New Form D filings on 20 October 2026
67 operating companies and 65 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 20 October 2026. The companies reported $1.17B sold so far in total. Most filings came from TX 8, CO 8, NY 7, FL 6, NC 6.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (67), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| Modal Labs, Inc. | New York, NY | Other Technology | $602M | $800M | 2026-10-01 | Rule 506(b) | SEC |
| FORMFACTOR INC | Livermore, CA | Other Technology | $300M | $300M | 2026-10-06 | Rule 506(b) | SEC |
| NEXROC SVCV, Inc. (incorporated in the last 5 years) | New York City, NY | Other Banking and Financial Services | $50M | $50M | 2026-10-12 | Rule 506(b) | SEC |
| PST OZ AG Fund E LLC (incorporated in the last 5 years) | Delray Beach, FL | Other | $36M | $50M | 2026-09-24 | Rule 506(b) | SEC |
| Family Heirloom Storage Fund I, LLC (incorporated in the last 5 years) | Fort Myers, FL | Commercial | $31M | $31M | 2026-09-24 | Rule 506(b) | SEC |
| Aspen Industrial Growth Fund II, LLC (incorporated in the last 5 years) | Overland Park, KS | Commercial | $25M | $25M | Rule 506(c) | SEC | |
| Ascertain Systems, Inc. (incorporated in the last 5 years) | New York, NY | Other Technology | $20M | $24M | 2026-10-05 | Rule 506(b) | SEC |
| CORE X SRS Regional LLC (incorporated in the last 5 years) | Mt Laurel, NJ | Other | $11M | $11M | 2026-10-05 | Rule 506(b) | SEC |
| MRES Lusso Holdings, LLC (incorporated in the last 5 years) | Omaha, NE | Residential | $10M | $10M | 2026-10-14 | Rule 506(b) | SEC |
| Frio Non-Op Fund, LP (incorporated in the last 5 years) | Houston, TX | Oil and Gas | $9.8M | $75M | 2026-09-23 | Rule 506(b) | SEC |
| EPIC Frisco, LLC (incorporated in the last 5 years) | Suwanee, GA | Commercial | $6.7M | $8.1M | 2026-09-09 | Rule 506(b) | SEC |
| Avistone Ren Tech S, LLC (incorporated in the last 5 years) | Englewood, CO | Commercial | $5.8M | $5.8M | 2026-10-06 | Rule 506(c) | SEC |
| New Roots EB5 Fund 2, LP (incorporated in the last 5 years) | South Barrington, IL | Other Real Estate | $5.6M | $32M | 2026-08-14 | Rule 506(c) | SEC |
| Crosslink Therapeutics Inc. (incorporated in the last 5 years) | Boston, MA | Pharmaceuticals | $5.5M | $5.5M | 2026-10-08 | Rule 506(b) | SEC |
| StrikePoint Gold Inc. | Vancouver, A1 | Other | $4.5M | $4.5M | 2026-10-06 | Rule 506(b) | SEC |
| Allstacks, Inc. | Raleigh, NC | Other Technology | $4.0M | $4.0M | 2026-03-10 | Rule 506(b) | SEC |
| Avistone Ren Tech, LLC (incorporated in the last 5 years) | Englewood, CO | Commercial | $4.0M | $5.8M | 2026-10-06 | Rule 506(c) | SEC |
| Alder Partners LLC (incorporated in the last 5 years) | Portland, OR | Commercial | $3.9M | $3.9M | 2026-10-16 | Rule 506(b) | SEC |
| SLBRA LP, LLC (incorporated in the last 5 years) | Eastlake, OH | Residential | $3.6M | $5.9M | 2026-10-02 | Rule 506(c) | SEC |
| Carmichael BMAC LLC (incorporated in the last 5 years) | Nashville, TN | Other Real Estate | $3.6M | $3.6M | 2026-10-15 | Rule 506(b) | SEC |
| CORE X Partners LLC (incorporated in the last 5 years) | Mt. Laurel, NJ | Other | $3.5M | $3.5M | 2026-10-05 | Rule 506(b) | SEC |
| Acretrader 279 LLC (incorporated in the last 5 years) | Fayetteville, AR | Other Real Estate | $3.4M | $3.4M | 2026-10-12 | Rule 506(c) | SEC |
| 50 E Locust St Investors, LLC (incorporated in the last 5 years) | Allentown, PA | Commercial | $2.6M | $2.6M | Rule 506(b) | SEC | |
| Shirley Wells Venture 1, LP (incorporated in the last 5 years) | Arlington, VA | Oil and Gas | $2.5M | $5.0M | 2026-09-10 | Rule 506(b) | SEC |
