New Form D filings on 3 November 2026
61 operating companies and 84 pooled investment funds filed a new Form D (notice of an exempt securities offering) with the SEC on 3 November 2026. The companies reported $608M sold so far in total. Most filings came from CA 8, TX 8, NY 5, IL 4, VA 4.
Get these as CSV or daily alerts The SEC Form D Funding Leads actor pulls the same filings with filters (state, industry, amount, new companies only), issuer phone and address, and the people named in each filing.
Companies (61), largest amount sold first
| Company | Location | Industry | Sold so far | Offering size | First sale | Exemption | Filing |
|---|---|---|---|---|---|---|---|
| Serval Inc. (incorporated in the last 5 years) | San Francisco, CA | Other Technology | $149M | $150M | 2026-10-20 | Rule 506(b) | SEC |
| TONGYI LTD | Louisville, KY | Investing | $100M | Indefinite | 2026-11-03 | Rule 506(c), Investment Company Act 3(c), Investment Company Act 3(c)(1), 3c.9, 3c.2, 3c.10, 3c.3, 3c.11, 3c.4, 3c.12, 3c.5, 3c.13, 3c.6, 3c.14, Investment Company Act 3(c)(7) | SEC |
| ZT Motors Holding, L.P. | Pearland, TX | Retailing | $44M | $140M | 2026-02-09 | Rule 506(b) | SEC |
| Rgenta Therapeutics, Inc. | Woburn, MA | Other Technology | $42M | $130M | 2026-10-19 | Rule 506(b) | SEC |
| SR Long-Duration Income HoldCo 2026, LLC (incorporated in the last 5 years) | New York, NY | Commercial | $39M | $39M | 2026-10-16 | Rule 506(b) | SEC |
| IRA Explorer Partners, LLC (incorporated in the last 5 years) | Irvine, CA | Commercial | $33M | $38M | 2026-10-22 | Rule 506(c) | SEC |
| Vesalius Longevity Labs Inc. | Vancouver, A1 | Pharmaceuticals | $30M | $30M | 2026-10-28 | Rule 506(b) | SEC |
| DIMECO INC | Honesdale, PA | Commercial Banking | $25M | $25M | 2026-10-23 | Rule 506(b) | SEC |
| Minerva BI, Inc. (incorporated in the last 5 years) | Brooklyn, NY | Other Technology | $15M | $20M | 2026-10-20 | Rule 506(b) | SEC |
| First United Bancorp, Inc. | Madisonville, KY | Commercial Banking | $15M | $15M | 2026-10-16 | Rule 506(b) | SEC |
| OSP AFS Management Aggregator, LLC (incorporated in the last 5 years) | New York, NY | Other | $14M | $14M | 2026-10-19 | Rule 506(b) | SEC |
| OSP AFS Holdings, LP (incorporated in the last 5 years) | New York, NY | Other | $14M | $14M | 2026-10-19 | Rule 506(b) | SEC |
| DATA I/O CORP | Redmond, WA | Other Technology | $13M | $13M | 2026-10-19 | Rule 506(b) | SEC |
| T5 Smackover Production, LLC (incorporated in the last 5 years) | Plano, TX | Other Energy | $10M | $25M | 2026-05-18 | Rule 506(b) | SEC |
| Solera GP Fund 1, LP (incorporated in the last 5 years) | Denver, CO | Other Real Estate | $9.3M | $9.3M | 2026-09-30 | Rule 506(b), Investment Company Act 3(c)(1) | SEC |
| Step Into AI Inc. (incorporated in the last 5 years) | Chicago, IL | Other Technology | $8.2M | $8.2M | 2026-10-21 | Rule 506(b) | SEC |
| Bottleneck Specialty Finance LLC (incorporated in the last 5 years) | Lake Forest, IL | Other Banking and Financial Services | $6.0M | Indefinite | 2026-10-27 | Rule 506(b) | SEC |
| Parkway Gardens, LLC (incorporated in the last 5 years) | Minneapolis, MN | Other Real Estate | $4.4M | $4.5M | 2026-10-27 | Rule 506(b) | SEC |
| ElaiVee Ventures, LLC (incorporated in the last 5 years) | Milford, MI | Other | $4.0M | $6.0M | 2026-10-23 | Rule 506(b) | SEC |
| Frontier18 I LLC (incorporated in the last 5 years) | Brookline, MA | Business Services | $3.4M | $3.4M | 2026-10-19 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Provivi, Inc. | Santa Monica, CA | Agriculture | $3.0M | $25M | 2026-10-28 | Rule 506(b) | SEC |
| North End II LLC (incorporated in the last 5 years) | Carmel, IN | Other Real Estate | $2.9M | $2.9M | 2026-10-06 | Rule 506(b) | SEC |
| E.D.E.N.Nexus LLC (incorporated in the last 5 years) | Sheridan, WY | Other Technology | $2.7M | $12M | 2026-10-20 | Rule 506(b) | SEC |
| Araceli Biosciences Inc. (incorporated in the last 5 years) | Tigard, OR | Other Technology | $2.5M | $4.5M | 2026-10-20 | Rule 506(b) | SEC |
| Tibaray, Inc. | Fremont, CA | Other Technology | $2.1M | $7.1M | 2026-04-15 | Rule 506(b) | SEC |
| Artis Defense Inc. (incorporated in the last 5 years) | Herndon, VA | Other Technology | $2.0M | $20M | 2026-09-01 | Rule 506(b) | SEC |
| Lion Copper Corp. | Yerington, NV | Other | $1.9M | $4.1M | 2026-10-20 | Rule 506(b) | SEC |
| PPC Diskover II, LLC (incorporated in the last 5 years) | Houston, TX | Other Technology | $1.7M | $5.0M | 2026-10-21 | Rule 506(b) | SEC |
| CREMMJOY, INC. | Baton Rouge, LA | Manufacturing | $1.7M | $3.0M | 2026-10-21 | Rule 506(b) | SEC |
| 372 Lytle LLC (incorporated in the last 5 years) | West Palm Beach, FL | Residential | $1.7M | $2.3M | 2026-10-29 | Rule 506(b) | SEC |
| AEQ OKC 3333 Council LLC (incorporated in the last 5 years) | Dallas, TX | Other Real Estate | $1.5M | $1.5M | 2026-10-21 | Rule 506(b) | SEC |
| Pharos Lodging GP Beaufort, LLC (incorporated in the last 5 years) | Charlotte, NC | Other Real Estate | $990K | $1.1M | 2026-10-22 | Rule 506(b) | SEC |
| Wicklow Entertainment Team LLC (incorporated in the last 5 years) | Alexandria, VA | Restaurants | $800K | $800K | 2026-10-26 | Rule 506(b) | SEC |
| FastAccess AI, Inc. (incorporated in the last 5 years) | Leesburg, VA | Other Technology | $525K | $2.0M | 2026-09-23 | Rule 506(b) | SEC |
| North Loop TH Owner LLC (incorporated in the last 5 years) | Austin, TX | Residential | $355K | $415K | 2026-09-10 | Rule 506(c) | SEC |
| CH Common Ground Group LLC (incorporated in the last 5 years) | San Francisco, CA | Other | $350K | $350K | 2026-10-02 | Rule 506(b) | SEC |
| Locust Holdings LLC (incorporated in the last 5 years) | Chicago, IL | Commercial | $300K | $400K | 2026-10-22 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Gaingels Impala LLC (incorporated in the last 5 years) | Burlington, VT | Other | $270K | $270K | 2026-10-20 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| VARRD, Inc (incorporated in the last 5 years) | Wheaton, IL | Other Technology | $250K | $1.8M | 2026-10-21 | Rule 506(b) | SEC |
| MedRev Capital LLC (incorporated in the last 5 years) | Tampa, FL | Other Technology | $250K | $500K | 2026-08-26 | Rule 506(b) | SEC |
| Gaingels RD OCT 26 LLC (incorporated in the last 5 years) | Burlington, VT | Other | $208K | $208K | 2026-10-20 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Dev Property 1 MS, LLC | Radnor, PA | REITS and Finance | $125K | $125K | 2026-10-27 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(7) | SEC |
| RadioClash Inc. | Houston, TX | Other Technology | $100K | $3.5M | 2026-10-16 | Rule 506(b) | SEC |
| Gaingels Rise Reforming LLC (incorporated in the last 5 years) | Burlington, VT | Other | $79K | $79K | 2026-10-20 | Rule 506(b), Investment Company Act 3(c), Investment Company Act 3(c)(1) | SEC |
| Geomorphic AI (incorporated in the last 5 years) | Las Vegas, NV | Other | $58K | $1.5M | 2026-10-21 | Rule 506(b) | SEC |
| 0xmd Inc. (incorporated in the last 5 years) | Lake Forest, CA | Other Technology | $50K | $1.0M | 2026-10-28 | Rule 506(c) | SEC |
| H. PLUM PRODUCTIONS, LLC (incorporated in the last 5 years) | Medina, OH | Other | $35K | $650K | 2026-10-07 | Rule 506(b) | SEC |
| Yipio Inc. (incorporated in the last 5 years) | Alamo, CA | Computers | $30K | $1.5M | 2026-11-02 | Rule 506(b) | SEC |
| NLC Phoenix EVS Corp HQ DST (incorporated in the last 5 years) | Nashua, NH | Other Real Estate | $0 | $214M | Rule 506(b) | SEC | |
| MDS Carroll Luxury Homes, LP (incorporated in the last 5 years) | Pittsburgh, PA | Construction | $0 | $100M | Rule 506(c) | SEC | |
| ARKIE FAI LLC (incorporated in the last 5 years) | Los Angeles, CA | Investing | $0 | $100M | 2026-11-03 | Rule 506(c) | SEC |
| Very Good Bears Ltd Liability Co (incorporated in the last 5 years) | New York, NY | Other | $0 | $22M | Rule 506(b) | SEC | |
| Frontline BioEnergy Inc. (incorporated in the last 5 years) | Nevada, IA | Other Energy | $0 | $10M | Rule 506(c) | SEC | |
| NexLevel Cash Flow Holdings, LLC (incorporated in the last 5 years) | Yakima, WA | Other | $0 | $7.0M | Rule 506(c) | SEC | |
| Intalus, Inc. | Ashburn, VA | Other | $0 | $3.5M | 2026-10-28 | Rule 506(b) | SEC |
| Prudent Resources Fund LP (incorporated in the last 5 years) | Houston, TX | Oil and Gas | $0 | $3.0M | Rule 506(c) | SEC | |
| Veterinary Care Logistics, Inc. | Vancouver, WA | Other Technology | $0 | $2.0M | Rule 506(b) | SEC | |
| MotoRove LLC (incorporated in the last 5 years) | Dallas, TX | Retailing | $0 | $480K | Rule 506(b) | SEC | |
| OPERAITIONAL EDGE LLC (incorporated in the last 5 years) | Denver, CO | Other Technology | $0 | $80K | Rule 506(b) | SEC | |
| VERO Transportation LLC (incorporated in the last 5 years) | Oxford, MS | Other Travel | $0 | $25K | 2026-10-19 | Rule 506(b) | SEC |
| Investcorp Employee Co-Investment Program Incentive Limited Partnership (incorporated in the last 5 years) | Grand Cayman, E9 | Other Banking and Financial Services | $0 | Indefinite | Rule 506(b) | SEC |
Pooled investment funds (84)
| Fund | Location | Sold so far | Offering size | Filing |
|---|---|---|---|---|
| Schroders Capital Private Equity Europe Direct IV S.C.S. | Luxembourg, N4 | $320M | $892M | SEC |
| Bedford Ridge Investment Co XV LP | New York City, NY | $75M | Indefinite | SEC |
| House Fund Breakout XII Alpha, L.P. | Berkeley, CA | $52M | $52M | SEC |
| Invesco Real Estate Asia Fund (Cayman) Unit Trust | Luxembourg, N4 | $45M | Indefinite | SEC |
| Nobelium GoodLeap Co-Invest 2026 Blocker, LLC | San Francisco, CA | $42M | $42M | SEC |
| GreenWood Builders Fund I LP | Wilmington, DE | $37M | Indefinite | SEC |
| DLP BUILDING COMMUNITIES FUND LLC | St Augustine, FL | $30M | Indefinite | SEC |
| Local News Impact Investment Fund, L.P. | Boston, MA | $22M | $50M | SEC |
| Macoto DCI, LP | Bozeman, MT | $22M | Indefinite | SEC |
| LCL - Allocate Access L.P. | Palo Alto, CA | $19M | Indefinite | SEC |
| TAL Global Opportunities Fund | Grand Cayman, E9 | $17M | Indefinite | SEC |
| MainLine West Dynamic Municipal Fund LP | Denver, CO | $15M | Indefinite | SEC |
| Alpha Summit Tax Optimization Fund, LP | Woodland Hills, CA | $12M | Indefinite | SEC |
| Domino-AE-0806 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $12M | $12M | SEC |
| WC Special Situations Fund, LLC | San Francisco, CA | $10.0M | $10.0M | SEC |
| Astralis Fund II LP | Key Biscayne, FL | $9.6M | $50M | SEC |
| Vashon Venture Fund I, LP | Dallas, TX | $8.3M | $25M | SEC |
| Fanatic Capital I, LLC | Rio De Janeiro, D5 | $8.2M | $15M | SEC |
| ReFrame Coinvest SPV, LP | Burlingame, CA | $6.0M | Indefinite | SEC |
| Carpenter Capital Nominal Series C-1 SPV, L.P. | Boise, ID | $5.0M | $5.0M | SEC |
| House Fund Pinnacle, L.P. | Berkeley, CA | $4.5M | $4.5M | SEC |
| Ascend Overland Series B SPV Oct 2026 a Series of CGF2026 LLC | Claymont, DE | $4.0M | $4.0M | SEC |
| Oshean SL, a series of Oshean Capital LP | Wilmington, DE | $4.0M | $4.0M | SEC |
| CM INVESTMENTS IV LLC - CM GSCE EQUITY PV LLC | Los Angeles, CA | $3.0M | $3.0M | SEC |
| Confido Capital Series Fund LLC MAP PLUS Series | Redondo Beach, CA | $2.6M | $250M | SEC |
| PII0526 a Series of CGF2021 LLC | Claymont, DE | $2.4M | $2.4M | SEC |
| Hyperion VII a Series of CGF2026 LLC | Claymont, DE | $2.3M | $2.3M | SEC |
| Ridgeline Growth QP Fund LLC, Series II Starcloud | New York, NY | $2.1M | $3.0M | SEC |
| Active Capital Sidecars III, LLC - Series Datoric | San Antonio, TX | $1.2M | $1.2M | SEC |
| TI Co-Invest, LLC - Investment Series 4 | Chadds Ford, PA | $1.1M | $1.1M | SEC |
| Confido Capital Series Fund LLC Atlas Series | Redondo Beach, CA | $1.0M | $250M | SEC |
| CO-0902 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $1.0M | $1.0M | SEC |
| Manifold Investment Co Fund LP | Chicago, IL | $1.0M | Indefinite | SEC |
| RIVI-TOGETHER OCT 2026 a Series of CGF2026 LLC | Claymont, DE | $880K | $880K | SEC |
| JE-0802 Fund I, a series of QuantumScale Ventures, LP | Lynnwood, WA | $874K | $874K | SEC |
| PU-0821 Fund II, a series of MV Funds, LP | Lynnwood, WA | $669K | $669K | SEC |
| PH-1001 Fund V, a series of Roll Up Vehicles, LP | Lynnwood, WA | $650K | $650K | SEC |
| IN-0913 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $595K | $595K | SEC |
| OD-1009 Fund I, a series of MV Funds, LP | Lynnwood, WA | $572K | $572K | SEC |
| RA-10072 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $561K | $561K | SEC |
| F26, a series of LBS Investments I, LP | Covina, CA | $316K | $3.0M | SEC |
| FinanceWise Ventures - Fast Forward Fund I, L.P. | Belgrade, Z2 | $312K | $3.5M | SEC |
| UP-0905 Fund I, a series of Roll Up Vehicles, LP | Lynnwood, WA | $296K | $296K | SEC |
| Great-ON-0923 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $291K | $291K | SEC |
| NET01, a series of Get Access Master Partnership, LP | Wilmington, CT | $250K | $250K | SEC |
| NO-1005 Fund III, a series of Bob Pasker Funds, LP | Lynnwood, WA | $204K | $204K | SEC |
| VA-0831 Fund I, a series of Exitfund Venture, LP | Lynnwood, WA | $146K | $146K | SEC |
| AS-1013 Fund I, a series of Hustle Fund Angel Squad Verticals, LP | Lynnwood, WA | $130K | $130K | SEC |
| LAMBDA SERIES OF HALCYRA MASTER LLC | Sacramento, CA | $125K | Indefinite | SEC |
| WCT PromptX 202610 a Series of CGF2026 LLC | Claymont, DE | $94K | $94K | SEC |
| GI-0928 Fund I, a series of MV Funds, LP | Lynnwood, WA | $90K | $90K | SEC |
| Savant-PE-0817 Fund I, a series of Platform Funds 2026, LP | Lynnwood, WA | $79K | $79K | SEC |
| EX-0902 Fund I, a series of Exitfund Venture, LP | Lynnwood, WA | $78K | $78K | SEC |
| Maple Syrup Ventures, Fund MVI, LLC | Lebanon, NH | $50K | Indefinite | SEC |
| EN-1019 Fund III, a series of AX-RN-Funds, LP | Lynnwood, WA | $50K | $50K | SEC |
| 2026OCT Seed FnF, a series of Roll Up Vehicles, LP | Lynnwood, WA | $40K | $40K | SEC |
| SU-0921 Gaingels Fund I, a series of AngelList-GP-Funds-I, LP | Lynnwood, WA | $26K | $26K | SEC |
| Mana Ventures, LP - G1 | Lynnwood, WA | $10K | $10K | SEC |
| CITIZEN MINT ESSENTIAL INFRASTRUCTURE FUND LP | Los Angeles, CA | $0 | $100M | SEC |
| Tiferet Capital LP | Tarzana, CA | $0 | $100M | SEC |
| Atlas Equities I, L.P. | Los Angeles, CA | $0 | $1.0M | SEC |
| Real Estate - Noble VI Access Fund, L.P. | San Francisco, CA | $0 | Indefinite | SEC |
| ARS X (SC VIII-A), L.P. | New York, NY | $0 | Indefinite | SEC |
| 1789 Capital Cobra II LP | Palm Beach, FL | $0 | Indefinite | SEC |
| 1789 Capital Cobra LP | Palm Beach, FL | $0 | Indefinite | SEC |
| Converium Capital Opportunities Fund LP | George Town, E9 | $0 | Indefinite | SEC |
| Series 1 of WSG Special Asset Opportunities, LLC | Dallas, TX | $0 | Indefinite | SEC |
| Strider Ventures Fund I, LP | Kentfield, CA | $0 | Indefinite | SEC |
| Yellowstone Aviation Capital II, LP | Houston, TX | $0 | Indefinite | SEC |
| iCapital-Sands Capital Global Innovation IV (International) Access Fund, L.P. | New York, NY | $0 | Indefinite | SEC |
| HPS Aiguille Verte SET Fund, SCSp | Luxembourg, N4 | $0 | Indefinite | SEC |
| TRP Septic Co-Invest A, LP | New York, NY | $0 | Indefinite | SEC |
| GOVO Venture Fund II, LP | Winter Park, FL | $0 | Indefinite | SEC |
| TRP Septic Co-Invest, LP | New York, NY | $0 | Indefinite | SEC |
| Canvas DC Holdings, LP | San Francisco, CA | $0 | Indefinite | SEC |
| DST Global XI Access LLC | New York, NY | $0 | Indefinite | SEC |
| DST Global XI Access Offshore LP | New York, NY | $0 | Indefinite | SEC |
| AC Growth Fund I, LP | Phoenix, AZ | $0 | Indefinite | SEC |
| GC Everest Co-Invest, L.P. | San Francisco, CA | $0 | Indefinite | SEC |
| Patient Square Royalty & Structured Solutions, L.P. | Menlo Park, CA | $0 | Indefinite | SEC |
| Eaton Vance CLO Fund I (Cayman) LP | George Town, E9 | $0 | Indefinite | SEC |
| Eaton Vance CLO Fund I LP | Boston, MA | $0 | Indefinite | SEC |
| Ares US Real Estate XI Wizard Co-Invest LP | Los Angeles, CA | $0 | Indefinite | SEC |
| General Atlantic RL (Bermuda) Coinvest II, L.P. | New York, NY | $0 | Indefinite | SEC |
Source: SEC EDGAR Form D filings (new notices only, amendments left out). Amounts are what the issuer reported. Not investment advice. Each row links to the original filing.
Other days
- 10 November 2026: 66 companies, 102 funds
- 9 November 2026: 55 companies, 81 funds
- 6 November 2026: 102 companies, 69 funds
- 5 November 2026: 61 companies, 130 funds
- 4 November 2026: 68 companies, 120 funds
- 3 November 2026: 61 companies, 84 funds
- 2 November 2026: 76 companies, 68 funds
- 30 October 2026: 76 companies, 98 funds
- 29 October 2026: 53 companies, 113 funds
- 28 October 2026: 61 companies, 81 funds
- 27 October 2026: 67 companies, 69 funds
- 26 October 2026: 53 companies, 55 funds
- 23 October 2026: 67 companies, 120 funds
- 22 October 2026: 71 companies, 110 funds
- 21 October 2026: 73 companies, 102 funds
- 20 October 2026: 67 companies, 65 funds
- 19 October 2026: 70 companies, 74 funds
- 16 October 2026: 53 companies, 84 funds
- 15 October 2026: 93 companies, 115 funds
- 14 October 2026: 97 companies, 158 funds
- 13 October 2026: 108 companies, 128 funds