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New Form D filings on 21 October 2026

73 operating companies and 102 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 21 October 2026. The companies reported $835M sold so far in total. Most filings came from CA 16, TX 13, NY 6, MA 5, NC 4.

Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.

Companies (73), largest amount sold first

CompanyLocationIndustrySold so farOffering sizeFirst saleExemptionFiling
WaveDivision Capital XIX, LLC (incorporated in the last 5 years)Kirkland, WAOther$163M$163M2026-10-15Rule 506(b)SEC
TCG Opportunity Fund II, LLC (incorporated in the last 5 years)San Francis, CACommercial$113M$300M2026-10-06Investment Company Act 3(c), Investment Company Act 3(c)(1), Rule 506(c)SEC
Carter Investment Holdings, L.P.New York, NYOther$112MIndefinite2026-07-31Rule 506(b)SEC
BRIDGE TO LIFE LTDDuluth, GAOther Health Care$83M$83M2026-08-11Rule 506(b)SEC
Mavria Inc (incorporated in the last 5 years)The Woodlands, TXOther$75M$100M2026-10-14Rule 506(b)SEC
Centennial Water Holdings, LLC (incorporated in the last 5 years)Denver, COOther Energy$55MIndefinite2026-10-09Rule 506(b)SEC
Westbourne Flex, LLC (incorporated in the last 5 years)Medina, OHCommercial$38M$38M2026-07-27Rule 506(b)SEC
Trellis Bioscience, Inc.Redwood City, CABiotechnology$23MIndefinite2010-04-29Rule 506(b)SEC
Amwins Holding Company, LLCCharlotte, NCInsurance$17M$17M2026-10-15Rule 506(b)SEC
CandorIQ, Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$14M$14M2026-10-02Rule 506(b)SEC
DPEG Brazoria, LP (incorporated in the last 5 years)Stafford, TXOther Real Estate$12M$12M2026-10-14Rule 506(b)SEC
Propel Aero, Inc. (incorporated in the last 5 years)Sunnyvale, CAOther Technology$10M$10M2026-03-24Rule 506(b)SEC
Folio Photonics Inc.Solon, OHOther Technology$9.1M$16M2026-10-13Rule 506(b)SEC
Sago Houston Industrial I, LLC (incorporated in the last 5 years)College Station, TXCommercial$8.1M$9.0M2026-10-07Rule 506(b)SEC
Oxford Square Properties, LLC (incorporated in the last 5 years)Oxford, MSOther Real Estate$6.3M$6.3M2026-10-13Rule 506(b)SEC
TCG Opportunity Blocker Fund II LLC (incorporated in the last 5 years)San Francisco, CACommercial$6.2M$300M2026-10-06Investment Company Act 3(c), Investment Company Act 3(c)(1), Rule 506(c)SEC
DPEG SPAC, LP (incorporated in the last 5 years)Stafford, TXOther$5.5M$5.5M2026-10-14Rule 506(b)SEC
Model Medicines, Inc.San Diego, CAOther$5.1M$8.0M2026-10-15Rule 506(b)SEC
Carter Investment Holdings, L.P.New York, NYOther$5.0M$5.0M2026-09-25Rule 506(b)SEC
BEKHealth CorpChapel Hill, NCOther Technology$5.0M$6.0M2026-10-08Rule 506(b)SEC
Kite Topco Inc. (incorporated in the last 5 years)New York, NYOther$5.0M$5.0M2026-10-09Rule 506(b)SEC
Propel Aero, Inc. (incorporated in the last 5 years)Sunnyvale, CAOther Technology$4.9M$12M2026-10-05Rule 506(b)SEC
Fresenius Medical Care Fulshear, LLC (incorporated in the last 5 years)Waltham, MAOther Health Care$4.4M$4.4M2026-10-15Rule 506(b)SEC
Arkaea Media Group Inc.New York, NYOther Technology$4.1M$4.1M2026-10-06Rule 506(b)SEC