| Moonraker Mining I, LLC (incorporated in the last 5 years) | Littleton, CO | Other Technology | $1.9M | $2.8M | 2025-04-11 | Rule 506(b) | SEC |
| Nocturnal Inc. (incorporated in the last 5 years) | Cambridge, MA | Other Health Care | $1.9M | $2.0M | 2025-09-25 | Rule 506(b) | SEC |
| Sun Peak Metals Corp. | White Rock, A1 | Other | $1.4M | $6.9M | 2026-10-05 | Rule 506(b) | SEC |
| Westgreen Investor LLC (incorporated in the last 5 years) | Delray Beach, FL | Commercial | $1.3M | $2.5M | 2026-09-24 | Rule 506(b) | SEC |
| ZT LIVE OAK REALTY II, LP (incorporated in the last 5 years) | Houston, TX | Residential | $1.0M | $100M | 2026-10-01 | Rule 506(b) | SEC |
| LXRE Inc. (incorporated in the last 5 years) | Denver, CO | Other Technology | $1.0M | $3.0M | 2026-10-12 | Rule 506(b) | SEC |
| Alchemy Cloud, Inc. | San Francisco, CA | Other Technology | $1.0M | $1.0M | 2026-09-29 | Rule 506(b) | SEC |
| Moonraker Mining I, LLC (incorporated in the last 5 years) | Littleton, CO | Other Technology | $825K | $6.0M | 2023-03-30 | Rule 506(b) | SEC |
| Localposh.com, Inc. | Mountain View, CA | Other Technology | $775K | $1.5M | 2026-10-06 | Rule 506(b) | SEC |
| ReservoirCo, Inc. (incorporated in the last 5 years) | Boca Raton, FL | Other Technology | $750K | $750K | 2026-09-28 | Rule 506(b) | SEC |
| Bracely Inc. (incorporated in the last 5 years) | Pacific Palisades, CA | Insurance | $700K | $700K | 2026-04-09 | Rule 506(b) | SEC |
| CARMINA INCOME FUND LP (incorporated in the last 5 years) | Raleigh, NC | Other Real Estate | $510K | $100M | 2026-10-08 | Rule 506(c) | SEC |
| Virtus Maritime, Inc. (incorporated in the last 5 years) | Morehead City, NC | Other Technology | $500K | $500K | 2026-10-20 | Rule 506(b) | SEC |
| EPIC Powder Springs, LP (incorporated in the last 5 years) | Duluth, GA | Commercial | $500K | $500K | 2026-08-17 | Rule 506(b) | SEC |
| 449 NFA JV, LLC (incorporated in the last 5 years) | Conshohocken, PA | Commercial | $400K | $1.1M | 2026-10-07 | Rule 506(b) | SEC |
| EPIC LaGrange, LP (incorporated in the last 5 years) | Duluth, GA | Commercial | $325K | $325K | 2026-07-26 | Rule 506(b) | SEC |
| SunMoon Maui Citruscello LLC (incorporated in the last 5 years) | Kihei, HI | Other | $250K | $1.5M | 2026-10-05 | Rule 506(b) | SEC |
| Atlis Health, LLC (incorporated in the last 5 years) | Greenwood, IN | Other Technology | $250K | $1.0M | 2026-09-11 | Rule 506(b) | SEC |
| Moonraker Mining I, LLC (incorporated in the last 5 years) | Littleton, CO | Other Technology | $215K | $1.0M | 2024-04-19 | Rule 506(b) | SEC |
| Hideout House Acadia, LLC (incorporated in the last 5 years) | Sargentville, ME | Other | $125K | $125K | 2026-10-05 | Rule 506(b) | SEC |
| ALPHABETASOUP LLC (incorporated in the last 5 years) | Stanwood, WA | Other Technology | $100K | $100K | 2025-11-14 | Rule 506(b) | SEC |
| Bad Chicken 2 LLC (incorporated in the last 5 years) | Dallas, TX | Restaurants | $85K | $400K | 2026-10-05 | Rule 506(b) | SEC |
| VeteranCrowd Rewards, Inc. | Cobbs Creek, VA | Other Technology | $80K | $500K | 2026-10-16 | Rule 506(b) | SEC |
| Moonraker Mining I, LLC (incorporated in the last 5 years) | Littleton, CO | Other Technology | $70K | $500K | 2026-10-10 | Rule 506(b) | SEC |
| From Kalliope With Love Inc. (incorporated in the last 5 years) | Eden Prairie, MN | Other Technology | $60K | $100K | 2026-09-24 | Rule 506(b) | SEC |
| Immersed Inc. | Austin, TX | Other Technology | $46K | $46K | 2026-10-02 | Rule 506(c) | SEC |
| Granted Inc. (incorporated in the last 5 years) | Decatur, GA | Other Technology | $45K | $1.0M | 2026-10-05 | Rule 506(b) | SEC |
| Sigil Health Inc. (incorporated in the last 5 years) | Austin, TX | Other Technology | $35K | $2.1M | 2026-10-07 | Rule 506(b) | SEC |
| Krait Critical Minerals Corp. (incorporated in the last 5 years) | West Vancouver, A1 | Other | $10K | $10K | 2026-09-25 | Rule 506(b) | SEC |
| Virtus Maritime, Inc. (incorporated in the last 5 years) | Morehead City, NC | Other Technology | $1K | $1K | 2026-10-20 | Rule 506(b) | SEC |
| HREX 10, DST (incorporated in the last 5 years) | Houston, TX | Other Real Estate | $0 | $725M | Rule 506(b) | SEC | |
| Orion Pro Fund 2026, LP (incorporated in the last 5 years) | Miami, FL | Commercial | $0 | $166M | Rule 506(c), Investment Company Act 3(c), 3c.5 | SEC | |
| LIMA Global Investment Management, Inc. (incorporated in the last 5 years) | Denver, CO | Investing | $0 | $100M | 2026-10-20 | Rule 506(c) | SEC |
| BIDSSIGNAL LTD. (incorporated in the last 5 years) | New York, NY | Investing | $0 | $100M | 2026-10-20 | Rule 506(c) | SEC |
| ALPHA SCORPION LLC (incorporated in the last 5 years) | Miami, FL | Investing | $0 | $100M | 2026-10-20 | Rule 506(c) | SEC |
| BR HPE Zero Coupon, DST (incorporated in the last 5 years) | New York, NY | Other Real Estate | $0 | $70M | Rule 506(b) | SEC | |
| CF Cupertino DST (incorporated in the last 5 years) | New York, NY | Residential | $0 | $65M | Rule 506(b) | SEC | |
| Triad Flex Fund LLC (incorporated in the last 5 years) | Greensboro, NC | Other | $0 | $50M | Rule 506(b) | SEC | |
| MCG Net Lease Wash & Convenience Fund, LLC (incorporated in the last 5 years) | Charlotte, NC | Other Real Estate | $0 | $50M | Rule 506(c) | SEC | |
| Worth Alliance LLC (incorporated in the last 5 years) | Bedford, TX | Other Technology | $0 | $6.0M | Rule 506(b), 4a5, Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC | |
| Oaks at Killeen, LLC (incorporated in the last 5 years) | Round Rock, TX | Commercial | $0 | $2.5M | Rule 506(b) | SEC | |
| Maple Lane 45 LLC (incorporated in the last 5 years) | Portland, OR | Commercial | $0 | $2.2M | Rule 506(b) | SEC | |
| Dorado Parent, L.P. (incorporated in the last 5 years) | New York, NY | Other | $0 | Indefinite | Rule 506(b) | SEC |
Pooled investment funds (65)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| GEC Bestway SPV LLC | Houston, TX | $153M | $153M | SEC |
| Bregal Sagemount IV EDS Co-Invest LP | St. Helier, Y9 | $81M | $81M | SEC |
| SVAI Partners 7 LP | Tel Aviv, L3 | $72M | $72M | SEC |
| True Beauty Ventures III, LP | Palm Beach Gardens, FL | $55M | Indefinite | SEC |
| Francisco Partners Access Fund LP | West Conshohocken, PA | $48M | Indefinite | SEC |
| Pathway Co-Investment Partners Fund IX-2, LP | Irvine, CA | $33M | Indefinite | SEC |
| Pathway Co-Investment Partners Fund IX-2, LP | Irvine, CA | $30M | Indefinite | SEC |
| Tyche Partners VEIR, L.P. | Palo Alto, CA | $27M | $27M | SEC |
| SVHL I LP | Tel Aviv, L3 | $20M | $20M | SEC |
| X-Wonder LLC | New York, NY | $15M | Indefinite | SEC |
| Harvest Growth Capital V QP, LLC - Series G | Austin, TX | $13M | $13M | SEC |
| SVAI Partners 77 LP | Tel Aviv, L3 | $13M | $13M | SEC |
| LAB Plus Ventures Fund L.P. | Montevideo, X3 | $11M | Indefinite | SEC |
| 1517 Fund - SPV V, L.P. | Telluride, CO | $10.0M | Indefinite | SEC |
| Planck Holdings LLC - Series GrowX Pixxel | Reno, NV | $9.6M | $11M | SEC |
| Almanack Opportunity Fund - Series 8 | Newtown Square, PA | $9.5M | $9.5M | SEC |
| Keyhaven Italia LP | Edinburgh, X0 | $8.7M | Indefinite | SEC |
| Dream SPV Micro1 2 LLC | Las Vegas, NV | $7.5M | Indefinite | SEC |
| N-Scope Final Ascent LLC | Keller, TX | $6.8M | $6.8M | SEC |
| SCP Opportunity CXXXVI LP | Bethesda, MD | $6.3M | $10M | SEC |
| Astro Investment X a Series of Astro Funds LLC | Newark, DE | $4.5M | $4.5M | SEC |
| LHG Hotel Fund III, LLC | Upper Arlington, OH | $3.8M | $20M | SEC |
| LHG Kentucky, LLC | Upper Arlington, OH | $3.8M | $3.8M | SEC |
| WhiteRabbit IV LLC | San Francisco, CA | $3.5M | Indefinite | SEC |
| SPC TriStar Partners LP | Manchester, NH | $2.5M | $2.5M | SEC |
| Signal CI Investment B, LLC | Celebration, FL | $1.3M | $1.3M | SEC |
| LH Strategic Seed, a series of Roll Up Vehicles, LP | Lynnwood, WA | $1.1M | $1.1M | SEC |
| Duke Capital Partners 2609B, A Series of V360 Holdings LLC | Chapel Hill, NC | $1.1M | $1.1M | SEC |
| GE-0908 Fund III, a series of MV Funds, LP | Lynnwood, WA | $819K | $819K | SEC |
| Duke Capital Partners 2609C, A Series of V360 Holdings LLC | Chapel Hill, NC | $530K | $530K | SEC |
| Seraphim, a series of Roll Up Vehicles, LP | Lynnwood, WA | $500K | $500K | SEC |
| HA-0729 Fund I, a series of Orange Collective Co-Invest, LP | Lynnwood, WA | $500K | $500K | SEC |
| Duke Capital Partners 2609A, A Series of V360 Holdings LLC | Chapel Hill, NC | $321K | $321K | SEC |
| Okeanos Venture Partners II LLC - Series 195 | Norfolk, VA | $312K | $312K | SEC |
| FIVE STONES TRADING LP | Rochester, NY | $300K | Indefinite | SEC |
| Elm Capital Onshore Feeder LP | Grand Cayman, E9 | $250K | Indefinite | SEC |
| HF Pre-Seed RUV 2026, a series of Roll Up Vehicles, LP | Lynnwood, WA | $135K | $135K | SEC |
| VE-1001 Fund I, a series of Noveus Capital Funds, LP | Lynnwood, WA | $130K | $130K | SEC |
| SU-0819 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $92K | $92K | SEC |
| Heights Fund II LP | Los Angeles, CA | $0 | $150M | SEC |
| 8VC BRSC, LLC | Austin, TX | $0 | $20M | SEC |
| Opal Fund II, LP | Berkeley, CA | $0 | $15M | SEC |
| Eclipse SPV XXXVII, L.P. | Palo Alto, CA | $0 | $10M | SEC |
| MVP ES FUND CLXIX LLC | Austin, TX | $0 | $2.0M | SEC |
| Tanmiya LP | George Town, E9 | $0 | Indefinite | SEC |
| Ascona L.P. | Grand Cayman, E9 | $0 | Indefinite | SEC |
| Kebler Technology Fund, L.P. | Menlo Park, CA | $0 | Indefinite | SEC |
| FCC Audacious N, LLC | Campbell, CA | $0 | Indefinite | SEC |
| Quiq Structured Credit Opportunities Fund LP | Union, NJ | $0 | Indefinite | SEC |
| Payward AM Defense Fund I, LP | Cheyenne, WY | $0 | Indefinite | SEC |
| Sound Ventures AI Inference Fund, L.P. | Santa Monica, CA | $0 | Indefinite | SEC |
| Verdane Lif Continuation II (E) AB | Stockholm, V7 | $0 | Indefinite | SEC |
| Verdane Lif Continuation II (D1) AB | Stockholm, V7 | $0 | Indefinite | SEC |
| Verdane Lif Continuation II (D2) AB | Stockholm, V7 | $0 | Indefinite | SEC |
| Nakoma Capital SPV II, LP | Dallas, TX | $0 | Indefinite | SEC |
| RhumbLine Investor-Friendly Developed Ex-US Index Fund | Boston, MA | $0 | Indefinite | SEC |
| River Point Fund LP | West Conshohocken, PA | $0 | Indefinite | SEC |
| X-Venture Opportunities LLC | New York, NY | $0 | Indefinite | SEC |
| Leone Technology Fund, L.P. | Menlo Park, CA | $0 | Indefinite | SEC |
| Pelican Capital Advisors Fund LP | Los Angeles, CA | $0 | Indefinite | SEC |
| Sprott Private Resource Lending (Cal-Co-invest), LP | Toronto, A6 | $0 | Indefinite | SEC |
| NOV Co-Invest Holdings (Parallel), L.P. | Boston, MA | $0 | Indefinite | SEC |
| NOV Co-Invest Holdings, L.P. | Boston, MA | $0 | Indefinite | SEC |
| COATUE CT 182 LLC | New York, NY | $0 | Indefinite | SEC |
| Coatue CT 181 LP | New York, NY | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds