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New Form D filings on 6 November 2026

102 operating companies and 69 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 6 November 2026. The companies reported $751M sold so far in total. Most filings came from CA 19, UT 10, NY 8, TX 7, DE 7.

Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.

Companies (102), largest amount sold first

CompanyLocationIndustrySold so farOffering sizeFirst saleExemptionFiling
SOUTHWEST VALUE PARTNERS FUND 25 LP (incorporated in the last 5 years)San Diego, CAOther Real Estate$205MIndefinite2026-10-27Rule 506(b), Investment Company Act 3(c), 3c.5SEC
Madisodex Ltd.Denver, COInvesting$100MIndefinite2026-10-01Rule 506(c)SEC
NORV MARKETS INCNew York, NYInvesting$100MIndefinite2026-11-06Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7)SEC
EUTAXION CAPITAL MANAGEMENT LLCNew York, NYInvesting$100MIndefinite2026-11-06Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7)SEC
Luminoah, Inc.Charlottesville, VAOther Health Care$25M$25M2026-10-22Rule 506(b)SEC
SHAC CW DEV PARTNERS LLC (incorporated in the last 5 years)Calabasas, CAInvesting$24M$24M2026-10-13Rule 506(b)SEC
Nadhi AI, Inc. (incorporated in the last 5 years)Fremont, CAOther Technology$21M$21M2026-10-26Rule 506(b)SEC
Zevia PBCEncino, CAOther$15M$20M2026-10-22Rule 506(b)SEC
Big3BB-LA, LLC (incorporated in the last 5 years)Calabasas, CAInvesting$12M$12M2025-06-01Rule 506(b)SEC
Fleur Capital Corp (incorporated in the last 5 years)Simmesport, LACommercial Banking$11M$11M2026-10-22Rule 506(b)SEC
TXSE Group Inc. (incorporated in the last 5 years)Dallas, TXOther$10M$10M2026-10-23Rule 506(b)SEC
OTHRAM, INC.The Woodlands, TXOther Technology$10M$10M2026-09-10Rule 506(b)SEC
VidAngel Entertainment, Inc. (incorporated in the last 5 years)Midvale, UTOther$9.8M$9.8M2026-11-01Rule 506(b)SEC
Agency Tool Co (incorporated in the last 5 years)Loveland, COOther Technology$8.7M$8.9M2026-10-26Rule 506(b)SEC
Flax Technologies, Inc. (incorporated in the last 5 years)Seattle, WAOther Technology$7.9M$13M2026-10-29Rule 506(b)SEC
Sunshine Buns, Inc. (incorporated in the last 5 years)Orem, UTRetailing$7.0M$7.0M2026-10-23Rule 506(b)SEC
Jemal's Tysons 4100 LLC (incorporated in the last 5 years)Washington, DCCommercial$6.6M$6.6M2026-07-28Rule 506(b)SEC
Jemal's 4100 Fairfax Investor LLC (incorporated in the last 5 years)Washington, DCCommercial$6.3M$6.3M2026-07-28Rule 506(b)SEC
Galleon Gold Corp.Toronto, A6Other$5.9M$5.9M2026-11-03Rule 506(b)SEC
Uncovr, Inc. (incorporated in the last 5 years)Brooklyn, NYOther Technology$5.1M$5.1M2025-12-11Rule 506(b)SEC
SFA Credit Fund 2026, LLC (incorporated in the last 5 years)Louisville, KYInvesting$5.1M$5.1M2026-11-02Rule 506(b)SEC
True North Legacy Investments, LLC (incorporated in the last 5 years)Arvada, COOther Real Estate$5.0M$5.0M2026-11-02Rule 506(b)SEC
Frost Development LLC (incorporated in the last 5 years)Jericho, NYCommercial$4.2M$4.2M2026-11-02Rule 506(b)SEC
RABKDO LTH LLC (incorporated in the last 5 years)Boston, MAOther$4.0M$4.0M2026-09-16Rule 506(b)SEC
Lumon Solutions Marshfield, LLC (incorporated in the last 5 years)Springfield, MOOther Technology$4.0M$4.0M2026-11-03Rule 506(b)SEC
PD TRANSCEND CREDIT PARTNERS, LLC (incorporated in the last 5 years)Calabasas, CAInvesting$3.9M$3.9M2025-12-04Rule 506(b)SEC
Agency Tool Co (incorporated in the last 5 years)Loveland, COOther Technology$3.6M$4.0M2026-05-26Rule 506(b)SEC
Indy Nova Office, LLC (incorporated in the last 5 years)Indianapolis, INOther Real Estate$3.5M$3.5M2026-10-01Rule 506(b)SEC
SREG Venice 2, LLC (incorporated in the last 5 years)Irvine, CAResidential$2.2M$2.2M2026-11-03Rule 506(b)SEC
PD TRANSCEND CREDIT PARTNERS, LLC (incorporated in the last 5 years)Calabasas, CAInvesting$2.0M$2.0M2026-10-25Rule 506(b)SEC
AlphaLitigation Inc. (incorporated in the last 5 years)Covina, CAOther Technology$1.8M$4.0M2026-10-22Rule 506(b)SEC
HAWKEYE GROUP, LLC /IN/Roanoke, INOther Health Care$1.6M$3.5M2026-09-30Rule 506(b)SEC
Onrail, Inc. (incorporated in the last 5 years)Boca Raton, FLREITS and Finance$1.5MIndefinite2026-10-30Rule 506(b), Investment Company Act 3(c), 3c.5SEC
CW The Quinci QOZB, LLC (incorporated in the last 5 years)Centerville, UTResidential$1.4MIndefinite2026-09-29Rule 506(b)SEC
Brain Brew Ventures 3.0, Inc.Newtown, OHOther$1.3M$3.0M2026-09-06Rule 506(b)SEC
Anchorwood Lending, LLC (incorporated in the last 5 years)Greenville, NCREITS and Finance$1.0M$5.0M2026-10-14Rule 506(b)SEC
Sugar23, Inc.Nashville, TNOther$1.0M$4.0M2026-10-22Rule 506(b)SEC
1DER, Inc. (incorporated in the last 5 years)New York, NYOther$1.0M$1.0M2026-03-19Rule 506(b)SEC
Six/Ten Group, LLCWinter Haven, FLOther$873K$30M2026-08-17Rule 506(b)SEC
Pacific Sands Pine Investments, LLC (incorporated in the last 5 years)Irvine, CACommercial$860K$860K2026-10-28Rule 506(b)SEC
Black Mammoth Metals CorpVancouver, A1Other$828K$828K2026-10-22Rule 506(b)SEC
ALG Trinity LLC (incorporated in the last 5 years)Scottsdale, AZResidential$800K$800K2026-11-05Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.5SEC
LP/CE Woodland Park LLC (incorporated in the last 5 years)Foster City, CAResidential$600K$600K2026-11-05Rule 506(b)SEC
LeapGreat Inc. (incorporated in the last 5 years)Wilmington, DEOther Technology$563K$563K2026-09-18Rule 506(b)SEC
RMXD AVENUE SOUTH INVESTMENTS, LLC (incorporated in the last 5 years)Denver, COCommercial$500K$6.3M2026-10-01Rule 506(c)SEC
Reserve Residential Holdings, LLC (incorporated in the last 5 years)Denton, TXCommercial$500K$2.1M2026-09-29Rule 506(c)SEC
Envex AI, Inc. (incorporated in the last 5 years)Seattle, WAOther Technology$500K$1.0M2026-10-28Rule 506(b)SEC
SC North Augusta Bluegrass, LLC (incorporated in the last 5 years)Greenville, SCCommercial$440KIndefinite2026-10-22Rule 506(c)SEC
1DER, Inc. (incorporated in the last 5 years)New York, NYOther$375K$375K2026-10-14Rule 506(b)SEC
Boring Radiology, Inc. (incorporated in the last 5 years)Wilmington, DEOther Technology$350K$2.0M2026-09-05Rule 506(b)SEC
StoryMD Inc.Brooklyn, NYOther$300K$2.0M2026-10-22Rule 506(b)SEC
PHASES OF THE MOON LLC (incorporated in the last 5 years)Clarkston, MIOther$300K$650K2026-10-15Rule 506(b)SEC
Marvelous United Inc. (incorporated in the last 5 years)Wilmington, DEOther Technology$300K$300K2026-10-22Rule 506(b)SEC
Vimy Pharmaceuticals Inc. (incorporated in the last 5 years)Toronto, A6Pharmaceuticals$278K$278K2026-10-22Rule 506(b)SEC
Gaingels Nomagic 2026 LLC (incorporated in the last 5 years)Burlington, VTOther$250K$250K2026-10-22Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
Good Part Hair, Inc. (incorporated in the last 5 years)Austin, TXOther$250K$2.5M2026-11-02Rule 506(b)SEC
Aureum Studios Inc. (incorporated in the last 5 years)Covington, LAOther$250K$250K2026-09-06Rule 506(b)SEC
Defiance Hospitality, Inc. (incorporated in the last 5 years)Scotch Plains, NJLodging and Conventions$225K$2.0M2026-09-16Rule 506(b)SEC
Skroot Laboratory Inc.Ames, IAOther$220K$520K2026-10-23Rule 506(b)SEC
American Senior Housing Credit Fund LLC (incorporated in the last 5 years)Lenexa, KSCommercial$200K$200M2026-09-24Rule 506(c)SEC
TAPREADY INC (incorporated in the last 5 years)Dover, DEOther$200K$200K2026-09-22Rule 506(b)SEC
Silver Pony Resources Corp.Vancouver, A1Other$198K$198K2026-10-23Rule 506(b)SEC
STRAIGHT CREEK MEDIA, LLC (incorporated in the last 5 years)Ripley, OHOther$175K$250K2026-08-26Rule 506(b)SEC
Krabby Co Inc. (incorporated in the last 5 years)Berkley, MIOther Technology$167K$1.5M2026-10-26Rule 506(b)SEC
Live Play Mobile Inc.Walnut Creek, CAOther Technology$150K$1.5M2026-11-03Rule 506(b)SEC
Armnivore LLC (incorporated in the last 5 years)Atkinson, NHOther$150KIndefinite2026-10-26Rule 506(b)SEC
Multikor.ai, Inc. (incorporated in the last 5 years)Charlestown, MAOther Technology$138K$500K2026-10-29Rule 506(b)SEC
Vyse Air GmbH (incorporated in the last 5 years)Munich, 2MOther Technology$121K$135K2026-10-27Rule 506(b)SEC
Open Clear Capital Inc. (incorporated in the last 5 years)Sheridan, WYInvesting$100K$5.0M2025-10-09Rule 506(b)SEC
Gaingels Gin Security LLC (incorporated in the last 5 years)Burlington, VTOther$90K$90K2026-10-22Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
SF Beverages, Inc. (incorporated in the last 5 years)Sausalito, CAManufacturing$75K$2.0M2026-10-16Rule 506(b)SEC
GiftWellSoon, LLC (incorporated in the last 5 years)Dover, DEOther Health Care$75K$500K2026-10-20Rule 506(b)SEC
Squawker Inc (incorporated in the last 5 years)Totnes, X0Other Technology$55K$85K2026-06-16Rule 506(b)SEC
Helande Innovations, Inc. (incorporated in the last 5 years)San Diego, CAOther Health Care$50K$50K2025-04-09Rule 506(b)SEC
Shader Effects Inc (incorporated in the last 5 years)Winter Garden, FLOther Technology$29K$350K2025-09-25Rule 506(b)SEC
Command Leaders, Inc. (incorporated in the last 5 years)Newark, DEOther Technology$14K$200K2026-09-14Rule 506(c)SEC
VECTORMAX CorpLindenhurst, NYOther Technology$6K$40M2026-11-01Rule 506(b)SEC
Salehli Inc. (incorporated in the last 5 years)Charlotte, NCOther Technology$5K$150K2026-10-27Rule 506(b)SEC
Lendsafe Capital Partners LP (incorporated in the last 5 years)Los Angeles, CAOther Real Estate$0$100MRule 506(c)SEC
FM MHC Investors IV, LLC (incorporated in the last 5 years)Bethesda, MDResidential$0$50MRule 506(b)SEC
DPEG Market Heights, LP (incorporated in the last 5 years)Stafford, TXOther Real Estate$0$44MRule 506(b)SEC
Tashi Capital Partners, LP (incorporated in the last 5 years)San Diego, CAOther Real Estate$0$25MRule 506(c)SEC
Westplan Gwinnett Arena Atlanta, LP (incorporated in the last 5 years)Atlanta, GAResidential$0$17MRule 506(b)SEC
Gwinnett Arena Atlanta FO Investors, LP (incorporated in the last 5 years)Atlanta, GAResidential$0$17MRule 506(b)SEC
OH Strongsville Marks Rd, LLC (incorporated in the last 5 years)Medina, OHOther$0$6.0MRule 506(b)SEC
SREG VENICE 1, LLC (incorporated in the last 5 years)Irvine, CAResidential$0$5.7MRule 506(b)SEC
Life Impact Partners 7 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
Life Impact Partners 6 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
Life Impact Partners 3 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
Life Impact Partners 5 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
Life Impact Partners 4 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
Life Impact Partners 2 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
Life Impact Partners 8 LLC (incorporated in the last 5 years)Draper, UTBiotechnology$0$5.0MRule 506(b)SEC
PVP1 Brunswick, LLC (incorporated in the last 5 years)Medina, OHOther$0$4.5MRule 506(b)SEC
VWP Mercy Co-Investment. LLC (incorporated in the last 5 years)Phoenix, AZOther Real Estate$0$2.0MRule 506(b)SEC
Duck Island Project LLC (incorporated in the last 5 years)Chesapeake, VAOther$0$1.7MRule 506(b)SEC
Instant Hydration Inc. (incorporated in the last 5 years)Dover, DERetailing$0$350K2026-10-27Rule 506(b)SEC
Sofi Cage Ranch 790-4 G4 15 (incorporated in the last 5 years)Prosper, TXOil and Gas$0$197KRule 506(c)SEC
Sofi Cage Ranch 709-2 J2 (incorporated in the last 5 years)Prosper, TXOil and Gas$0$125KRule 506(c)SEC
CSP SC Devco, LLC (incorporated in the last 5 years)Knoxville, TNElectric Utilities$0IndefiniteRule 506(b)SEC
Hourglass Financial, Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$0Indefinite2026-10-28Rule 506(b), Investment Company Act 3(c), 3c.6SEC
Trio Management Holdings, L.P. (incorporated in the last 5 years)Irvine, CAOther Technology$0IndefiniteRule 506(b)SEC

Pooled investment funds (69)

FundLocationSold so farOffering sizeFiling
Fund V, a Series of Browder Capital Early Stage Ventures, LPLynnwood, WA$100M$100MSEC
01A Bald Eagle 02, L.P.San Francisco, CA$73M$73MSEC
Blue Heron Real Estate Opportunity Fund V, LPRaleigh, NC$64M$250MSEC
Crayhill StepStone ABF Opportunities Fund LP - Series 2New York, NY$57MIndefiniteSEC
K5 Tech Fund II, LP - Series 212Miami Beach, FL$55M$55MSEC
QEP IX Private Investors (EX), LLCNew York, NY$43MIndefiniteSEC
Encouraging Mountain, L.P.San Francisco, CA$40M$40MSEC
Together SPV III, a series of TechAviv Purpose, L.P.Ramat Hasharon, L3$25M$25MSEC
Discipulus Ventures II-A, LPMill Creek, WA$24MIndefiniteSEC
Picture Capital Leaders Fund I, L.P.Oakland, NJ$18M$18MSEC
MDN Aurora SPV XL LLCNew York, NY$12MIndefiniteSEC
Q Access IV - Allocate Access, L.P.Palo Alto, CA$12MIndefiniteSEC
PRIVATE MARKET SECURITIES FUND II LLC SERIES GFort Lauderdale, FL$9.8MIndefiniteSEC
Fund FG-RBL, a series of Forge Investments, LLCSan Francisco, CA$9.6MIndefiniteSEC
Cosmos Co-Invest I LP - Series TMLAustin, TX$9.6MIndefiniteSEC
GS XLight II LLCHunt Valley, MD$7.9MIndefiniteSEC
Seaway Co-Invest Fund, LPLehi, UT$7.5MIndefiniteSEC
Emerald Advisors Strategic Opportunities Fund I, LPAtlanta, XX$6.5MIndefiniteSEC
Crown US Invest LLC (Series D)New York, NY$6.5MIndefiniteSEC
Integra Master Series LLC - Growth Equity VIMenlo Park, CA$5.0M$5.0MSEC
ComputeCore, L.P.Grand Cayman, E9$4.9MIndefiniteSEC
PRIVATE MARKET SECURITIES FUND II LLC SERIES HFort Lauderdale, FL$4.8MIndefiniteSEC
T-I-Fund MMXXVI, a Series of ASVC Investments 2026, LLCNew York, NY$4.2M$4.2MSEC
G Ventures X, LPWalnut Creek, CA$3.9M$3.9MSEC
MODI VENTURES VIII SPV LLCSugar Land, TX$3.7M$3.7MSEC
AP-1006 Fund I, a series of Deployment Co Japan, LPSan Francisco, CA$2.5M$2.5MSEC
EREBOR III a series of Eagle X Holdings LLCPalm Beach, FL$2.5M$2.5MSEC
Haxall Point Income Fund IV, LPAtlanta, GA$2.3MIndefiniteSEC
Quantum Technologies Investors 9 LP - Series 1New York, NY$2.1MIndefiniteSEC
KVCTBC-KA-1016 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$2.0M$2.0MSEC
Valutia Wellness LPCascais, S1$1.9MIndefiniteSEC
Heron Rock Nest AI Access XIV, a series of Heron Rock Nest Al Access, LPToronto, A6$1.6M$1.6MSEC
MU-0417 Fund I, a series of Cannon Point Partners, LPLynnwood, WA$1.6M$1.6MSEC
MSW - Brick LLCSanta Monica, CA$1.0M$1.0MSEC
MA-1004 Fund I, a series of FDVC, LPLynnwood, WA$850K$850KSEC
STAR CASTLE VENTURES VC - BOW RIVERFort Worth, TX$643K$2.5MSEC
Alexandre-AV-0826 Fund III, a series of Platform Funds 2026, LPLynnwood, WA$637K$637KSEC
Coalition SPV I, a series of Coalition Operators Co-Invest, LPBrooklyn, NY$610K$610KSEC
NI-0922 Fund I, a series of MV Funds, LPLynnwood, WA$475K$475KSEC
PCG- APOTHEKARY SPV, LLCLos Gatos, CA$425K$2.0MSEC
Equitybee 22-67973 a Series of Equitybee cFund Master LLCPalo Alto, CA$402KIndefiniteSEC
ELO Compute LPMenlo Park, CA$400K$400KSEC
CS El Paso Minerals Feeder Fund, LPDallas, TX$400K$400KSEC
AR-1008 Fund II, a series of MV Funds, LPLynnwood, WA$370K$370KSEC
Clay PM I, a series of Platform Funds 2026, LPLynnwood, WA$350K$350KSEC
MV Capital VIII a series of MV Capital LLCLa Habra, CA$325K$325KSEC
UL-1016 Fund III, a series of Roll Up Vehicles, LPLynnwood, WA$299K$299KSEC
Ga 3in VC - IV a series of Allocations 2026 Master, LLCSeattle, WA$264K$264KSEC
ERBR-2, a series of ALEXTAR VC, LLCSan Francisco, CA$206K$206KSEC
PCG-PlayhouseMD SPV, LLCLos Gatos, CA$200K$2.0MSEC
NE-0813 Fund I, a series of DashAngels, LPLynnwood, WA$198K$198KSEC
Bronte Creek Series 1 LLCRochester, NY$177KIndefiniteSEC
SU-0921 Fund VI, a series of Roll Up Vehicles, LPLynnwood, WA$120K$120KSEC
Equitybee 22-89403 a Series of Equitybee cFund Master LLCPalo Alto, CA$111KIndefiniteSEC
AR-0918 Fund II, a series of Climate Collective, LPLynnwood, WA$104K$104KSEC
Multimodal-LI-1006 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$90K$90KSEC
EM-1006 Fund I, a series of Sajid Rahman Angel Funds, LPLynnwood, WA$84K$84KSEC
DI-1001 Fund II, a series of JJ Fliegelman Funds, LPLynnwood, WA$70K$70KSEC
Antti Capital Burst IV, a series of Antti Capital, LPLynnwood, WA$53K$53KSEC
Equitybee 22-94147 a Series of Equitybee cFund Master LLCPalo Alto, CA$25KIndefiniteSEC
Decimal Capital Fund I-F LPLos Angeles, CA$0IndefiniteSEC
Branch Venture Partners Fund GP, LLCBoston, MA$0IndefiniteSEC
Quiet Access IV Opportunities LPSan Francisco, CA$0IndefiniteSEC
Alpine Investors Heroes Co-Investment I-A, LPSan Francisco, CA$0IndefiniteSEC
Nova Venture Fund III, LPSan Francisco, CA$0IndefiniteSEC
One North FF Fund LPPalm Beach, FL$0IndefiniteSEC
Tap Root Capital SMF I LPSummit, NJ$0IndefiniteSEC
Slipstream Investors III, LPBethesda, MD$0IndefiniteSEC
NVP Coinvest Mottu, LPNew York, NY$0IndefiniteSEC

Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.

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