Trellis Bioscience, Inc.Redwood City, CABiotechnology$4.1MIndefinite2024-10-04Rule 506(b)SEC
PIKEWOOD CAPITAL FUND II, LLC (incorporated in the last 5 years)Columbus, OHResidential$3.6M$3.7M2026-10-09Rule 506(b)SEC
806 Manhattan Investors LLC (incorporated in the last 5 years)El Segundo, CAResidential$3.2M$6.0M2026-10-07Rule 506(b)SEC
Loop Data, Inc.Mill Valley, CAOther$3.1M$13M2026-10-09Rule 506(b)SEC
Quiver Holdings Inc. (incorporated in the last 5 years)Cambridge, MABiotechnology$3.0MIndefinite2026-10-08Rule 506(b)SEC
Hourglass Finance LLC (incorporated in the last 5 years)San Francisco, CAOther Banking and Financial Services$3.0M$250M2026-10-07Rule 506(b), Investment Company Act 3(c), 3c.5SEC
OmniBuds, Inc. (incorporated in the last 5 years)Nashville, TNOther Health Care$3.0M$15M2026-08-11Rule 506(b)SEC
Acretrader 305 LLC (incorporated in the last 5 years)Fayetteville, AROther Real Estate$2.9M$2.9M2026-10-12Rule 506(c)SEC
Canton Ohio Storage Investors, LLC (incorporated in the last 5 years)Houston, TXCommercial$2.9M$2.9M2026-10-16Rule 506(b)SEC
CrazyLive, Inc. (incorporated in the last 5 years)Arcadia, CAOther$2.5M$5.0M2025-12-15Rule 506(b)SEC
Luminous Robotics, Inc. (incorporated in the last 5 years)Boston, MAOther Technology$2.4M$7.0M2026-10-07Rule 506(b)SEC
Kappa Pay Inc. (incorporated in the last 5 years)Boston, MAOther Technology$2.0M$2.0M2026-10-15Rule 506(b)SEC
Enclave RIF - 2400 Trade DST (incorporated in the last 5 years)West Fargo, NDOther Real Estate$1.6M$9.5MRule 506(c)SEC
Conexeu Sciences Inc. (incorporated in the last 5 years)Reno, NVBiotechnology$1.5M$3.0M2026-10-15Rule 506(b)SEC
Trellis Bioscience, Inc.Redwood City, CABiotechnology$1.4MIndefinite2023-04-20Rule 506(b)SEC
Income Laboratory, Inc.Golden, COOther Technology$1.3M$2.5M2026-07-21Rule 506(b)SEC
Ritually, Inc. (incorporated in the last 5 years)New York, NYOther Technology$1.3M$1.5M2026-09-09Rule 506(b)SEC
AZI Columbia St 2901 LP (incorporated in the last 5 years)San Diego, CAResidential$1.0M$1.0M2026-10-19Rule 506(b)SEC
Wellness Districts LLC (incorporated in the last 5 years)Spring, TXCommercial$1.0M$7.5M2026-10-16Rule 506(c)SEC
Trellis Bioscience, Inc.Redwood City, CABiotechnology$985KIndefinite2022-06-01Rule 506(b)SEC
Cognixion CorpSanta Barbara, DEOther$900K$10M2025-05-07Rule 506(b)SEC
Cosmos Fund LLC (incorporated in the last 5 years)Miami Beach, FLOther$834KIndefinite2026-10-21Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
StoryFlight Labs, PBC (incorporated in the last 5 years)Pittsburgh, PAOther Technology$755K$1.5M2026-08-05Rule 506(b)SEC
GEM Ventures LLC (incorporated in the last 5 years)Richmond, VAOther$630K$630K2025-12-05Rule 506(b)SEC
Rosella Boston LLC (incorporated in the last 5 years)Boston, MARestaurants$500K$1.2M2026-09-14Rule 506(b)SEC
Koster Energy, Inc. (incorporated in the last 5 years)Fairfield, IAEnergy Conservation$500K$1.0M2026-09-12Rule 506(b)SEC
Gaingels Tesoro 2026 LLC (incorporated in the last 5 years)Burlington, VTOther$383K$383K2026-10-08Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1)SEC
Augment Health, Inc.Nashville, TNManufacturing$320K$1.0M2026-10-05Rule 506(b)SEC
Crosstown Group RV Partners I LP (incorporated in the last 5 years)Three Rivers, MIOther$300K$300K2026-02-26Rule 506(b)SEC
Northern Peak S11 LLC (incorporated in the last 5 years)Mooresville, NCOther$300KIndefinite2026-10-20Rule 506(c)SEC
Webuild Ventures O&G IV, LP (incorporated in the last 5 years)Fort Worth, TXOil and Gas$282K$930K2026-10-08Rule 506(b)SEC
GA & AL PROPERTIES, LLC (incorporated in the last 5 years)Cleveland, TXConstruction$263K$263K2026-10-16Rule 506(b)SEC
Stelmo AI, Inc. (incorporated in the last 5 years)Austin, TXOther Technology$225K$550K2026-03-09Rule 506(b)SEC
ATERRA Metals Inc.Toronto, A6Other$141K$149K2026-10-15Rule 506(b)SEC
RF Gaming Systems, Inc. (incorporated in the last 5 years)Cary, NCOther Technology$125K$125K2026-07-01Rule 506(b)SEC
DFW Holding III Member LP (incorporated in the last 5 years)Dallas, TXREITS and Finance$125K$125K2026-10-13Rule 506(b), Investment Company Act 3(c)(7), Investment Company Act 3(c)SEC
Naytra, Inc. (incorporated in the last 5 years)New Haven, CTOther Technology$125KIndefinite2026-10-12Rule 506(b)SEC
Swa Technology Inc. (incorporated in the last 5 years)Vancouver, WAOther Technology$25K$1.0M2026-10-07Rule 506(b)SEC
RGP Income Fund III, LP (incorporated in the last 5 years)Dallas, TXOil and Gas$0$150MRule 506(c)SEC
Sealy Industrial II, DST (incorporated in the last 5 years)Shreveport, LAOther Real Estate$0$66MRule 506(b)SEC
SPVC Turbine 2, LLC (incorporated in the last 5 years)Reno, NVOther Technology$0$25MRule 506(c)SEC
LOVE ON THE RUN FILM, LLC (incorporated in the last 5 years)Weatherford, TXOther$0$21MRule 506(b)SEC
NexPoint Energy DST (incorporated in the last 5 years)Dallas, TXOther Real Estate$0$19MRule 506(c)SEC
53 Maine Associates LLC (incorporated in the last 5 years)North Yarmouth, MEOther$0$15MRule 506(b)SEC
MOG DEVELOPMENT Ltd LIABILITY Co (incorporated in the last 5 years)New York, NYOther$0$11MRule 506(b)SEC
Johnson Creek H.A. LLC (incorporated in the last 5 years)Eden Prairie, MNOther Real Estate$0$4.0MRule 506(c)SEC
GAE Drilling Fund IV, Limited Partnership (incorporated in the last 5 years)Fort Lauderdale, FLOil and Gas$0$1.5MRule 506(c)SEC
CXVN, LP (incorporated in the last 5 years)Los Angeles, CAInvesting$0$1.0MRule 506(b)SEC
Deanna Labs, Inc. (incorporated in the last 5 years)Dover, DEOther Technology$0$250K2026-10-21Rule 506(b)SEC

Pooled investment funds (102)

FundLocationSold so farOffering sizeFiling
Blue Owl Asset Income Fund Evergreen (Cayman) LPNew York, NY$916MIndefiniteSEC
DSC Meridian Dislocation Opportunities Offshore Fund LP - DOF Series II 2026Grand Cayman, E9$313MIndefiniteSEC
Wasatch Preferred Capital QP, LLCLogan, UT$101MIndefiniteSEC
Hayfin SOF IV USD SCSpGrand Duchy, N4$100MIndefiniteSEC
Hayfin SOF IV EUR SCSpGrand Duchy, N4$47MIndefiniteSEC
Hayfin SOF IV USD Feeder SCSpGrand Duchy, N4$35MIndefiniteSEC
Mag Lender LLCNew York, NY$30M$30MSEC
MC Access Fund LPWest Conshohocken, PA$30MIndefiniteSEC
DSC Meridian Dislocation Opportunities Master Fund LP - DOF Series II 2026New York, NY$23MIndefiniteSEC
LRC Special Opportunities LLC - Series 9Dover, DE$15M$15MSEC
CARIBE CAPITAL PARTNERS LLC - SERIES 1Guaynabo, PR$14M$14MSEC
UF-0818 Fund II, a series of Material Ventures, LPLynnwood, WA$14M$14MSEC
8VC AI Fund XI, LLCAustin, TX$14M$14MSEC
575 THANOS 3 INVESTMENT, L.P.New York, NY$13M$13MSEC
House Holdings 1.6, LPEnglewood, NJ$11M$11MSEC
House Holdings 1.3, LPEnglewood, NJ$11M$11MSEC
Rock Yard SPV IV 2026, LLCAustin, TX$10M$10MSEC
AJRX IV, LLCMiami Beach, FL$10M$10MSEC
Animal Capital Warhound SPV I LLCRaleigh, NC$9.6M$9.6MSEC
MY PE Access Polymarket LLCLewes, DE$9.0M$9.0MSEC
Netz Conviction I, a series of Netz Capital, LPTel Aviv, L3$7.1M$7.1MSEC
SPVC 12, a series of Spacestation Investments LPLayton, UT$5.8M$5.8MSEC
ML Seawolf LLCCoral Gables, FL$5.0M$5.0MSEC
Saga Ventures Mido, LPCheyenne, WY$5.0M$5.0MSEC
AI Continuation Vehicle I, LLCDallas, TX$4.5M$10MSEC
SI-0923 Fund I, a series of MV Funds, LPLynnwood, WA$4.2M$4.2MSEC
KANOMA SPV I a Series of CGF2026 LLCClaymont, DE$3.9M$3.9MSEC
Batch & Box Franchise Co, LLCLas Vegas, NV$3.3MIndefiniteSEC
AT-0929 Fund I, a series of Interface Science, LPLynnwood, WA$3.1M$3.1MSEC
Soma Capital Select Fund I, LPMiami Beach, FL$3.0M$3.0MSEC
Bahamut Capital Helvetica Opportunities I LLCWalnut Creek, CA$2.9M$2.9MSEC
ALI 1026 a Series of Moreno VC LLCClaymont, DE$2.6M$2.6MSEC
D&T Private Equity, LLC, D&T Prometheus Series 1Miami, FL$2.6M$5.0MSEC
MSV GC SPV, LLCDetroit, MI$2.1M$2.1MSEC
Zelbar Ventures Fund I, LLCNew York, NY$2.0M$2.0MSEC
Mandeep Singh, LP - ILynnwood, WA$2.0M$2.0MSEC
G Vision Capital S Fund DM, LLCPalo Alto, CA$1.8M$1.8MSEC
EF-0911 Fund I, a series of FJ Capital SPV Management, LPLynnwood, WA$1.7M$1.7MSEC
Patagon Scorpio LLCNew York, NY$1.6MIndefiniteSEC
G Vision Capital S Fund SF, LLCMountain View, CA$1.2M$1.2MSEC
Hub Conduit Capital 1 a Series of CGF2026 LLCClaymont, DE$1.2M$1.2MSEC
Alterity-UN-0723 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$1.0M$1.0MSEC
NS Tranche II, a series of SVVI AL Direct 2026, LPGeorge Town, E9$954K$954KSEC
Grand Avenue Special Situations LP - Series 3Englewood, NJ$850K$850KSEC
DA-0926 Fund I, a series of EverGreen Investing Network, LPLynnwood, WA$600K$600KSEC
OpAmp Boreas SPV, LLCVienna, VA$550K$550KSEC
Disco-HT-0925 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$500K$500KSEC
VO-0923 Fund I, a series of Ventioneers Funds, LPLynnwood, WA$500K$500KSEC
Two Sigma Neptune Enhanced Cayman Fund, Ltd.Grand Cayman, E9$500KIndefiniteSEC
Goodfin Venture CXXXI, a series of Goodfin Master LLCSanta Monica, CA$468K$468KSEC
DO-0916 Fund I, a series of Companyon Sidecar, LPLynnwood, WA$450K$450KSEC
AG-0806 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$295K$295KSEC
Sigil Wen Burst I, a series of Platform Funds 2026, LPLynnwood, WA$260K$260KSEC
General Inception Opportunity SPV II a Series of CGF2026 LLCClaymont, DE$225K$225KSEC
Edge Direct Advantage 2 LLCCharlotte, NC$200K$200KSEC
LO-0917 Fund I, a series of MV Funds, LPLynnwood, WA$156K$156KSEC
BAG Q4 Deal 1 a Series of CGF2026 LLCClaymont, DE$136K$136KSEC
Askya SPV 0926 a Series of CGF2021 LLCClaymont, DE$122K$122KSEC
Co1, a series of Riverside Ventures Self-Advised, LPNew York, NY$110K$110KSEC
Kearny Jackson Early Stage Fund I, a series of Kearny Jackson, LPLynnwood, WA$100K$100KSEC
GR-0415 Fund II, a series of Chula Alumni Ventures, LPLynnwood, WA$100K$100KSEC
OR-1005 Fund I, a series of Sajid Rahman Angel Funds, LPLynnwood, WA$98K$98KSEC
AD-0812 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$90K$90KSEC
AU-0525 Fund IV, a series of Roll Up Vehicles, LPLynnwood, WA$74K$74KSEC
TH-0810 Fund II, a series of Roll Up Vehicles, LPLynnwood, WA$70K$70KSEC
Matt-TU-0715 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$65K$65KSEC
BL-06021 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$52K$52KSEC
All Street IV a Series of SLRTE I LLCNewark, DE$50K$50KSEC
ST-0718 Fund I, a series of Exitfund Venture, LPLynnwood, WA$50K$50KSEC
SaRA Health SPVI, LLCKansas City, MO$25K$25KSEC
Volantis Tessera LLCPalo Alto, CA$25K$25KSEC
Ancala Infrastructure Fund IV SCSpLuxembourg, N4$0$2.25BSEC
Ancala Infrastructure Fund IV (USD) SCSpLuxembourg, N4$0$2.25BSEC
MHC IV Bridge Fund, LLCWest Covina, CA$0$28MSEC
nFactorial Ventures Fund I, LPBerkeley, CA$0$10MSEC
44 North Opportunities I A Series of V360 Holdings LLCLees Summit, MO$0$425KSEC
LVS Advisory SPV II A Series of V360 Holdings LLCLees Summit, MO$0$275KSEC
SP VENTURE 10 CROSS DOMAIN A SERIES OF SMARTPAIRING VENTURES LLCWashington Crossing, PA$0IndefiniteSEC
TCV Hickory Co, L.P.Menlo Park, CA$0IndefiniteSEC
BFIP Foxtrot Co-Invest L.P.New York, NY$0IndefiniteSEC
Treehub Alto LPPortola Valley, CA$0IndefiniteSEC
Kava Health Investments, LLC Indigo 26 SeriesHouston, TX$0IndefiniteSEC
Pharsalus Capital SPV II, LPNew York, NY$0IndefiniteSEC
Timberview Energy Fund, Limited PartnershipBettendorf, IA$0IndefiniteSEC
Marathon Opportunistic Credit Fund III (Lux) SCSpLuxembourg, N4$0IndefiniteSEC
Marathon Opportunistic Credit Fund III, LPNew York, NY$0IndefiniteSEC
L1 Cypress LPMiami, FL$0IndefiniteSEC
MGF Partners II, L.P. - Tide Rock SeriesBraintree, MA$0IndefiniteSEC
VSC IV Katecho Co-Investment Partners, L.P.Los Angeles, CA$0IndefiniteSEC
VSC IV Katecho Co-Investment Partners Parallel, L.P.Los Angeles, CA$0IndefiniteSEC
ME Realty Partners III LLCFar Hills, NJ$0IndefiniteSEC
Artemis Real Estate Partners Healthcare Fund III (Parallel-A), L.P.Chevy Chase, MD$0IndefiniteSEC
Endur Opportunities LLC - Series Hyper3New York, NY$0IndefiniteSEC
TPG Calico Partners, L.P.Fort Worth, TX$0IndefiniteSEC
REAL FLEX FUND I, LPAustin, TX$0IndefiniteSEC
RCP Fund IV Employee Co-Invest, L.P.Denver, CO$0IndefiniteSEC
Zero Bond Neko SPV LLCNew York, NY$0IndefiniteSEC
Spice Reserve - SAL S, LPWestport, CT$0IndefiniteSEC
TIG Infrastructure I LPAustin, TX$0IndefiniteSEC
House Holdings 2.1, LPEnglewood, NJ$0IndefiniteSEC
Unicorn Partners Fund VI A, L.P.George Town, E9$0IndefiniteSEC
Farther Select Access Master, LP - FSA VC Fund ISan Francisco, CA$0IndefiniteSEC

Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.

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