New Form D filings on 2 November 2026
76 operating companies and 68 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 2 November 2026. The companies reported $807M sold so far in total. Most filings came from CA 14, NY 9, TX 9, VA 6, FL 5.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (76), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| MoFlo Acquisitions, Inc. (incorporated in the last 5 years) | Foster City, CA | Other | $587M | $587M | 2026-10-22 | Rule 506(b) | SEC |
| Blackshark.ai Inc. (incorporated in the last 5 years) | Graz, C4 | Other Technology | $25M | $30M | 2026-10-16 | Rule 506(b) | SEC |
| Definition II-A LLC (incorporated in the last 5 years) | New York, NY | Other | $20M | $20M | 2026-10-16 | Rule 506(b) | SEC |
| Asenath Capital Management II, LLC (incorporated in the last 5 years) | Boulder, CO | Other | $18M | $20M | 2026-10-29 | Rule 506(b) | SEC |
| Octex Holdings, Inc. (incorporated in the last 5 years) | Beachwood, OH | Other | $16M | $16M | 2026-07-21 | Rule 506(b) | SEC |
| Definition II-F LLC (incorporated in the last 5 years) | New York, NY | Other | $15M | $15M | 2026-10-21 | Rule 506(b) | SEC |
| AIM Processing, Inc. (incorporated in the last 5 years) | Beachwood, OH | Other | $15M | $15M | 2026-10-09 | Rule 506(b) | SEC |
| Aventra Defense Systems, Inc. (incorporated in the last 5 years) | Herndon, VA | Other Technology | $12M | $12M | 2026-06-02 | Rule 506(b) | SEC |
| Definition II-F LLC (incorporated in the last 5 years) | New York, NY | Other | $10M | $10M | 2026-09-28 | Rule 506(b) | SEC |
| HIG Holdings, LLC | Fort Worth, TX | Insurance | $8.5M | $8.5M | 2026-11-02 | Rule 506(b) | SEC |
| Panacea Financial Holdings, Inc. (incorporated in the last 5 years) | Little Rock, AR | Other Banking and Financial Services | $8.0M | $15M | 2026-10-15 | Rule 506(b) | SEC |
| LTDR Holdco LLC (incorporated in the last 5 years) | Kernersville, NC | Residential | $5.9M | $5.9M | 2026-10-16 | Rule 506(b) | SEC |
| MIAMI VICE VENUS LLC (incorporated in the last 5 years) | Reston, VA | Other | $5.1M | $5.1M | 2026-05-18 | Rule 506(b) | SEC |
| MIAMI VICE 29 TERRACE LLC (incorporated in the last 5 years) | Reston, VA | Other | $5.0M | $5.0M | 2026-04-22 | Rule 506(b) | SEC |
| KPK LTH LLC (incorporated in the last 5 years) | Boston, MA | Other | $5.0M | $5.0M | 2026-09-30 | Rule 506(b) | SEC |
| A10 Systems Inc. (incorporated in the last 5 years) | Lowell, MA | Telecommunications | $4.8M | $5.0M | 2026-01-14 | Rule 506(b) | SEC |
| HData, Inc. (incorporated in the last 5 years) | Lockport, IL | Other | $4.1M | $8.0M | 2026-09-22 | Rule 506(b) | SEC |
| MIAMI VICE AXXES CAPITAL LLC (incorporated in the last 5 years) | Reston, VA | Other | $3.9M | $3.9M | 2024-06-17 | Rule 506(b) | SEC |
| LOGOSFI, Inc. (incorporated in the last 5 years) | New York, NY | Other Technology | $3.4M | $3.4M | 2026-09-14 | Rule 506(b) | SEC |
| Limonite Series of Loan LLC (incorporated in the last 5 years) | Las Vegas, NV | Residential | $3.4M | $3.4M | 2026-10-27 | Rule 506(c) | SEC |
| Aventra Defense Systems, Inc. (incorporated in the last 5 years) | Herndon, VA | Other Technology | $3.0M | $3.0M | 2025-06-30 | Rule 506(b) | SEC |
| King Global Critical Minerals Inc. | Cleator, AZ | Other | $2.9M | $2.9M | 2026-02-10 | Rule 506(b) | SEC |
| Idaptiq Trials Inc. (incorporated in the last 5 years) | Presque Isle, MI | Other Technology | $2.8M | $2.8M | 2026-05-01 | Rule 506(b) | SEC |
| Cambridge West 6 LLC (incorporated in the last 5 years) | Boston, MA | Other Real Estate | $2.8M | $2.8M | 2026-10-22 | Rule 506(b) | SEC |
| Good Vibes Investors LLC (incorporated in the last 5 years) | Sheridan, WY | Commercial | $2.6M | $4.9M | 2026-10-26 | Rule 506(b) | SEC |
| Ark Covenant Properties, LLC (incorporated in the last 5 years) | Scottsdale, AZ | Other Real Estate | $2.5M | $50M | 2026-10-15 | Rule 506(c) | SEC |
| JBA Coinvest I LLC (incorporated in the last 5 years) | Miami Beach, FL | Other Real Estate | $2.1M | Indefinite | 2026-10-19 | Rule 506(b) | SEC |
| Summer, PBC | New York, NY | Other Technology | $1.6M | $3.0M | 2026-10-16 | Rule 506(b) | SEC |
| Cambrian Holdings Group LLC (incorporated in the last 5 years) | Waco, TX | Other Energy | $1.5M | $1.5M | 2026-10-06 | Rule 506(b) | SEC |
| HD Residential Property Ventures I LLC (incorporated in the last 5 years) | Coronado, CA | Residential | $1.4M | $1.4M | 2026-10-06 | Rule 506(b) | SEC |
| Mobile Home Park Investors LLC (incorporated in the last 5 years) | Austin, TX | Other Real Estate | $1.2M | $6.6M | 2026-10-28 | Rule 506(b) | SEC |
| Brix Investment Holdings, LLC (incorporated in the last 5 years) | New York, NY | Other Banking and Financial Services | $1.0M | $6.0M | 2026-10-26 | Rule 506(b) | SEC |
| Secturion Topco Partnership, LP (incorporated in the last 5 years) | Washington, DC | Other | $1.0M | Indefinite | 2026-10-07 | Rule 506(b) | SEC |
| EVIA Life Sciences Inc. | Tokyo, M0 | Biotechnology | $700K | $5.5M | 2026-10-23 | Rule 506(b) | SEC |
| Touchstone Hospitality Fund II LLC (incorporated in the last 5 years) | Plano, TX | Commercial | $700K | $11M | 2026-10-15 | Rule 506(b), Investment Company Act 3(c), 3c.5 | SEC |
| O&S Parent, LLC | Winter Park, FL | Restaurants | $600K | $10M | 2026-10-27 | Rule 506(b) | SEC |
| WELLINGTON CLUB LLC (incorporated in the last 5 years) | Wellington, FL | Other | $500K | $20M | 2026-08-20 | Rule 506(c) | SEC |
| NWF Medical DST (incorporated in the last 5 years) | Bloomington, MN | Commercial | $396K | $3.7M | 2026-10-19 | Rule 506(c) | SEC |
| RMX INDUSTRIES, INC. (incorporated in the last 5 years) | Dallas, TX | Other Technology | $296K | $296K | 2026-10-21 | Rule 506(b) | SEC |
| Phytokana Ingredients Inc. (incorporated in the last 5 years) | Calgary, A0 | Other | $277K | $277K | 2026-07-10 | Rule 506(b) | SEC |
| Energetic Events, Inc. (incorporated in the last 5 years) | New York, NY | Other | $250K | $500K | 2026-10-28 | Rule 506(b) | SEC |
| UpLiv Technologies Inc. (incorporated in the last 5 years) | Minneapolis, MN | Other Technology | $250K | $250K | 2026-10-20 | Rule 506(b) | SEC |
| Jana Education San Jose LLC (incorporated in the last 5 years) | San Jose, CA | Other | $200K | $200K | 2026-10-20 | Rule 506(b) | SEC |
| CORE X Partners LLC (incorporated in the last 5 years) | Mt. Laurel, NJ | Other | $162K | $162K | 2026-10-14 | Rule 506(b) | SEC |
| Maria Liberty Bell LLC (incorporated in the last 5 years) | Venice, CA | Other Real Estate | $125K | $125K | 2026-10-21 | Rule 506(b) | SEC |
| KNOWN HOSPITALITY GROUP LLC (incorporated in the last 5 years) | Charlotte, NC | Other | $120K | $2.3M | 2026-10-19 | Rule 506(b) | SEC |
| Sarah247, Inc. (incorporated in the last 5 years) | Jacksonville, FL | Other Technology | $102K | $102K | 2026-10-22 | Rule 506(b) | SEC |
| MHP Boston Investments, LLC | Denver, CO | Commercial | $100K | $500K | 2026-10-01 | Rule 506(c) | SEC |
| Canoe Mining Ventures Corp. | Toronto, A6 | Other | $86K | $153K | 2026-10-21 | Rule 506(b) | SEC |
| OutLens, Inc. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $32K | $32K | 2025-11-10 | Rule 504 | SEC |
| Delos Meridian Corp. (incorporated in the last 5 years) | San Antonio, TX | Computers | $30K | $500K | 2026-10-16 | Rule 506(b) | SEC |
| HealthPAT Inc. (incorporated in the last 5 years) | Phoenix, AZ | Other Technology | $30K | $150K | 2026-10-16 | Rule 506(b) | SEC |
| Foxtrot Studios, LLC (incorporated in the last 5 years) | Shreveport, LA | Other | $30K | $40K | 2026-10-05 | Rule 506(b) | SEC |
| T2D3 INC. (incorporated in the last 5 years) | Mckinney, TX | Other Technology | $25K | $1.0M | 2026-10-31 | Rule 506(c) | SEC |
| Mru Aerospace, Inc. (incorporated in the last 5 years) | Newark, DE | Other Technology | $25K | $300K | 2026-10-26 | Rule 506(b) | SEC |
| NEXROC SVCV, Inc. (incorporated in the last 5 years) | New York City, NY | Other Banking and Financial Services | $0 | $300M | Rule 506(c) | SEC | |
| Sword Financial Corp. | Horion, WI | Commercial Banking | $0 | $60M | 2026-07-31 | Rule 506(b) | SEC |
| J. Donnelly Investment Fund LLC (incorporated in the last 5 years) | Las Vegas, NV | Other Real Estate | $0 | $25M | Rule 506(c) | SEC | |
| ECFX, Inc. | Venice, CA | Other Technology | $0 | $11M | 2026-10-02 | Rule 506(b) | SEC |
| Swan Charlie Opportunity Fund, LLC (incorporated in the last 5 years) | Portage, MI | Residential | $0 | $9.9M | Rule 504 | SEC | |
| Oak Meadow Productions, LLC | Valley View, TX | Tourism and Travel Services | $0 | $8.0M | Rule 506(b) | SEC | |
| MFJ Mountain View LLC (incorporated in the last 5 years) | Basking Ridge, NJ | Commercial | $0 | $6.3M | Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC | |
| Queen Oberon Ltd Liability Co (incorporated in the last 5 years) | New York, NY | Other | $0 | $6.0M | Rule 506(b) | SEC | |
| Amadoras del Vino Investors, LLC (incorporated in the last 5 years) | Tysons Corner, VA | Other | $0 | $2.0M | Rule 506(b) | SEC | |
| BC Movie, LLC (incorporated in the last 5 years) | Woodland Hills, CA | Other | $0 | $1.5M | Rule 506(b) | SEC | |
| MOTHER EARTH FATHER GOD FILM LLC (incorporated in the last 5 years) | Nashville, TN | Other | $0 | $300K | Rule 506(b) | SEC | |
| ADVOCATE SOUTHWEST AMBULATORY SURGERY CENTER, L.L.C. | Tinley Park, IL | Other Health Care | $0 | $189K | Rule 506(b) | SEC | |
| AREG US Opp IV Azure REIT B LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| AREG US Opp IV Azure REIT A LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| AREG US Fund XI Wizard REIT LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| AREG US Fund XI REIT 4-6 LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| AREG US Fund XI Mustang SH REIT LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| AREG US Fund XI Industrial REIT LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| AREG US Fund XI Falcon REIT LLC (incorporated in the last 5 years) | Los Angeles, CA | REITS and Finance | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC | |
| FSEC Waskom Drilling Program-A, LP (incorporated in the last 5 years) | Dallas, TX | Oil and Gas | $0 | Indefinite | Rule 506(b), Investment Company Act 3(c), 3c.9 | SEC | |
| Unusual Machines, Inc. | Orlando, FL | Other | $0 | $0 | 2026-10-19 | Rule 506(b) | SEC |
Pooled investment funds (68)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| HAN Moo LLC | San Francisco, CA | $40M | $40M | SEC |
| ROCHEFORT TIBERIUS CO-INVESTMENT FUND LP | West Palm Beach, FL | $26M | Indefinite | SEC |
| Decisive Point - Standard Nuclear V, LLC | Greenwich, CT | $19M | $19M | SEC |
| Steel Atlas Select Fund I LLC | Mill Valley, CA | $16M | $100M | SEC |
| Basin Ventures Fund IV, LP | Southlake, TX | $16M | $20M | SEC |
| Sovereign's Capital Williams, LP | Atlanta, GA | $15M | Indefinite | SEC |
| MESH Invest X, L.P. | Portland, OR | $13M | $13M | SEC |
| Gulf Stream Investments, LLC | New York, NY | $13M | $13M | SEC |
| R Venice Co-Invest UB, L.P. | New York, NY | $11M | Indefinite | SEC |
| Validus Direct Opportunities Fund II, LLC | El Segundo, CA | $10M | Indefinite | SEC |
| 4400 W. Broad Holdings, LP | Norfolk, VA | $8.2M | $8.2M | SEC |
| Hingham Growth Partners SPV 1, LLC | Hingham, MA | $5.8M | $5.8M | SEC |
| LPC Litigation Fund V, LP | Houston, TX | $5.8M | $100M | SEC |
| TF Private Investments XI LLC | Grand Cayman, E9 | $5.1M | $5.1M | SEC |
| J2 Ventures Strategic Opportunities K, L.P. | Boston, MA | $4.5M | $4.5M | SEC |
| ALBA EOPF II S.L.P.S | Paris, I0 | $4.0M | Indefinite | SEC |
| GSBackers Superpower Fund III a Series of CGF2021 LLC | Claymont, DE | $2.7M | $2.7M | SEC |
| TF Private Investments VIII LLC | Grand Cayman, E9 | $2.6M | $2.6M | SEC |
| GSBackers AURA Fund I a Series of CGF2026 LLC | Claymont, DE | $2.5M | $2.5M | SEC |
| Astra Global Capital Fund LLC - Series 1 | Dover, DE | $1.6M | $1.6M | SEC |
| Nene Fund I, LP | Kailua, HI | $1.5M | Indefinite | SEC |
| LFG Delivery Drones a Series of LFG VC LLC | Claymont, DE | $902K | $902K | SEC |
| MayaValley F1 a Series of V360 Holdings LLC | Newark, DE | $574K | $574K | SEC |
| ONEAU 0926 a Series of NEW VISTA CAPITAL INVESTMENT LLC | Claymont, DE | $517K | $517K | SEC |
| EquityZen Growth Technology Fund LLC - Series 2418 | New York, NY | $461K | $461K | SEC |
| LifeX Capable LLC | Queens, NY | $450K | Indefinite | SEC |
| LifeX NoTraffic LLC | Queens, NY | $389K | Indefinite | SEC |
| TF Private Investments III LLC | Grand Cayman, E9 | $320K | $320K | SEC |
| Snowball VC, a Series of Decile Start Fund, LP | New York, NY | $275K | $275K | SEC |
| DPV Tempo I a Series of DataPower Capital Partners LLC | Claymont, DE | $269K | $269K | SEC |
| EquityZen Growth Technology Fund LLC - Series 2396 | New York, NY | $266K | $266K | SEC |
| Harper Ventures SPV I a Series of CGF2026 LLC | Claymont, DE | $257K | $257K | SEC |
| Overlook X1 LP Series G1A | White Plains, NY | $250K | $5.0M | SEC |
| Geek Ventures Aal SPV, a series of Decile SPV, LLC | New York, NY | $240K | $240K | SEC |
| H10i Ventures AI Fund 27, a Series of Decile Start Fund, LP | New York, NY | $200K | $200K | SEC |
| Propel(x) Syndicates LLC - Series 8309 | Reno, NV | $185K | $185K | SEC |
| MPI Series A 1026 a Series of CGF2026 LLC | Claymont, DE | $130K | $130K | SEC |
| Geek Ventures Sta SPV, a series of Decile SPV, LLC | New York, NY | $126K | $126K | SEC |
| Gate34, a Series of Decile Start Fund, LP | New York, NY | $110K | $110K | SEC |
| Sagard Private Income Fund Inc. | New York, NY | $110K | $110K | SEC |
| SPI 0926 a Series of CGF2026 LLC | Claymont, DE | $55K | $55K | SEC |
| Equitybee 22-18511 a Series of Equitybee cFund Master LLC | Palo Alto, CA | $37K | Indefinite | SEC |
| Ballistic Ventures III, LP | Menlo Park, CA | $0 | $360M | SEC |
| Ballistic Ventures Fund B, LP | Menlo Park, CA | $0 | $130M | SEC |
| Becker Private Equity Fund II LLC | Portland, OR | $0 | $20M | SEC |
| Onex Partners VI B LP | New York, NY | $0 | Indefinite | SEC |
| Tempo Investments Feeder LP | New York, NY | $0 | Indefinite | SEC |
| Tempo Investments LP | New York, NY | $0 | Indefinite | SEC |
| Joist Housing Innovation Fund I, LP | Oakland, CA | $0 | Indefinite | SEC |
| MRC JDC Continuation Vehicle, L.P. | New York, NY | $0 | Indefinite | SEC |
| ACP Vector Co-Invest II, L.P. | Palo Alto, CA | $0 | Indefinite | SEC |
| ACP Vector Co-Invest I, L.P. | Palo Alto, CA | $0 | Indefinite | SEC |
| HPS Avenue Acquisition Fund, L.P. | Grand Cayman, E9 | $0 | Indefinite | SEC |
| MCW Equity Investors, L.P. | New Canaan, CT | $0 | Indefinite | SEC |
| Liminality Partners II LP | Boston, MA | $0 | Indefinite | SEC |
| VPC COV II, L.P. | Chicago, IL | $0 | Indefinite | SEC |
| KSO Strategies SCSp SICAV-RAIF-KSO III Unlevered Sub-Fund | Luxembourg, N4 | $0 | Indefinite | SEC |
| Onex Partners VI A LP | New York, NY | $0 | Indefinite | SEC |
| Onex Partners Aerospace & Aviation A LP | New York, NY | $0 | Indefinite | SEC |
| Onex Partners Financial Services A LP | New York, NY | $0 | Indefinite | SEC |
| Onex Partners Aerospace & Aviation LP | New York, NY | $0 | Indefinite | SEC |
| Onex Partners Financial Services LP | New York, NY | $0 | Indefinite | SEC |
| Multi-Asset Strategies - Private Credit Offshore LP | New York, NY | $0 | Indefinite | SEC |
| Averin SPV IV LLC | Andover, MA | $0 | Indefinite | SEC |
| Q Multi-Strategy Holdings LLC | New York, NY | $0 | Indefinite | SEC |
| Q Multi-Strategy Holdings Ltd | New York, NY | $0 | Indefinite | SEC |
| Sixth Street TAO Partners (G) Note Issuer 1, LLC | Dallas, TX | $0 | Indefinite | SEC |
| Onex Partners VI LP | New York, NY | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds