest LLC (incorporated in the last 5 years)Austin, TXCommercial$2.4M$2.4M2026-10-21Rule 506(b)SEC
SPERE002-Mt. Laurel Holdings, LLC (incorporated in the last 5 years)Birmingham, ALCommercial$2.0M$3.8M2026-10-21Rule 506(b)SEC
WG Wayzata DST (incorporated in the last 5 years)Bloomington, MNCommercial$1.3M$11M2026-11-04Rule 506(c)SEC
Locaition Matters Inc. (incorporated in the last 5 years)Austin, TXBusiness Services$1.1M$1.1M2025-11-19Rule 506(b)SEC
Woodland Meadows MHC LLC (incorporated in the last 5 years)Denver, COCommercial$974K$974K2026-06-18Rule 506(b)SEC
Informuta, Inc. (incorporated in the last 5 years)New Orleans, LAOther Technology$713K$2.0M2026-08-07Rule 506(b)SEC
NOVA BOULDERS LLC (incorporated in the last 5 years)Burlingame, CAOther$622K$822K2026-09-22Rule 506(b)SEC
Series 24-1, a series of StartEngine Private Funds LLC (incorporated in the last 5 years)Burbank, CAOther$519K$4.6M2026-10-26Rule 506(b)SEC
QuantufAi, Inc (incorporated in the last 5 years)Sugar Land, TXOther Technology$398K$500K2026-09-08Rule 506(b)SEC
Harmonee AI Inc. (incorporated in the last 5 years)Klamath Falls, OROther Technology$390K$400K2026-07-23Rule 506(b)SEC
Ictero Medical, Inc.Houston, TXOther Health Care$344K$696K2026-10-01Rule 506(b)SEC
GOA Therapeutics Corp (incorporated in the last 5 years)West Palm Beach, FLPharmaceuticals$300K$225M2026-10-22Rule 506(c)SEC
539 Capital Partners LLC (incorporated in the last 5 years)Little Egg Harbor, NJCommercial$300K$300K2026-10-21Rule 506(b)SEC
Parallax Space, Inc. (incorporated in the last 5 years)Denver, COOther$250K$7.5M2026-10-23Rule 506(b)SEC
FarmQA, Inc.Fargo, NDOther Technology$250K$1.5M2026-10-19Rule 506(b)SEC
Inner Grandma, Inc. (incorporated in the last 5 years)Austin, TXRetailing$250K$500K2026-10-20Rule 506(b)SEC
Green Acres Master Fund LLC - RS Series C (incorporated in the last 5 years)Plano, TXResidential$180K$180K2026-10-29Rule 506(b)SEC
Super One Liner, LLC (incorporated in the last 5 years)Arcadia, OKOther Technology$150K$160K2026-10-22Rule 504SEC
Mesa Crimson Investments, LLC (incorporated in the last 5 years)Milton, GACommercial$120K$120K2026-08-07Rule 506(b)SEC
Sanaren, Inc. (incorporated in the last 5 years)Andover, MAOther Technology$100K$125K2026-10-28Rule 506(b)SEC
HeartStamp Inc (incorporated in the last 5 years)Las Vegas, NVOther Technology$80K$2.5M2026-10-22Rule 506(b)SEC
Helande Innovations, Inc. (incorporated in the last 5 years)San Diego, CAOther Health Care$70K$1.0M2026-07-26Rule 506(b)SEC
CodaCo Market, Inc (incorporated in the last 5 years)Denver, COOther$50K$50K2026-10-30Rule 506(b)SEC
Conexeu Sciences Inc. (incorporated in the last 5 years)Reno, NVBiotechnology$22K$22K2026-10-28Rule 506(b)SEC
Krossings, Inc. (incorporated in the last 5 years)Atherton, CAOther Technology$16K$16K2026-10-21Rule 506(b)SEC
Conexeu Sciences Inc. (incorporated in the last 5 years)Reno, NVBiotechnology$5K$5K2026-10-29Rule 506(b)SEC
Peachtree Opportunity Zone Fund, LP (incorporated in the last 5 years)Atlanta, GAOther Real Estate$0$250MRule 506(c)SEC
KALVOQ INTERNATIONAL INC. (incorporated in the last 5 years)New York, NYInvesting$0$100M2026-11-05Rule 506(c)SEC
Traws Pharma, Inc.Newtown, PABiotechnology$0$50MRule 506(b)SEC
Awesome ROI Fund III LLC (incorporated in the last 5 years)Glendale, AZCommercial$0$20MRule 506(b), Investment Company Act 3(c), 3c.5SEC
Terravault Investments, LLC (incorporated in the last 5 years)Calabasas, CAOther Real Estate$0$15MRule 506(c), Investment Company Act 3(c), 3c.5SEC
Bennett Place LLC (incorporated in the last 5 years)Dublin, OHCommercial$0$13MRule 506(b)SEC
HealthVest Fund V LLC (incorporated in the last 5 years)Windsor, COBiotechnology$0$6.0MRule 506(b)SEC
TREASURE VALLEY HOSPITAL LIMITED PARTNERSHIPBoise, IDOther Health Care$0$3.1MRule 506(b)SEC
SDG Mercer Gander Creek LLC (incorporated in the last 5 years)Loveland, OHOther Real Estate$0$2.9M2026-08-25Rule 506(b)SEC
Lift Managing Partners LLC (incorporated in the last 5 years)Fairfield, CTOther Health Care$0$250KRule 506(b)SEC

Pooled investment funds (130)

FundLocationSold so farOffering sizeFiling
RVF Argus Fund, L.P.New York, NY$444M$444MSEC
RVF Argus Feeder Fund, L.P.New York, NY$354M$354MSEC
AQR Delphi Equity Market Neutral Offshore Fund Ltd.Grand Cayman, E9$178MIndefiniteSEC
Kedaara Capital Public Markets Fund IMumbai, K7$160MIndefiniteSEC
AQR Flex 1 Series LLC - Series J101Greenwich, CT$45MIndefiniteSEC
AQR Flex 1 Series LLC - Series F85Greenwich, CT$44MIndefiniteSEC
OCP Real Estate CV II, LPChicago, IL$30M$30MSEC
AQR Flex 1 Series LLC - Series N11Greenwich, CT$29MIndefiniteSEC
AQR Flex 1 Series LLC - Series M15Greenwich, CT$29MIndefiniteSEC
AQR Flex 1 Series LLC - Series M17Greenwich, CT$27MIndefiniteSEC
AQR Flex 1 Series LLC - Series G14Greenwich, CT$27MIndefiniteSEC
Montage Investment, a series of BlueArc Co-Investments, LPAtlanta, GA$25MIndefiniteSEC
American Ventures LLC, Series XLV AIT AdvisoryPalm Beach Gardens, FL$17M$17MSEC
AQR Flex 1 Series LLC - Series M16Greenwich, CT$15MIndefiniteSEC
LSREF VII Japan Holdings I, L.P.Hamilton, D0$15MIndefiniteSEC
SAM Alternative Investment Opportunities Fund III, L.P.New York, NY$11MIndefiniteSEC
CWP ERA II LPNew York, NY$11MIndefiniteSEC
CWP BGAF LPNew York, NY$11MIndefiniteSEC
Mosaic Investment Group, LLCLawrence, NY$9.4M$9.4MSEC
Sandlot Partners Gabb IV SPV LLCOrem, UT$9.0MIndefiniteSEC
HCV 039 LLCSouthlake, TX$8.8M$8.8MSEC
Arpeggio Co-Invest II a Series of CGF2026 LLCClaymont, DE$3.7M$3.7MSEC
Dauntless-LI-1016 Fund II, a series of Platform Funds 2026, LPLynnwood, WA$3.5M$3.5MSEC
Planck Holdings LLC - Series GrowX Pixxel IIReno, NV$3.1M$4.0MSEC
Harvest Growth Capital V QP, LLC - Series HAustin, TX$3.0M$3.0MSEC
Everstone Capital Partners TrustBapat Marg, Mumbai, K7$2.6MIndefiniteSEC
LMI0726 a Series of CGF2021 LLCClaymont, DE$1.7M$1.7MSEC
Acier ACI's Weebs LtdRoad Town, D8$1.6M$1.6MSEC
Augment Collective II, LLCAustin, TX$1.4M$3.1MSEC
SU-0915 Fund II, a series of Insiders Ventures, LPLynnwood, WA$1.4M$1.4MSEC
Moxi 2026 a Series of Warren Point Funds LLCClaymont, DE$1.2M$1.2MSEC
CI Robotics 15, a Series of CIM Funds, LLCNew York, NY$1.1M$1.1MSEC
AVSF - Subcritical Systems 2026, LLCBoston, MA$1.0MIndefiniteSEC
IDI 0926 a Series of CGF2021 LLCClaymont, DE$979K$979KSEC
d-M (I-4) a Series of Entrada Ventures II Master LLCClaymont, DE$930K$930KSEC
JE-0721 Fund III, a series of Roll Up Vehicles, LPLynnwood, WA$705K$705KSEC
