New Form D filings on 28 October 2026
61 operating companies and 81 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 28 October 2026. The companies reported $354M sold so far in total. Most filings came from CA 8, A6 5, TX 5, NY 4, WA 4.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (61), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| Kerui Capital Ltd. | Denver, CO | Investing | $100M | Indefinite | 2026-10-28 | Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7) | SEC |
| Energy Materials Corp | Rochester, NY | Other Energy | $42M | Indefinite | 2026-08-28 | Rule 506(b) | SEC |
| Adaptive Real Estate, Inc. | New York, NY | Other | $30M | $30M | 2026-07-10 | Rule 506(b) | SEC |
| Keystone Growth Partners LP (incorporated in the last 5 years) | Calgary, A0 | Business Services | $21M | $21M | 2026-10-14 | Rule 506(b) | SEC |
| Green Meadow Partners, LLC (incorporated in the last 5 years) | Southfield, MI | Commercial | $20M | Indefinite | 2026-10-15 | Rule 506(b) | SEC |
| NEIGHBORHOOD FINANCE Corp | Des Moines, IA | Other | $14M | $14M | 2026-10-16 | Rule 506(b) | SEC |
| Holualoa Thunderbird, LLC (incorporated in the last 5 years) | Tucson, AZ | Commercial | $12M | $12M | 2026-10-13 | Rule 506(b) | SEC |
| Bridgeview Innovations, Inc. (incorporated in the last 5 years) | Redondo Beach, CA | Other | $10M | Indefinite | 2026-09-30 | Rule 506(b) | SEC |
| SE Trailers Holdings, LLC (incorporated in the last 5 years) | Orlando, FL | Business Services | $10M | $10M | 2026-10-16 | Rule 506(b) | SEC |
| RBC Network Services Corp. | Redmond, WA | Other | $10M | $10M | 2026-10-14 | Rule 506(b) | SEC |
| Arms Cyber Defense, Inc. | Los Gatos, CA | Other Technology | $10.0M | $10.0M | 2026-10-13 | Rule 506(b) | SEC |
| Sami & Hertzel, LLC (incorporated in the last 5 years) | Tel Aviv, L3 | Other | $8.6M | $16M | 2026-10-13 | Rule 506(b) | SEC |
| CoCatalyst Capital Holdings LLC (incorporated in the last 5 years) | Saratoga, CA | Investing | $7.5M | $7.5M | 2026-10-14 | Rule 506(b) | SEC |
| Verdant Resource Partners Ltd. (incorporated in the last 5 years) | Calgary, A0 | Oil and Gas | $7.3M | $7.3M | 2026-10-16 | Rule 506(b) | SEC |
| bina school Inc (incorporated in the last 5 years) | Skokie, IL | Other | $7.0M | $7.0M | 2026-05-25 | Rule 506(b) | SEC |
| Numem Inc. | Sunnyvale, CA | Other Technology | $5.9M | $10M | 2026-08-03 | Rule 506(b) | SEC |
| Fathom Water Corp (incorporated in the last 5 years) | Kirkland, WA | Other Technology | $4.3M | $5.4M | 2026-10-16 | Rule 506(b) | SEC |
| Agilis Medical, Inc. (incorporated in the last 5 years) | Cardiff, CA | Other | $4.0M | $10M | 2026-10-26 | Rule 506(b) | SEC |
| SymKardia, Inc. (incorporated in the last 5 years) | Westlake, OH | Other Health Care | $4.0M | $4.0M | 2025-01-10 | Rule 506(b) | SEC |
| Freestyle Fund LLC (incorporated in the last 5 years) | Buffalo, WY | Commercial | $3.1M | $20M | 2022-02-16 | Rule 506(c) | SEC |
| Red Brick Equity, LLC (incorporated in the last 5 years) | Henderson, NV | Other Real Estate | $3.0M | $25M | 2025-05-05 | Rule 506(c) | SEC |
| RR Greenville Holdings LLC (incorporated in the last 5 years) | Miami Beach, FL | Residential | $2.9M | Indefinite | 2026-10-14 | Rule 506(b) | SEC |
| CVAT.ai Corp (incorporated in the last 5 years) | Wilmington, DE | Other Technology | $2.5M | $5.5M | 2026-10-20 | Rule 506(b) | SEC |
| J&A Capital Management Holdings, LLC (incorporated in the last 5 years) | Camarillo, CA | Business Services | $2.2M | $2.2M | 2026-10-16 | Rule 506(b) | SEC |
| PCFM Investments, LLC (incorporated in the last 5 years) | Murray, KY | Hospitals and Physicians | $2.0M | $2.1M | 2026-10-09 | Rule 504 | SEC |
| Accufy Diagnostics, Inc. (incorporated in the last 5 years) | Rockville, MD | Biotechnology | $2.0M | $2.0M | 2026-10-15 | Rule 506(b) | SEC |
| Vasopore, Inc. (incorporated in the last 5 years) | San Jose, CA | Other Technology | $1.1M | $2.5M | 2026-07-14 | Rule 506(b) | SEC |
| ATTX INC. (incorporated in the last 5 years) | Westminster, CO | Computers | $1.1M | $1.1M | 2026-07-22 | Rule 506(b) | SEC |
| Bios US LP (incorporated in the last 5 years) | Denver, CO | Other | $1.0M | $1.0M | 2026-07-10 | Rule 506(b) | SEC |
| FREX Series II DST (incorporated in the last 5 years) | New York, NY | Other Real Estate | $952K | $33M | 2026-10-16 | Rule 506(c), Investment Company Act 3(c), 3c.5 | SEC |
| 4PG Trailer Fund LLC (incorporated in the last 5 years) | Orlando, FL | Business Services | $725K | $725K | 2026-10-16 | Rule 506(b) | SEC |
| AU Gold Corp. | Vancouver, A1 | Other | $589K | $1.1M | 2026-10-14 | Rule 506(b) | SEC |
| Mainland HNR, LLC (incorporated in the last 5 years) | Nashville, TN | Other | $550K | $2.0M | 2026-10-13 | Rule 506(b) | SEC |
| Oiselle, LLC (incorporated in the last 5 years) | Seattle, WA | Retailing | $500K | $2.0M | 2026-10-16 | Rule 506(b) | SEC |
| ClinTrial Research, Inc. (incorporated in the last 5 years) | Holly Springs, NC | Other Technology | $428K | $500K | 2026-10-16 | Rule 506(b) | SEC |
| Juno Corp. (incorporated in the last 5 years) | Toronto, A6 | Other | $428K | $428K | 2026-10-22 | Rule 506(b) | SEC |
| 708 W 15th LLC | Georgetown, TX | Commercial | $379K | $462K | 2026-10-19 | Rule 506(b) | SEC |
| Gaingels Speedrun Fund II, LLC (incorporated in the last 5 years) | Burlington, VT | Other | $283K | $1.0M | 2026-10-15 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Pillar Financing, Inc. (incorporated in the last 5 years) | Washington, DC | Other Technology | $250K | $250K | 2026-10-14 | Rule 506(b) | SEC |
| CELESTIS, INC | Spring, TX | Other | $175K | $500K | 2026-09-17 | Rule 506(b) | SEC |
| WYTEC INTERNATIONAL INC | San Antonio, TX | Telecommunications | $125K | $250K | 2026-10-14 | Rule 506(b) | SEC |
| Professional Diversity Network, Inc. | Chicago, IL | Other Technology | $120K | $120K | 2026-01-20 | Rule 506(b) | SEC |
| Cipher Peak, LLC | Shawnee, OK | Other | $92K | $100K | 2026-10-18 | Rule 506(b) | SEC |
| Arcline Systems, Inc. (incorporated in the last 5 years) | Franklin, TN | Other Technology | $75K | Indefinite | 2026-10-19 | Rule 506(b) | SEC |
| One Bullion Ltd | Toronto, A6 | Other | $73K | $73K | 2026-10-13 | Rule 506(b) | SEC |
| WHN Group, LLC (incorporated in the last 5 years) | Redondo Beach, CA | Other Real Estate | $70K | Indefinite | 2026-09-30 | Rule 506(b) | SEC |
| GHCI HEALTHCARE FUND HOLDINGS, L.P. (incorporated in the last 5 years) | Cleveland, OH | Other Health Care | $50K | $5.0M | 2026-10-14 | Rule 506(b) | SEC |
| AI Legal Support LLC (incorporated in the last 5 years) | Little Rock, AR | Other | $25K | Indefinite | 2026-09-30 | Rule 506(b) | SEC |
| BIOMETRICA HEALTH, INC. | Minneapolis, MN | Other Technology | $20K | $2.0M | 2026-10-16 | Rule 506(b) | SEC |
| One Bullion Ltd | Toronto, A6 | Other | $19K | $19K | 2026-10-27 | Rule 506(b) | SEC |
| Greater Penn Insurance Agency, LLC | Newtown, PA | Other | $3K | $300K | 2026-10-20 | Rule 506(b) | SEC |
| Minnesota Home & Auto LLC (incorporated in the last 5 years) | Newtown Square, PA | Other | $2K | $180K | 2026-10-14 | Rule 506(b) | SEC |
| Eleanor Holdings Inc. | Toronto, A6 | Retailing | $0 | $29M | Rule 506(b) | SEC | |
| OHF InvestCo, LLC (incorporated in the last 5 years) | Chicago, IL | Other Travel | $0 | $20M | Rule 506(c) | SEC | |
| Eleanor Holdings Inc. | Toronto, A6 | Retailing | $0 | $4.5M | Rule 506(b) | SEC | |
| Checkerboard Royalty Company, LLC (incorporated in the last 5 years) | Aledo, TX | Oil and Gas | $0 | $4.0M | Rule 506(b) | SEC | |
| Awakened Grains LLC (incorporated in the last 5 years) | Mercer Island, WA | Other | $0 | $3.5M | Rule 506(b) | SEC | |
| Big Sandy Townhomes, LLC (incorporated in the last 5 years) | Anna, TX | Commercial | $0 | $1.3M | Rule 506(b) | SEC | |
| FIMA Investments, LLC (incorporated in the last 5 years) | Lebanon, KY | Hospitals and Physicians | $0 | $930K | Rule 504 | SEC | |
| Oncology AI Fleet, Inc. (incorporated in the last 5 years) | Lewes, DE | Other Health Care | $0 | $500K | Rule 506(c) | SEC | |
| B&I TopCo, L.P. (incorporated in the last 5 years) | New York, NY | Other | $0 | Indefinite | Rule 506(b) | SEC |
Pooled investment funds (81)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| SLC Management U.S. Intermediate Investment Grade Private Credit Fund, L.P. | Wellesley Hills, MA | $626M | Indefinite | SEC |
| Diffusion V3, LP | San Francisco, CA | $70M | $70M | SEC |
| Evolvence India Fund V Ltd | Trianon, O4 | $60M | $300M | SEC |
| Crystal Venture Partners Fund II, L.P. | New York, NY | $25M | Indefinite | SEC |
| Vantage Point Capital Fund LP | Abu Dhabi, C0 | $24M | $30M | SEC |
| Sandlot Partners Allevio Convertible SPV LLC | Orem, UT | $21M | Indefinite | SEC |
| Citico Creek Global Event Driven Strategies, LP | Nashville, TN | $12M | Indefinite | SEC |
| HCM ST, LLC (Series C) | Oak Brook, IL | $12M | $12M | SEC |
| Kinetic Fund III-B, a Series of SecondMarket Growth, LLC | New York, NY | $10M | $10M | SEC |
| SPVC 16, a series of Spacestation Investments LP | Layton, UT | $10.0M | $10.0M | SEC |
| Seekye Partners Fund I, LLC | Purcellville, VA | $7.9M | $25M | SEC |
| Yokahu Capital LLC - Series 2 | San Juan, PR | $7.0M | Indefinite | SEC |
| Kinetic Fund III, a Series of SecondMarket Growth, LLC | New York, NY | $5.5M | $5.5M | SEC |
| Diamond R Investco, LLC | Danville, CA | $4.8M | Indefinite | SEC |
| Moonfare Series Fund I LLC - Series M | New York, NY | $4.2M | Indefinite | SEC |
| SGV49, A Series of SGV I, LLC | San Diego, CA | $3.8M | $3.8M | SEC |
| Yokahu Capital LLC - Series 1 | San Juan, PR | $3.5M | Indefinite | SEC |
| Discerning Capital College Sports SPV, LLC | Las Vegas, NV | $2.7M | Indefinite | SEC |
| TR-0908 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $2.0M | $2.0M | SEC |
| Sutro Point Opportunities I a Series of CGF2026 LLC | Claymont, DE | $2.0M | $2.0M | SEC |
| ABTSS0926 a Series of Izou Partners Two LLC | Claymont, DE | $2.0M | $2.0M | SEC |
| Inflection Robotics 01 a series of Allocations 2026 Master, LLC | Ras Al Khaimah, C0 | $1.8M | $1.8M | SEC |
| Sandlot Partners Ninja Kidz SPV I LLC | Orem, UT | $1.7M | $2.1M | SEC |
| 125 Ventures SPV Women's Pro B-Ball League a series of Allocations 2026 Master, LLC | New York, NY | $1.2M | $1.2M | SEC |
| HA-0803 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $800K | $800K | SEC |
| III Corps Holdings Archaius SPV 1, LLC a series of Allocations 2026 Master, LLC | Wading River, NY | $485K | $485K | SEC |
| PA-0804 Fund V, a series of MV Funds, LP | Lynnwood, WA | $443K | $443K | SEC |
| SK-IO-0409 Fund I, a series of AngelList Funds 2025, LP | Lynnwood, WA | $301K | $301K | SEC |
| LVC Fund II, Oct 2026 a Series of CGF2026 LLC | Claymont, DE | $287K | $287K | SEC |
| SO-0914 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $225K | $225K | SEC |
| DRSID2026 a series of Allocations 2026 Master, LLC | Lewes, DE | $193K | $193K | SEC |
| InvestX Series (MIS-U1 (QP)), a Series of InvestX Master LLC | New York, NY | $150K | Indefinite | SEC |
| DY-0801 Fund I, a series of Hustle Fund Angel Squad, LP | Lynnwood, WA | $135K | $135K | SEC |
| BluStone NBS Seed SPV a series of Allocations 2026 Master, LLC | Sao Paulo, D5 | $135K | $135K | SEC |
| PO-0914 Fund I, a series of JJ Fliegelman Funds, LP | Lynnwood, WA | $106K | $106K | SEC |
| odd-MY-0807 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $82K | $82K | SEC |
| CO-0823 Fund I, a series of JMWTX Investments, LP | Lynnwood, WA | $61K | $61K | SEC |
| CH-1016 Fund I, a series of Climate Collective, LP | Lynnwood, WA | $60K | $60K | SEC |
| NT II a Series of S5V CoInvest I LLC | Claymont, DE | $45K | $45K | SEC |
| Medieval Theories of Haecceity Fund I, L.P. | New York, NY | $0 | $50M | SEC |
| Altimeter Growth Olympic Fund IX, L.P. | Boston, MA | $0 | $30M | SEC |
| Axiaris Capital Management Fund, LP | Houston, TX | $0 | $25M | SEC |
| Altimeter Catskill Fund II, L.P. | Boston, MA | $0 | $20M | SEC |
| Viv by Aisle Four a Series of Clutch Capital LLC | Dover, DE | $0 | $250K | SEC |
| Venice by Sidecut a Series of Clutch Capital LLC | Dover, DE | $0 | $250K | SEC |
| SurfBaby by Play Money a Series of Clutch Capital LLC | Dover, DE | $0 | $250K | SEC |
| SurfBaby by Play Money a Series of Clutch Capital LLC | Dover, DE | $0 | $250K | SEC |
| femmli by Play Money a Series of Clutch Capital LLC | Dover, DE | $0 | $250K | SEC |
| Blue Owl GP Stakes Mosaic Feeder LP | New York, NY | $0 | Indefinite | SEC |
| Trybe Sports Fund I, LP | Encinitas, CA | $0 | Indefinite | SEC |
| HCM S29A LP | San Francisco, CA | $0 | Indefinite | SEC |
| HCM S28A LP | San Francisco, CA | $0 | Indefinite | SEC |
| HCM S27A LP | San Francisco, CA | $0 | Indefinite | SEC |
| HCM S26A LP | San Francisco, CA | $0 | Indefinite | SEC |
| HCM S25A LP | San Francisco, CA | $0 | Indefinite | SEC |
| BCP VII Amity Aurora Co-Invest L.P. | New York, NY | $0 | Indefinite | SEC |
| Everview Strategic Holdings (D) LP | New York, NY | $0 | Indefinite | SEC |
| DPIP Moonshot Series, a series of Alternative Strategies Direct Private Investment Program, LLC | New York, NY | $0 | Indefinite | SEC |
| GP Dutch Lion, L.P. | Newtown Square, PA | $0 | Indefinite | SEC |
| Global Equity Insights 150/50 Fund, LLC | New York, NY | $0 | Indefinite | SEC |
| Blackstar Stability Fund II (Feeder) LP | Washington, DC | $0 | Indefinite | SEC |
| Kings Road Capital US, LP | Road Town, D8 | $0 | Indefinite | SEC |
| Partners Group Sangam A Feeder, L.P. | New York, NY | $0 | Indefinite | SEC |
| Blackstar Stability Fund II LP | Washington, DC | $0 | Indefinite | SEC |
| CVC Capital Partners X Access Offshore SCSp | New York, NY | $0 | Indefinite | SEC |
| CVC Capital Partners X Access LLC | New York, NY | $0 | Indefinite | SEC |
| Eight Innovate Fund III (M) Ltd | Port-Louis, O4 | $0 | Indefinite | SEC |
| North Haven Growth & Innovation Co-Investment Opportunity B LP | New York, NY | $0 | Indefinite | SEC |
| Alpine Investors Heroes FAF I, LP | San Francisco, CA | $0 | Indefinite | SEC |
| Audere Capital Fund II LP | Austin, TX | $0 | Indefinite | SEC |
| Pacenote Equity Fund II CSP Co-Invest LP | Austin, TX | $0 | Indefinite | SEC |
| Sway Growth Opportunity Fund I, L.P. | Newport Beach, CA | $0 | Indefinite | SEC |
| Culinary Oasis Fund I, LLC | Miami, FL | $0 | Indefinite | SEC |
| Q Opportunities Access LLC | New York, NY | $0 | Indefinite | SEC |
| TCW Rescue Financing Fund III Notes LP | Los Angeles, CA | $0 | Indefinite | SEC |
| Crayhill Principal Strategies Fund IV LP | New York, NY | $0 | Indefinite | SEC |
| Crayhill Principal Strategies Parallel Fund IV LP | New York, NY | $0 | Indefinite | SEC |
| Banner VC Co-Invest III, LP | Austin, TX | $0 | Indefinite | SEC |
| Three Lions Special Situation Fund I, LP | La Jolla, CA | $0 | Indefinite | SEC |
| Eventide Healthcare Innovation Fund II LP | Boston, MA | $0 | Indefinite | SEC |
| Accolade Partners X-B, L.P. | Washington, DC | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds