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New Form D filings on 15 October 2026

93 operating companies and 115 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 15 October 2026. The companies reported $769M sold so far in total. Most filings came from CA 14, TX 10, NY 9, WA 7, MO 7.

Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.

Companies (93), largest amount sold first

CompanyLocationIndustrySold so farOffering sizeFirst saleExemptionFiling
Armadin, Inc. (incorporated in the last 5 years)Menlo Park, CAOther Technology$265M$265M2026-09-30Rule 506(b)SEC
Build Financial Capital LtdDenver, COInvesting$100MIndefinite2026-10-01Rule 506(c)SEC
Entrada Partners Industrial NAV Fund, LP (incorporated in the last 5 years)Addison, TXOther Real Estate$52M$57M2026-10-01Rule 506(b)SEC
Penn United Technologies, Inc.Cabot, PAManufacturing$41M$41M2026-09-30Rule 506(b)SEC
Expressable, Inc.Austin, TXOther Technology$25M$36M2026-09-30Rule 506(b)SEC
hiyo Inc.Marina Del Rey, CAManufacturing$21M$21M2026-02-17Rule 506(b)SEC
Metro Diner Holdings LLCTampa, FLRestaurants$21M$45M2026-09-30Rule 506(b)SEC
Zippy, Inc. /DE (incorporated in the last 5 years)Dallas, TXOther Banking and Financial Services$20M$20M2026-09-30Rule 506(b)SEC
HERD-I, INC. (incorporated in the last 5 years)Riccarton, Q2Other$18M$18M2026-10-05Rule 506(b)SEC
Hockey Parent Holdings, L.P.Chicago, ILOther$15M$15M2026-10-01Rule 506(b)SEC
Remitian Inc. (incorporated in the last 5 years)Miami, FLOther Technology$14M$20M2026-10-06Rule 506(c)SEC
Penn United Technologies, Inc.Cabot, PAManufacturing$14M$14M2026-09-30Rule 506(b)SEC
Vision Chattanooga Main Street, LLC (incorporated in the last 5 years)Chattanooga, TNCommercial$13M$13M2026-06-05Rule 506(c)SEC
Grandview Investor LLCBaltimore, MDOther Real Estate$12MIndefinite2026-10-05Rule 506(b)SEC
AeroShield Materials, Inc.Waltham, MAManufacturing$10M$15M2026-10-01Rule 506(b)SEC
Microcapital, Inc. (incorporated in the last 5 years)East Hampton, NYOther Technology$10M$10M2026-08-13Rule 506(b)SEC
Unseen Reality Inc. (incorporated in the last 5 years)Mountain View, CAOther Technology$10.0M$10.0M2026-10-08Rule 506(b)SEC
Sapphire Technologies, Inc. (incorporated in the last 5 years)Cypress, CAOther Energy$8.9M$13M2026-10-07Rule 506(b)SEC
Cofertility, Inc. (incorporated in the last 5 years)Los Angeles, CAOther Technology$8.4M$9.0M2025-12-19Rule 506(b)SEC
Exploration Technologies, Inc./DE (incorporated in the last 5 years)San Diego, CAOther Technology$8.3M$8.3M2026-09-30Rule 506(b)SEC
Ensho Therapeutics, Inc. (incorporated in the last 5 years)Woodcliff Lake, NJBiotechnology$7.3M$16M2026-10-02Rule 506(b)SEC
DPR CONSTRUCTION, INC.Santa Clara, CAConstruction$6.2M$6.2M2026-09-30Rule 506(b)SEC
DPR CONSTRUCTION, INC.Redwood City, CAConstruction$6.2M$6.2M2026-09-30Rule 506(b)SEC
DPR CONSTRUCTION, INC.Santa Clara, CAConstruction$5.8M$5.8M2026-09-30Rule 506(b)SEC
DPR CONSTRUCTION, INC.Redwood City, CAConstruction$5.8M$5.8M2026-09-30Rule 506(b)SEC
Jaccard, Inc (incorporated in the last 5 years)San Francisco, CAComputers$4.5M$5.0M2026-07-31Rule 506(b)SEC
Spatial Logic, Inc. (incorporated in the last 5 years)Boulder, COOther Technology$3.6M$5.7M2026-10-01Rule 506(b)SEC
High Street Holdco, LLCTraverse City, MIInsurance$3.5MIndefinite2026-10-09Rule 506(b)SEC
Air Control Concepts Holdings, L.P. (incorporated in the last 5 years)Norfolk, VAOther$3.5MIndefinite2026-10-01Rule 506(b)SEC
OpsMate AI, Inc. (incorporated in the last 5 years)Westwood, MAOther Technology$3.4M$3.4M2026-10-08Rule 506(b)SEC
TMGOC RiverCenter Investor LLC (incorporated in the last 5 years)Boca Raton, FLCommercial$3.0M$4.0M2026-05-29Rule 506(c)SEC
King Global Critical Minerals Inc.Cleator, AZOther$2.6M$2.6M2026-09-23Rule 506(b)SEC
Greenland Global LP (incorporated in the last 5 years)Sugar Land, TXOil and Gas$2.4M$79M2025-06-02Rule 506(c)SEC
Air Control Concepts Management Holdings, LLC (incorporated in the last 5 years)Norfolk, VAOther$2.0MIndefinite2026-09-30Rule 506(b)SEC
Air Control Concepts Holdings, L.P. (incorporated in the last 5 years)Norfolk, VAOther$2.0MIndefinite2026-09-30Rule 506(b)SEC
Gin & Luck Inc.Wilmington, DERestaurants$2.0M$4.0M2026-01-28Rule 506(b)SEC
Prime Delta Corp. (incorporated in the last 5 years)New York, NYBusiness Services$1.8M$2.0M2026-09-29Rule 506(b)SEC
Eternal Life Energy Inc. (incorporated in the last 5 years)Bellingham, WAOther Technology$1.6M$1.9M2026-09-30Rule 506(b)SEC
BVD RIM TIC LLC (incorporated in the last 5 years)Florida, NYCommercial$1.5M$2.6M2026-09-21Rule 506(c)SEC
Exotics Network, Inc. (incorporated in the last 5 years)Austin, TXOther$1.5M$1.5M2026-09-30Rule 506(b)SEC
Bungalows at Maple Woods LLC (incorporated in the last 5 years)Scottsdale, AZCommercial$1.3M$12M2026-10-01Rule 506(c)SEC
Cotton Lane Industrial, LLC (incorporated in the last 5 years)Goodyear, AZCommercial$1.1M$1.1M2026-10-08Rule 506(b)SEC
RBH Plainfield, LLC (incorporated in the last 5 years)Denver, COCommercial$1.0M$1.0M2026-08-05Rule 506(b)SEC
CredibleMind Inc.Sausalito, CAOther Technology$925K$6.0M2026-10-09Rule 506(b)SEC
Guardify, Inc.Omaha, NEOther Technology$800K$3.0M2026-10-09Rule 506(b)SEC
SOAR.COM, INC.Jameson, MOOther$600K$600K2025-11-28Rule 506(b)SEC
Series 97-1, a series of StartEngine Private LLC (incorporated in the last 5 years)Burbank, CAOther$556K$556K2026-09-30Rule 506(c)SEC
TKE 1 Utica LLC (incorporated in the last 5 years)Fort Worth, TXOil and Gas$460K$460K2026-09-24Rule 506(b)SEC
Milkman Inc.Birmingham, ALOther Technology$452K$452K2026-09-30Rule 506(b)SEC
SOAR.COM, INC.Jameson, MOOther$400K$588K2024-02-22Rule 506(b)SEC
QDIR, Inc.Chicago, ILOther$385KIndefinite2026-07-01Rule 506(b)SEC
Light Wave Ownership Path, LLCRaleigh, NCOther Health Care$373K$373K2026-09-29Rule 506(b)SEC
Takoma Park-Silver Spring Cooperative, IncTakoma Park, MDRetailing$367K$3.0M2026-07-29Rule 506(b)SEC
Daura Gold Corp.Vancouver, A1Other$331K$600K2026-10-01Rule 506(b)SEC
LIGHTNING SOCIETY LLC (incorporated in the last 5 years)Brooklyn, NYOther$320K$320K2025-12-02Rule 506(b)SEC
Remainder Box Inc. (incorporated in the last 5 years)Bellevue, WAOther Technology$250K$2.0M2026-09-30Rule 506(b)SEC
Velori Holdings, LLC (incorporated in the last 5 years)North Charleston, SCOther$200K$750K2026-10-06Rule 506(b)SEC
Supervest Investments, LLC, Series C (incorporated in the last 5 years)New York, NYOther Banking and Financial Services$185K$5.0M2026-10-01Rule 506(c), Investment Company Act 3(c), 3c.4SEC
Mercer MotorWorks, Inc. (incorporated in the last 5 years)Clyde Hill, WAManufacturing$155K$500K2026-09-30Rule 506(b)SEC
UnityCore, Inc. (incorporated in the last 5 years)Round Rock, TXBusiness Services$150K$150K2026-10-07Rule 506(b)SEC
Heart & SOUL Technologies Inc. (incorporated in the last 5 years)New York, NYOther Technology$125K$3.0M2026-09-30Rule 506(b)SEC
IntegriTech, LLCLowell, ARComputers$125K$500K2026-09-30Rule 506(b)SEC
BDT & MSD (T) III Credit REIT, LLC (incorporated in the last 5 years)New York, NYREITS and Finance$125K$125K2026-10-15Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7)SEC
SOAR.COM, INC.Jameson, MOOther$100K$109K2024-08-14Rule 506(b)SEC
SOAR.COM, INC.Jameson, MOOther$83K$105K2022-12-23Rule 506(b)SEC
SOAR.COM, INC.Jameson, MOOther$80K$140K2023-10-06Rule 506(b)SEC
Immuno Cancer Biotherapeutics, Inc. (incorporated in the last 5 years)Canton, SDBiotechnology$75KIndefinite2026-10-09Rule 506(b)SEC
SOAR.COM, INC.Jameson, MOOther$60K$135K2026-07-13Rule 506(b)SEC
TalnFlo, Inc. (incorporated in the last 5 years)Independence, KYOther Technology$50K$400K2026-09-30Rule 506(b)SEC
CL Lone Star SA LLC (incorporated in the last 5 years)Dallas, TXResidential$50KIndefinite2026-09-25Rule 506(c), Investment Company Act 3(c), 3c.5SEC
Olympian Motors, Inc. (incorporated in the last 5 years)New York, NYManufacturing$42K$42K2026-06-01Rule 506(b)SEC
ADA Payments Technologies, Inc. (incorporated in the last 5 years)Manhattan Beach, CAOther Technology$35K$500K2026-08-11Rule 506(b)SEC
Lucky Ox LLC (incorporated in the last 5 years)Dover, DEOther$30K$50K2026-09-25Rule 506(b)SEC
Life Stylistic, Inc.Seattle, WAOther Technology$23K$250K2026-09-30Rule 506(b)SEC
OCEES International, Inc.Washington, DCOther Energy$20K$250K2026-10-02Rule 506(b)SEC
Longplay Media Inc. (incorporated in the last 5 years)Brooklyn, NYOther$10K$250K2026-10-02Rule 506(b)SEC
SOAR.COM, INC.Jameson, MOOther$200$270K2022-01-01Rule 506(b)SEC
TWC Income Fund LLC (incorporated in the last 5 years)Alpharetta, GACommercial$0$100MRule 506(c)SEC
Ellery Westcott Capital INCDenver, COInvesting$0$100M2026-10-15Rule 506(c)SEC
RPC26 Kensington Boise Lenders LLC (incorporated in the last 5 years)Lehi, UTOther Real Estate$0$25MRule 506(b)SEC
PFDSELECT MEDICAL RECEIVABLES 1023, LLC (incorporated in the last 5 years)Henderson, NVOther Banking and Financial Services$0$10MRule 506(c)SEC
Metroplex Holdings LLC (incorporated in the last 5 years)Columbus, OHCommercial$0$10MRule 506(b)SEC
Juniper Junction Partners, LLC (incorporated in the last 5 years)Birmingham, ALOther Real Estate$0$9.7MRule 506(b)SEC
Dalt's Nashville Investors, LLC (incorporated in the last 5 years)Nashville, TNCommercial$0$7.5M2026-10-05Rule 506(b)SEC
CRE Alpine Partners I, LLC (incorporated in the last 5 years)Dallas, TXResidential$0$6.5MRule 506(c)SEC
JZ Cash Flow Fund LLC (incorporated in the last 5 years)Suwanee, GACommercial$0$2.0MRule 506(c)SEC
Enduring Investments LLCMorristown, NJInvesting$0$1.7MRule 506(c)SEC
Rail Mobile Power, Inc. (incorporated in the last 5 years)Spokane, WAOther Energy$0$1.0MRule 504SEC
Bye Pow, Inc. (incorporated in the last 5 years)Spokane, WAOther Energy$0$1.0MRule 504SEC
Bloodstock Investments 2026, LLC (incorporated in the last 5 years)Nicholasville, KYOther$0IndefiniteRule 506(b)SEC
WowRate Mortgage LLC (incorporated in the last 5 years)Redmond, WAOther Banking and Financial Services$0IndefiniteRule 506(c)SEC
624 MEH LLC (incorporated in the last 5 years)Austin, TXOther Energy$0IndefiniteRule 506(b)SEC
LiveSwitch IncApex, NCTelecommunications$0Indefinite2026-03-26Rule 506(b)SEC

Pooled investment funds (115)

FundLocationSold so farOffering sizeFiling
AQR Flex 1 Series LLC - Series F79Greenwich, CT$549MIndefiniteSEC
USIT HPC, LPCoraopolis, PA$201MIndefiniteSEC
Siguler Guff Brazil Special Situations Fund IV, LPNew York, NY$156MIndefiniteSEC
HGI Multifamily Equity Fund II, LPNorfolk, VA$129M$499MSEC
PennantPark Senior Credit Fund II Unlevered Rated Note Feeder, LPMiami Beach, FL$112MIndefiniteSEC
VPC Legal Credit Offshore Feeder Fund, L.P.George Town, E9$100MIndefiniteSEC
AQR Adaptive Equities S&P 500 Fusion Offshore Fund Ltd.Grand Cayman, E9$100MIndefiniteSEC
PennantPark Senior Credit Fund II Cayman Levered Feeder, LPMiami Beach, FL$87MIndefiniteSEC
Alpha Partners Fund IV-A, LPNew York, NY$76MIndefiniteSEC
AQR Flex 1 Series LLC - Series L4Greenwich, CT$67MIndefiniteSEC
Siguler Guff Small Business Credit Evergreen Fund, LPNew York, NY$64MIndefiniteSEC
AQR Flex 1 Series LLC - Series J93Greenwich, CT$56MIndefiniteSEC
Redpoint Ventures IX-M, L.P.Woodside, CA$53M$53MSEC
AQR Flex 1 Series LLC - Series K23Greenwich, CT$52MIndefiniteSEC
AQR Flex 1 Series LLC - Series K24Greenwich, CT$46MIndefiniteSEC
Alpha Partners Fund IV, LPNew York, NY$43MIndefiniteSEC
PennantPark Senior Credit Fund II Cayman Unlevered Feeder, LPMiami Beach, FL$40MIndefiniteSEC
RREEF Core Plus Debt Fund LPChicago, IL$40MIndefiniteSEC
AQR Flex 1 Series LLC - Series A100Greenwich, CT$35MIndefiniteSEC
AQR Flex 1 Series LLC - Series A99Greenwich, CT$33MIndefiniteSEC
AQR Flex 1 Series LLC - Series H3Greenwich, CT$30MIndefiniteSEC
AQR Flex 1 Series LLC - Series A96Greenwich, CT$27MIndefiniteSEC
AQR Flex 1 Series LLC - Series A104Greenwich, CT$26MIndefiniteSEC
AQR Flex 1 Series LLC - Series F80Greenwich, CT$25MIndefiniteSEC
AQR Flex 1 Series LLC - Series J84Greenwich, CT$22MIndefiniteSEC
AQR Flex 1 Series LLC - Series A102Greenwich, CT$20MIndefiniteSEC
AQR Flex 1 Series LLC - Series J90Greenwich, CT$15MIndefiniteSEC
AQR Flex 1 Series LLC - Series J89Greenwich, CT$15MIndefiniteSEC
AQR Flex 1 Series LLC - Series J91Greenwich, CT$15MIndefiniteSEC
AQR Flex 1 Series LLC - Series J92Greenwich, CT$15MIndefiniteSEC
Resvion Fund I GmbH & Co. KGFrankfurt Am Main, 2M$11M$57MSEC
Carmenta Opportunities 2021, L.P. - Series SKT IMiami, FL$10M$11MSEC
Two Sigma Astra Cayman Fund, Ltd.Grand Cayman, E9$10MIndefiniteSEC
Z-AI ECOSYSTEM FUND LLCMountain View, CA$9.4MIndefiniteSEC
GE-0803 Fund I, a series of MV Funds, LPLynnwood, WA$9.2M$9.2MSEC
Maruti NCE LLCScottsdale, AZ$8.0M$8.0MSEC
Alsabi1, LLCCoral Gables, FL$7.6M$7.6MSEC
MVP Opportunity Fund VI LLC Series 26JNew York, NY$6.8MIndefiniteSEC
Seven Grand Onshore Fund LPBronxville, NY$6.6MIndefiniteSEC
Apex Fund IV A Series of V360 Holdings LLCSan Francisco, CA$6.0M$6.0MSEC
PICOGRID FUND I A SERIES OF V360 HOLDINGS LLCSan Francisco, CA$6.0M$6.0MSEC
Frontier I, a series of Exoscaleton Opportunities, LPSan Francisco, CA$5.9M$5.9MSEC
Deep Reef LLC - Series VSan Juan, PR$5.8MIndefiniteSEC
DIF Value-Add IV Feeder SCSLuxembourg, N4$5.8MIndefiniteSEC
Gramercy PG Holdings LPWest Palm Beach, FL$5.0MIndefiniteSEC
Deep Reef LLC - Series IIISan Juan, PR$5.0M$5.0MSEC
Two Sigma Astra Fund, LPNew York, NY$5.0MIndefiniteSEC
Swish Triangle 2 LPTel Aviv, L3$4.0M$4.0MSEC
Silent Capital XXXX, a Series of Silent Capital Holdings, LPLynnwood, WA$4.0M$4.0MSEC
PICP Aeroshield I LPMiami, FL$3.0M$5.0MSEC
Mercury Fund II A Series of V360 Holdings LLCSan Francisco, CA$2.2M$2.2MSEC
HSD Capital, LLCWashington, DC$2.0MIndefiniteSEC
eQ PE XVIII North Fund (AIF)Helsinki, H9$1.7M$1.7MSEC
HCC ReferWell Coinvest, LLCNew York, NY$1.6MIndefiniteSEC
Grant Park Ventures Funds LLC - Series 17Dover, DE$1.5M$1.5MSEC
TF Private Investments VII LLCGrand Cayman, E9$1.4M$1.4MSEC
GSBackers CARE Fund I a Series of CGF2026 LLCClaymont, DE$1.3M$1.3MSEC
NJP Candy, L.P.Austin, TX$1.2M$1.2MSEC
Talents & Trust, LPMemphis, TN$1.1M$2.0MSEC
Harness JS 0926 a Series of CGF2026 LLCClaymont, DE$1.1M$1.1MSEC
DPV Babbage I a Series of DataPower Capital Partners LLCClaymont, DE$765K$765KSEC
TF Opportunities Fund I LLCGrand Cayman, E9$758K$758KSEC
OEI 0926 a Series of CGF2021 LLCClaymont, DE$750K$750KSEC
Nuvion Series III Defense Tech a Series of CGF2026 LLCClaymont, DE$639K$639KSEC
Liberty Capital TA I LPNewport Beach, CA$600K$100MSEC
Balance Offshore Fund Ltd.Grand Cayman, E9$563KIndefiniteSEC
Nittany Angels 001 BioLat Seed a Series of CGF2021 LLCClaymont, DE$512K$512KSEC
AP-0821 Fund II, a series of Armenian Founders, LPLynnwood, WA$500K$500KSEC
FE-0921 Fund I, a series of MV Funds, LPLynnwood, WA$430K$430KSEC
LAUFT, a series of Jason's Syndicate, LLCSalt Lake City, UT$409K$409KSEC
Wingra Capital Funds, LLC - Series J UnitsMadison, WI$370K$370KSEC
MP26 a Series of CGF2021 LLCClaymont, DE$352K$352KSEC
Marin-AF-0915 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$310K$310KSEC
BA-0926 Fund II, a series of Roll Up Vehicles, LPLynnwood, WA$288K$288KSEC
Munch-AL-0704 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$268K$268KSEC
CBQTAM, LPMetuchen, NJ$215KIndefiniteSEC
HT-0907 Fund I, a series of JMWTX Investments, LPLynnwood, WA$195K$195KSEC
Audacity SPV I 2026 a Series of CGF2021 LLCClaymont, DE$171K$171KSEC
RF Q3 2026, a series of Revere Partners RF Fund II, LPWestfield, NJ$149K$149KSEC
Fay Ventures, a Series of Decile Start Fund, LPNew York, NY$140K$140KSEC
Automatic AI a Series of CGF2021 LLCClaymont, DE$135K$135KSEC
FR-0913 Fund I, a series of Exitfund Venture, LPLynnwood, WA$100K$100KSEC
Strides Fund LLCPhoenix, AZ$100K$50MSEC
SH-0813 Fund I, a series of JJ Fliegelman Funds, LPLynnwood, WA$100K$100KSEC
Meme Meta LPSan Jose, CA$100KIndefiniteSEC
nFleXion VestGen I LLCNew York, NY$98KIndefiniteSEC
KCC072026 a Series of CGF2021 LLCClaymont, DE$75K$75KSEC
ARCS Revolution Series Seed, a Series of Join Odin Master LPLondon, X0$65KIndefiniteSEC
Globalcycle Holdings, L.P.Brooklyn, NY$0$650MSEC
Fulcrum Growth Fund VI-A, L.P.Atlanta, GA$0$400MSEC
Tamarind Hill Fund III, L.P.Worthington, OH$0$70MSEC
Catalyst Plus Fund I LPSalt Lake City, UT$0IndefiniteSEC
Johnson Randall TWP LLCSalt Lake City, UT$0IndefiniteSEC
SAF ACI Access Fund, L.P.Palm Beach, FL$0IndefiniteSEC
RedBird Legends iCapital Offshore Access Fund SPCNew York, NY$0IndefiniteSEC
Premier - (Project Opus) Co-Invest Feeder, L.P.New York, NY$0IndefiniteSEC
BPC Capital Solutions Fund VI LPSanta Monica, CA$0IndefiniteSEC
Nitro Financing, LPCoral Springs, FL$0IndefiniteSEC
Tomorrow Capital Early Access, L.P.Miami, FL$0IndefiniteSEC
CKF Orbit Co-Invest, L.P.New York, NY$0IndefiniteSEC
CBT1, LLCSan Francisco, CA$0IndefiniteSEC
Red River Aggregator LPBoston, MA$0IndefiniteSEC
Sunstone Partners IV, LPSan Mateo, CA$0IndefiniteSEC
Sunstone Partners IV-A, LPSan Mateo, CA$0IndefiniteSEC
Oceans Equity Fund I-A, LPMiami, FL$0IndefiniteSEC
NM Titan Aggregator, L.P.New York, NY$0IndefiniteSEC
Tradeable LLCLas Vegas, NV$0IndefiniteSEC
Tradeable LLCLas Vegas, NV$0IndefiniteSEC
Manulife Comvest Specialty Lending Fund, L.P.West Palm Beach, FL$0IndefiniteSEC
AQR Adaptive Equities S&P 500 Fusion Master Account, L.P.Grand Cayman, E9$0IndefiniteSEC
RAMIREZ CREDIT OPPORTUNITIES CV I, L.P.New York, NY$0IndefiniteSEC
BCM Legacy Fund I, LPHouston, TX$0IndefiniteSEC
PCA Opportunities Fund 2026, L.P. - Series D (Bain Tech III)Greenwich, CT$0IndefiniteSEC
OHCP VII TC COI, L.P.Stamford, CT$0IndefiniteSEC
Seven Grand Offshore Fund LPBronxville, NY$0IndefiniteSEC

Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.

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