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New Form D filings on 30 October 2026

76 operating companies and 98 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 30 October 2026. The companies reported $971M sold so far in total. Most filings came from CA 15, NY 9, TX 7, FL 6, MA 6.

Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.

Companies (76), largest amount sold first

CompanyLocationIndustrySold so farOffering sizeFirst saleExemptionFiling
Faraday Copper Corp.Vancouver, A1Other$445M$445M2026-10-15Rule 506(b)SEC
General Compute Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$132M$132M2026-10-14Rule 506(b)SEC
FXPLM MARKETS LTDLouisville, KYInvesting$100MIndefinite2026-10-30Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7)SEC
Powerlattice Technologies Inc (incorporated in the last 5 years)Vancouver, WAOther Technology$86M$111M2026-10-15Rule 506(b)SEC
USM Procurement 8 LLC (incorporated in the last 5 years)Windermere, FLOther Energy$50M$50M2026-10-27Rule 506(b)SEC
CORGI INSURANCE SERVICES, INC. (incorporated in the last 5 years)San Francisco, CAInsurance$30M$30M2026-10-19Rule 506(b)SEC
USM Procurement 9 LLC (incorporated in the last 5 years)Windermere, FLOther Energy$25M$25M2026-10-27Rule 506(b)SEC
Vescent Technologies, Inc. (incorporated in the last 5 years)Golden, COOther Technology$16M$29M2026-10-16Rule 506(b)SEC
UPNH Carolinas LLC (incorporated in the last 5 years)Richmond, VAOther Real Estate$13M$20M2026-10-15Rule 506(b)SEC
RESOLV TECHNOLOGY, INC. (incorporated in the last 5 years)Manchester, MAOther Technology$7.2M$10.0M2026-10-16Rule 506(b)SEC
loopworks, LLC (incorporated in the last 5 years)Delray Beach, FLOther Technology$5.5MIndefinite2026-10-15Rule 506(b)SEC
Zenith GPO Inc (incorporated in the last 5 years)Radnor, PABusiness Services$5.0M$15M2026-10-21Rule 506(b)SEC
ShareWillow Compensation Inc. (incorporated in the last 5 years)New York, NYOther Technology$4.7M$6.2M2026-10-13Rule 506(b)SEC
WI Arden West LLC (incorporated in the last 5 years)Kansas City, MOResidential$4.0M$13M2026-09-30Rule 506(b)SEC
Rycore TX Industrial Holdings LLC (incorporated in the last 5 years)Houston, TXOther Real Estate$3.8M$4.2M2026-03-24Rule 506(b)SEC
Avenue One Three LLC (incorporated in the last 5 years)Minneapolis, MNConstruction$3.2M$3.2M2026-10-30Rule 506(b)SEC
OR Townhome Portfolio Investors LLC (incorporated in the last 5 years)Los Angeles, CAOther Real Estate$3.2M$3.9M2026-09-30Rule 506(b)SEC
Teos Health, LLC (incorporated in the last 5 years)Austin, TXOther Health Care$3.1M$3.1M2026-09-24Rule 506(b)SEC
United Multi-Basin #8, LP (incorporated in the last 5 years)Southlake, TXOil and Gas$2.8M$2.8M2026-09-03Rule 506(b)SEC
Unified Michigan Fund II LLC (incorporated in the last 5 years)Cincinnati, OHInvesting$2.7M$4.0M2026-10-05Rule 506(b)SEC
Scheels All Sports, Inc.Fargo, NDRetailing$2.7MIndefinite2026-07-01Rule 506(b)SEC
SCI PARTNERS XVI - CA HAVEN & ARROW LLC (incorporated in the last 5 years)Chicago, ILOther Real Estate$2.6M$2.6M2026-09-25Rule 506(b)SEC
Green Tiger Software Inc.Austin, TXOther Banking and Financial Services$2.2M$2.2M2024-05-03Rule 506(b)SEC
ACRETRADER 306 LLC (incorporated in the last 5 years)Fayetteville, AROther Real Estate$1.7M$1.7M2026-10-27Rule 506(c)SEC
Dragon Q Energy, Inc. (incorporated in the last 5 years)Santa Barbara, CAOther Energy$1.7MIndefinite2024-07-01Rule 506(b)SEC
GeoForge, Inc. (incorporated in the last 5 years)Brooksville, FLOther Technology$1.5M$1.5M2026-10-23Rule 506(b)SEC
Portage Technologies Inc.New York, NYOther Technology$1.5M$1.5M2026-10-28Rule 506(b)SEC
Rycore TX Service Center Holdings LLC (incorporated in the last 5 years)Houston, TXOther Real Estate$1.5M$3.2M2026-03-30Rule 506(b)SEC
cultivate-Nanochon Sidecar II, LLC (incorporated in the last 5 years)Grand Rapids, MIInvesting$1.4M$1.4M2026-10-28Rule 506(b)SEC
Old G Holdings, LLCChicago, ILOther$1.3M$1.3M2024-03-14Rule 506(b)SEC
Rycore Point West Venture LLC (incorporated in the last 5 years)Houston, TXOther Real Estate$1.3M$7.6M2026-10-26Rule 506(b)SEC
Redwagon Systems Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$1.2M$2.5M2026-07-31Rule 506(b)SEC
ROLEN DEVELOPMENT GROUP INC (incorporated in the last 5 years)Pacific Palisades, CAResidential$1.0M$1.0M2026-10-16Rule 506(b)SEC
Tru Singular Health, Inc. (incorporated in the last 5 years)Natick, MABiotechnology$1.0M$1.0M2026-09-01Rule 506(b)SEC
CreateOne Inc. (incorporated in the last 5 years)New York, NYOther Technology$750K$5.0M2026-10-15Rule 506(b)SEC
WEG Consolidated, LLC (incorporated in the last 5 years)Boston, MAOther$675KIndefinite2026-10-15Rule 506(b)SEC
511 Therapeutics, Inc. (incorporated in the last 5 years)Cambridge, MABiotechnology$500K$1.0M2026-10-21Rule 506(b)SEC
CCH Partners, Inc. (incorporated in the last 5 years)Raleigh, NCOther Health Care$494K$1.0M2026-10-15Rule 506(b)SEC
LXXX US Investor, LP (incorporated in the last 5 years)Phoenix, AZResidential$460K$10M2026-10-16Rule 506(b)SEC
Commodore International Corp (incorporated in the last 5 years)Dover, DEComputers$450K$1.5M2026-10-27Rule 506(b)SEC
Tungsten Eagle Development Corp.Vancouver, A1Other$422K$422K2026-09-29Rule 506(b)SEC
ChemoMouthpiece, LLC (incorporated in the last 5 years)Wilmington, DEOther Health Care$400K$10M2026-10-08Rule 506(b)SEC
Top Choice Holdings, LLC (incorporated in the last 5 years)Austin, TXBusiness Services$400K$400K2026-10-20Rule 506(b)SEC
Series 23-1, a series of StartEngine Private Funds LLC (incorporated in the last 5 years)Burbank, CAOther$314K$1.5M2026-10-15Rule 506(c)SEC
Salterstone Capital Partners LLC (incorporated in the last 5 years)Davie, FLOther Real Estate$314K$5.0M2026-10-20Rule 506(b)SEC
East 9th Street Investors LLC (incorporated in the last 5 years)Los Angeles, CAOther Real Estate$250K$1.5M2026-10-28Rule 506(b)SEC
Macath Solutions LLC (incorporated in the last 5 years)New York, NYInsurance$175K$175K2026-10-07Rule 506(b)SEC
Palimpsest Bio Corp. (incorporated in the last 5 years)Las Vegas, NVBiotechnology$172K$1.0M2026-06-27Rule 506(b)SEC
Betvisors, Inc. (incorporated in the last 5 years)Boston, MAOther Technology$150K$150K2026-09-14Rule 506(b)SEC
Redwagon Systems Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$120K$120K2025-08-18Rule 506(b)SEC
Our Fable, Inc. (incorporated in the last 5 years)Minneapolis, MNOther$75K$1.0M2026-10-19Rule 506(b)SEC
Urban Tiger, Inc. (incorporated in the last 5 years)Los Altos, CAComputers$71K$71K2026-09-03Rule 506(b)SEC
Blossom Social Inc. (incorporated in the last 5 years)Toronto, A6Investing$69K$2.0M2026-09-29Rule 506(c)SEC
Ewert Inc (incorporated in the last 5 years)Devils Lake, NDOther Technology$50K$50K2026-10-21Rule 506(b)SEC
BROWN, BROWN & BROWN, INC. (incorporated in the last 5 years)Hudson, NYOther$36K$8.5M2026-10-15Rule 506(b)SEC
Synomis, Inc. (incorporated in the last 5 years)Germantown, TNBiotechnology$30K$2.5M2026-10-29Rule 506(b)SEC
Now What Publishing LLC (incorporated in the last 5 years)Eloy, AZOther Technology$25K$500K2026-10-16Rule 506(b)SEC
Blazzi LLC (incorporated in the last 5 years)West Jordan, UTOther Technology$10K$250K2026-10-30Rule 506(b)SEC
KCB Real Estate IX LP (incorporated in the last 5 years)Pasadena, CAOther Real Estate$0$175MRule 506(b)SEC
New Enterprise Advisory Inc. (incorporated in the last 5 years)Denver, COInvesting$0$100M2026-10-30Rule 506(c)SEC
Passco Grand Prairie DST (incorporated in the last 5 years)Irvine, CAResidential$0$34MRule 506(b)SEC
CROWDFUNZ 627 LLCLong Island City, NYOther Real Estate$0$29MRule 506(c)SEC
DP Holdings USA 1 LLC (incorporated in the last 5 years)Brooklyn, NYResidential$0$25MRule 506(c)SEC
Padua High Ltd Liability Co (incorporated in the last 5 years)New York, NYOther$0$18MRule 506(b)SEC
MDI Pilot Point Net Lease DST (incorporated in the last 5 years)Richmond, VACommercial$0$6.2MRule 506(c)SEC
ZP Alexandria Industrial LLC (incorporated in the last 5 years)North Bethesda, MDOther Real Estate$0$5.0MRule 506(b)SEC
Covenant Land Fund II, LLC (incorporated in the last 5 years)Sioux Falls, SDResidential$0$3.0MRule 506(b)SEC
Promptiva Health Inc. (incorporated in the last 5 years)San Francisco, CAOther Technology$0$2.1MRule 506(b)SEC
East Heintz Street Investors LLC (incorporated in the last 5 years)Los Angeles, CAOther Real Estate$0$1.5MRule 506(b)SEC
MC Silverleaf Rockport, LLC (incorporated in the last 5 years)Charleston, SCResidential$0$1.2MRule 506(c)SEC
Shift Into Alignment, Inc. (incorporated in the last 5 years)Naples, FLOther$0$500KRule 506(b)SEC
Laconia LLCSnoqualmie Pass, WARestaurants$0$400K04.1SEC
Monroe Capital Asset-Backed Finance Company, LP (incorporated in the last 5 years)Chicago, ILOther$0IndefiniteRule 506(b)SEC
Bellwether Topco, L.P. (incorporated in the last 5 years)New York, NYInsurance$0IndefiniteRule 506(b)SEC
Omnissa Holdco LLC (incorporated in the last 5 years)Mountain View, CAOther$0IndefiniteRule 506(b)SEC
Bassett Common Equity, LLC (incorporated in the last 5 years)Waltham, MAResidential$0IndefiniteRule 506(b)SEC

Pooled investment funds (98)

FundLocationSold so farOffering sizeFiling
Compartimento Optimize Portugal 80 do Fundo Optimize Portugal Golden Opportunities Fund - Fundo de Investimento Mobiliario AbertoLisbon, S1$325MIndefiniteSEC
RLP II Vision LPNew York, NY$137M$137MSEC
Aliter Capital Annex, LPLondon, X0$64MIndefiniteSEC
ADVANCED AEROSPACE INVESTMENTS LLCMountain View, CA$50MIndefiniteSEC
FT Select I LLCChicago, IL$37MIndefiniteSEC
PACD-CPE III 2026New York, NY$35M$35MSEC
DoubleLine Opportunistic Income LPTampa, FL$22MIndefiniteSEC
HSI POSITRON AI LLC - SERIES IMountain View, CA$18MIndefiniteSEC
BADIYA B10 a Series of CGF2026 LLCClaymont, DE$18M$18MSEC
LAC Co-Investors Skaleet, L.P.New York, NY$15MIndefiniteSEC
Extract Precious Metals Equities Fund LPCalabasas, CA$15MIndefiniteSEC
Jason-AA-0921 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$11M$11MSEC
RC The Unforgiven, a series of Ravelin Capital, LPLynnwood, WA$10.0M$10.0MSEC
DoubleLine Opportunistic Income Fund II LPTampa, FL$9.7MIndefiniteSEC
Wayland Square Partners SPV I, LLCWalden, NY$7.4MIndefiniteSEC
Pinnacle Heartland Opportunities Fund I, LPSpringfield, MO$6.8M$25MSEC
Swish Triangle 1 LPTel Aviv, L3$6.0M$6.0MSEC
GSBackers Corgi Fund IV a Series of CGF2026 LLCClaymont, DE$4.9M$4.9MSEC
V0 Fund 6 4 1 a Series of CGF2026 LLCClaymont, DE$4.3M$4.3MSEC
GL-Direct Ballistic 3, LPAtlanta, GA$3.6MIndefiniteSEC
OPEN ANTH I, LPNew York, NY$3.5MIndefiniteSEC
Fund FG-IAN a Series of Forge Global InvestmentsSan Francisco, CA$2.1MIndefiniteSEC
NO-1006 Fund II, a series of Karman Ventures, LPLynnwood, WA$2.0M$2.0MSEC
Compartimento Optimize Portugal 80 A do Fundo Optimize Portugal Golden Opportunities Fund - Fundo de Investimento Mobiliario AbertoLisbon, S1$1.9MIndefiniteSEC
TENACITY CAPITAL VEHICLE II, LLCPortola Valley, CA$1.8MIndefiniteSEC
HD SPV 3 a Series of CGF2021 LLCClaymont, DE$1.7M$1.7MSEC
Belief, a series of Belief Capital Partners, LPNew York, NY$1.7M$1.7MSEC
Friends & Family of ACT a Series of CGF2021 LLCClaymont, DE$1.4M$1.4MSEC
PGM-AR-0930 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$1.4M$1.4MSEC
AI-1008 Fund I, a series of Not Boring Ventures, LPLynnwood, WA$1.0M$1.0MSEC
Ancora 2030 V1, a sub-fund of Ancora ICAVDublin, L2$1.0MIndefiniteSEC
PPPGLI 1026 a Series of CGF2026 LLCClaymont, DE$965K$965KSEC
PR Seed a Series of What If Ventures Master LLCClaymont, DE$912K$912KSEC
New Beacon Investment Partners LPPleasanton, CA$800K$4.0MSEC
EquityZen Growth Technology Fund LLC - Series 2415New York, NY$619K$619KSEC
BE-09291 Fund I, a series of Roll Up Vehicles, LPLynnwood, WA$610K$610KSEC
Rerail-FU-0922 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$600K$600KSEC
AA-1008 Fund II, a series of Eve Venture Funds, LPLynnwood, WA$594K$594KSEC
DTY SVI 2026 a Series of CGF2026 LLCClaymont, DE$511K$511KSEC
TA-0915 Fund II, a series of Multimodal Ventures, LPLynnwood, WA$510K$510KSEC
CCI0526 a Series of CGF2021 LLCClaymont, DE$453K$453KSEC
Preferred Capital Private Equity Fund LLC - PE FUND 5San Juan, PR$450KIndefiniteSEC
SA-1012 Fund I, a series of MV Funds, LPLynnwood, WA$409K$409KSEC
Compartimento Optimize Portugal Corporate Bond do Fundo Optimize Portugal Golden Opportunities Fund - Fundo de Investimento Mobiliario AbertoLisbon, S1$401KIndefiniteSEC
Brydge Club a Series of CGF2021 LLCClaymont, DE$326K$326KSEC
IN-1008 Fund I, a series of MV Funds, LPLynnwood, WA$300K$300KSEC
EquityZen Growth Technology Fund LLC - Series 2400New York, NY$271K$271KSEC
New-WI-0929 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$250K$250KSEC
LU-0928 Fund I, a series of Jumpspace Venture, LPLynnwood, WA$240K$240KSEC
Sheng's Friends and Family RUV, a series of Roll Up Vehicles, LPLynnwood, WA$233K$233KSEC
FLI 1026 a Series of CGF2026 LLCClaymont, DE$210K$210KSEC
Phillip-SM-0831 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$150K$150KSEC
MTLTD a Series of CGF2026 LLCClaymont, DE$142K$142KSEC
FLT2026 a Series of CGF2021 LLCClaymont, DE$133K$133KSEC
GE-0918 Fund I, a series of JMWTX Investments, LPLynnwood, WA$129K$129KSEC
Fund FG-KAI a series of Forge Investments LLCSan Francisco, CA$100KIndefiniteSEC
BE-0827 Fund V, a series of MV Funds, LPLynnwood, WA$100K$100KSEC
Extract Precious Metals Equities Offshore Fund Ltd.Grand Cayman, E9$100KIndefiniteSEC
NC-2026 a Series of CGF2021 LLCClaymont, DE$95K$95KSEC
Insolent-CO-0923 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$80K$80KSEC
September P1 Investments a Series of CGF2021 LLCClaymont, DE$65K$65KSEC
Inside the Batch 001 a Series of CGF2026 LLCClaymont, DE$62K$62KSEC
MiamiVC-RE-0521 Fund I, a series of Platform Funds 2026, LPLynnwood, WA$61K$61KSEC
WA-0907 Fund V, a series of MV Funds, LPLynnwood, WA$44K$44KSEC
MKE Holdings UP SPV I a Series of CGF2026 LLCClaymont, DE$35K$35KSEC
Triangle Tweener Fund, LP - E4Lynnwood, WA$10K$10KSEC
25Madison Ventures Fund II, L.P.New York, NY$0$50MSEC
Alpha Capital Asset Management LLCMissouri City, TX$0$10MSEC
Doliver Palmstar SPV, LLCHouston, TX$0$8.0MSEC
BID IV Co-Invest Sidecar (N) L.P.New York, NY$0IndefiniteSEC
CHREC CAL, L.P.Dallas, TX$0IndefiniteSEC
Brookfield Credit Co-Invest Sidecar (C), L.P.New York, NY$0IndefiniteSEC
H.I.G. Violet Co-Investment, L.P.Miami, FL$0IndefiniteSEC
ADT Investors Employee Offshore LPNew York, NY$0IndefiniteSEC
ADT Investors Employee LPNew York, NY$0IndefiniteSEC
Founders Future Growth US LPMiami, FL$0IndefiniteSEC
Prime Finance Short Duration 10 Unlevered, L.P.San Francisco, CA$0IndefiniteSEC
Prime Finance Short Duration 10 Traditional, L.P.San Francisco, CA$0IndefiniteSEC
Prime Finance Short Duration 10 Extended, L.P.San Francisco, CA$0IndefiniteSEC
Northampton Neptune Partners Feeder LPNew York, NY$0IndefiniteSEC
KSC TRC, LLCBoca Raton, FL$0IndefiniteSEC
Northampton Neptune Partners-A LPNew York, NY$0IndefiniteSEC
Northampton Neptune Partners LPNew York, NY$0IndefiniteSEC
Blackstone Property Partners Feeder Vehicle L.P.New York, NY$0IndefiniteSEC
Coller PBN IV Issuer LPGrand Cayman, E9$0IndefiniteSEC
HSq Synapse (Offshore) Fund LtdNew York, NY$0IndefiniteSEC
HSq Synapse Onshore Fund LPNew York, NY$0IndefiniteSEC
MC Co Investment Parallel II B LPAbu Dhabi, C0$0IndefiniteSEC
MC Co Investment Fund II A LPGrand Cayman, E9$0IndefiniteSEC
MC Co Investment Fund II SPV Feeder LPGrand Cayman, E9$0IndefiniteSEC
GoldenTree Asset-Backed Fund (Offshore) LPNew York, NY$0IndefiniteSEC
GoldenTree Asset-Backed Fund LPNew York, NY$0IndefiniteSEC
Prairie Capital VIII, L.P.Chicago, IL$0IndefiniteSEC
Istari Domestic Fund LPSanta Monica, CA$0IndefiniteSEC
Istari Master Fund LPGrand Cayman, E9$0IndefiniteSEC
Istari Parallel Fund LPGrand Cayman, E9$0IndefiniteSEC
Ripple Effect Thematic Equities Master Fund LPGrand Cayman, E9$0IndefiniteSEC
Ripple Effect Thematic Equities Onshore Fund LPNew York, NY$0IndefiniteSEC

Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.

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