GoodFin Venture CXXVI, a series of GoodFin Master LLCSanta Monica, CA$702KIndefiniteSEC
AVSF - Daytona 2026, LLCBoston, MA$637KIndefiniteSEC
Industrial Capital Attritable Systems I a Series of CGF2026 LLCClaymont, DE$603K$603KSEC
LE-0930 Fund I, a series of FinGenie Ventures, LPLynnwood, WA$549K$549KSEC
PURDUE ALUMNI FUND I - ROLL TACK LLCIndianapolis, IN$520K$1.0MSEC
PA-0323 Fund II, a series of Roll Up Vehicles, LPLynnwood, WA$515K$515KSEC
Pari Passu Master IV LLC - Series 28Dover, DE$505K$505KSEC
Film Fund Madhouse LLCBrooklyn, NY$500K$2.0MSEC
Acier Big Brain Collective LtdRoad Town, D8$495K$495KSEC
PROOF III TBOI LLCArlington, VA$417K$417KSEC
SP-08271 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$415K$415KSEC
GoodFin Venture CXXVII, a series of GoodFin Master LLCSanta Monica, CA$374KIndefiniteSEC
Decimus Defense Fund LLC - Series 16Dover, DE$345K$345KSEC
GoodFin Venture CXXXVI, a series of GoodFin Master LLCSanta Monica, CA$342KIndefiniteSEC
Project Prometheus Melkor Cap Two LtdRoad Town, D8$332K$332KSEC
AzraGames Jun 2026 a Series of CGF2021 LLCClaymont, DE$330K$330KSEC
Otolith SPV 4 a Series of CGF2026 LLCClaymont, DE$308K$308KSEC
GoodFin Venture CXXVIII, a series of GoodFin Master LLCSanta Monica, CA$285KIndefiniteSEC
CO-0407 Fund II, a series of JMWTX Investments, LPLynnwood, WA$283K$283KSEC
Deora Ventures OctI I a Series of CGF2026 LLCClaymont, DE$283K$283KSEC
PPVP Growth XXIX a Series of Pari Passu Master II LLCClaymont, DE$267K$267KSEC
AVSF - Integrated Biosciences 2026, LLCBoston, MA$262KIndefiniteSEC
Atoms Melkor Cap LtdRoad Town, D8$257K$257KSEC
GoodFin Venture CXXX, a series of GoodFin Master LLCSanta Monica, CA$225KIndefiniteSEC
Nittany Angels 004 - TB - Series Seed a Series of CGF2026 LLCClaymont, DE$215K$215KSEC
Polaris Capital SPV JUSVERAAI a Series of CGF2021 LLCClaymont, DE$215K$215KSEC
tenka ACI's Weebs LtdRoad Town, D8$206K$206KSEC
NP x 1200vc SPV1 a Series of CGF2026 LLCClaymont, DE$200K$200KSEC
GoodFin Venture CXXXIII, a series of GoodFin Master LLCSanta Monica, CA$190KIndefiniteSEC
ISHI-IS-0916 Fund V, a series of Platform Funds 2026, LPLynnwood, WA$164K$164KSEC
GFI0826 a Series of CGF2021 LLCClaymont, DE$160K$160KSEC
Hibachi Tea Club LtdRoad Town, D8$150K$150KSEC
RU-0723 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$150K$150KSEC
Venice Red Beard Ventures LtdRoad Town, D8$145K$145KSEC
GoodFin Venture CXXXVIII, a series of GoodFin Master LLCSanta Monica, CA$136KIndefiniteSEC
G-TA-0821 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$127K$127KSEC
BL-1006 Fund I, a series of Sajid Rahman Angel Funds, LPLynnwood, WA$121K$121KSEC
PDI 1026 a Series of CGF2026 LLCClaymont, DE$120K$120KSEC
TH-0821 Fund II, a series of Roll Up Vehicles, LPLynnwood, WA$120K$120KSEC
GoodFin Venture CXXXII, a series of GoodFin Master LLCSanta Monica, CA$116KIndefiniteSEC
Arbital Mikami Ventures LtdRoad Town, D8$104K$104KSEC
GoodFin Venture CXXXIV, a series of GoodFin Master LLCSanta Monica, CA$102KIndefiniteSEC
LE-0916 Fund I, a series of Sajid Rahman Angel Funds, LPLynnwood, WA$98K$98KSEC
Strats Fin Red Beard Ventures LtdRoad Town, D8$94K$94KSEC
Terra Nova Fisher King Cap LtdRoad Town, D8$91K$91KSEC
NO-0811 Fund IV, a series of MV Funds, LPLynnwood, WA$83K$83KSEC
GU-0907 Fund I, a series of Sajid Rahman Angel Funds, LPLynnwood, WA$81K$81KSEC
Mom Snacks Apr 2025 a Series of CGF2021 LLCClaymont, DE$62K$62KSEC
GoodFin Venture CXXXVII, a series of GoodFin Master LLCSanta Monica, CA$61KIndefiniteSEC
MOE Collective Enterprise a Series of CGF2026 LLCClaymont, DE$50K$50KSEC
WTI 1026 a Series of CGF2026 LLCClaymont, DE$40K$40KSEC
FLI 10267 a Series of CGF2026 LLCClaymont, DE$37K$37KSEC
AjaLabs0626 a Series of CGF2021 LLCClaymont, DE$33K$33KSEC
SU-0818 Fund V, a series of Roll Up Vehicles, LPLynnwood, WA$32K$32KSEC
YFM Private Equity LtdLeeds, X0$0$180MSEC
Artemas Capital Oil & Gas Fund, Limited PartnershipSan Diego, CA$0$2.5MSEC
MVP LS FUND DCXCV LLCAustin, TX$0$2.0MSEC
Fleming Knoll Investors, LLCBrookhaven, GA$0$556KSEC
Lime Rock Partners X Brisket Co-Invest, L.P.Westport, CT$0IndefiniteSEC
Lime Rock Partners X DFO Co-Invest, L.P.Westport, CT$0IndefiniteSEC
IPC Boulder Co-Invest B, L.P.Charlottesville, VA$0IndefiniteSEC
IPC Boulder Co-Invest, L.P.Charlottesville, VA$0IndefiniteSEC
Quiet UCT LPSan Francisco, CA$0IndefiniteSEC
Excellere Steel SPV, L.P.Denver, CO$0IndefiniteSEC
Tenex EVG CI-A L.P.New York, NY$0IndefiniteSEC
Tenex EVG CI L.P.New York, NY$0IndefiniteSEC
Definition III LPNew York, NY$0IndefiniteSEC
TRF VII Co-Investment SMA III, L.P.New York, NY$0IndefiniteSEC
Quantum Yield Fund 0 LLCPalo Alto, CA$0IndefiniteSEC
Pier Litigation Finance Fund II LPManhattan Beach, CA$0IndefiniteSEC
Celsius Co-Invest Holdings, LPMount Kisco, NY$0IndefiniteSEC
Transom Capital Fund V Lion River SMA, L.P.El Segundo, CA$0IndefiniteSEC
Kodo Partners I, L.P.Grand Cayman, E9$0IndefiniteSEC
Lane42 Capital Opportunities Access LLCNew York, NY$0IndefiniteSEC
Lane42 Capital Opportunities Access Offshore LPNew York, NY$0IndefiniteSEC
D. E. Shaw Phasor International Fund, L.P.New York, NY$0IndefiniteSEC
D. E. Shaw Phasor Fund, L.L.C.New York, NY$0IndefiniteSEC
VFF V Co-Invest 5-A, L.P.San Francisco, CA$0IndefiniteSEC
Ares Mercury LPLondon, X0$0IndefiniteSEC
Ares Capital Europe IV (E) Extended Levered LPLondon, X0$0IndefiniteSEC
Ares Capital Europe IV (E) Extended Unlevered LPLondon, X0$0IndefiniteSEC
Hedosophia Investments DT E L.P.St Peter Port, Y7$0IndefiniteSEC
TRF VII Co-Investment SMA II, L.P.New York, NY$0IndefiniteSEC
Ares SecureSpace Sapling Co-Invest LPLos Angeles, CA$0IndefiniteSEC
AlpInvest Secondaries IX Access Offshore SCSpNew York, NY$0IndefiniteSEC
Hedosophia Investments VI V L.P.St. Peter Port, Y7$0IndefiniteSEC
Veritas Capital Vantage Fund II, L.P.New York, NY$0IndefiniteSEC
BP Neuralink LPVancouver, A1$0IndefiniteSEC
GH CENTURY OFFSHORE FEEDER FUNDGeorge Town, Grand Cayman, E9$0IndefiniteSEC
GH Greater China Offshore Feeder FundGeorge Town, Grand Cayman, E9$0IndefiniteSEC
AQR Delphi Equity Market Neutral Master Account Ltd.Grand Cayman, E9$0IndefiniteSEC
L Group Meisho Fund, L.P.George Town, E9$0IndefiniteSEC
GoldenTree Distressed Fund LPNew York, NY$0IndefiniteSEC
GoldenTree Distressed Fund (Offshore) LPNew York, NY$0IndefiniteSEC

Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.

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